STATE OF WASHINGTON OFFICE OF THE INSURANCE COMMISSIONER WAOIC# NPN
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1 STATE OF WASHINGTON OFFICE OF THE INSURANCE COMMISSIONER In The Matter of WILLIAM C. YI, Licensee. WAOIC# NPN To: 4316 Stonebridge Way#!02 Lynnwood, WA Hwy 99 Ste E Edmonds, WA wyiinsuranceagency@outiook.com IT IS ORDERED AND YOU ARE HEREBY NOTIFIED that your Washington State insurance producer's license is REVOKED, effective Januar>' 30, 2015, pursuant to ROW BASIS: 1. ("Licensee") is a Washington resident insurance producer, WAOIC No , licensed June Licensee was formerly appointed by several Farmers Insurance Group ("Farmers") companies. 2. Farmers conducted an audit of Licensee which revealed that Licensee inappropriately listed another person's car on his personal auto policy in order to qualify for a multi-car discount. The audit also showed that Licensee falsified a client's commercial policy. The client wrote a S5,169 check to cover the annual premium for the 1 PO Bo.\ 40255
2 commercial policy and Licensee deposited the check into his business account. Farmers discovered that Licensee remitted the premium to Farmers via six money orders and a personal check. Licensee falsely identified the purchaser on each money order. Farmers also found that Licensee changed both the billing address on the client's policy to his business address and the billing cycle to monthly payments from one annual payment. 3. Farmers terminated Licensee's appointments based on the audit results. 4. Licensee admitted that he deposited the premium check from the abovereferenced client into his business checking account and used the funds to pay rent and other expenses. Licensee stated that he changed the client's policy to a monthly billing schedule and the billing address to his business address so that he could make premium payments. Licensee also admitted that he insured an inoperative car on his Farmers auto policy to qualify for a multi-car discount. APPLICABLE LAW: 1. By failing to report to the insurer the exact amount of consideration charged as premium for such contract, and failing to show such amount in the contract and in the records of the insurance producer. Licensee violated RCW (1). 2. By failing to promptly account for and pay to the insurer all funds representing premiums received by an insurance producer, Licensee violated RCW (2). 3. By receiving funds which belong to or should be paid to another person as a result of or in connection with ari insurance transaction and failing to promptly account for and pay the funds to the person entitled to the ftinds, Licensee violated RCW (3). 4. RCW (l)(b) authorizes the Insurance Commissioner to revoke an insurance producer's license for violating any insurance laws or rules. 5. RCW 4S (l)(d) authorizes the Insurance Commissioner to revoke an insurance producer's license for improperly withholding, misappropriating, or converting any moneys or properties received in the course of doing insurance business. Office of insurance Commissioner
3 6. RCW (l)(e) authorizes the Insurance Commissioner to revoke an insurance producer's license for intentionally misrepresenting the terms of an actual or proposed insurance contract or application for insurance. 7. RCW (1 )(g) authorizes the Insurance Commissioner to revoke an insurance producer's license for having admitted or been found to have committed any insurance unfair trade practice or fraud. 8. RCW (1 )(h) authorizes the Insurance Commissioner to revoke an insurance producer's license for using fraudulent, coercive, or dishonest practices, or demonstrating incompetence, untrustworthiness, or financial irresponsibility in this state or elsewhere. 9. RCW (l)(j) authorizes the Insurance Commissioner to revoke an insurance producer's license for forging another's name to an application for insurance or to any document related to an insurance transaction. 10. By failing to account for an maintain in a separate account from all other business and personal funds all funds representing premiums or return premiums received by an insurance producer in the insurance producer's fiduciary capacity, Licensee violated RCW (1). 11. By commingling or otherwise combining premiums with other moneys, Licensee violated RCW (2). 12. By altering an applicant's insurance application for insurance without the applicant's written consent, Licensee violated RCW (1). 13. By engaging in unfair methods of competition or in unfair or deceptive acts or practices in the conduct of such business as such methods, acts, or practices, Licensee violated RCW (1). 14. By knowingly making a false or misleading statement or impersonation, or willhjlly failing to reveal a material fact, in or relative to an application for insurance to an insurer, Licensee violated RCW By failing to comply with the premium accounting requirements of WAC , Licensee has committed unfair trade practices.
4 IT IS FURTHER ORDERED that you return your insurance producer's license certificate to the Insurance Commissioner on or before the effective date of the revocation of your license, as required by RCW (4). Return your license to: Licensing Manager Office of the Insurance Commissioner P. O. Box Olympia, WA Executed this day of January, MIKE KREIDLER Insurance Commissioner By and through his designee Drew Stillman Insurance Enforcement Specialist Legal Affairs Division PO Bo.x O^TOpia, WA
5 NOTICE OF YOUR RIGHT TO A HEARING If you are aggrieved by this Order Revoking License, RCW permits you to demand a hearing. You must demand a hearing in writing within 90 days after the date of this Order Revoking License or you will waive your right to a hearing. If the Insurance Commissioner receives your demand for a hearing before the effective date listed on the order revoking your license, the revocation will be automatically stayed (postponed) and your license will remain in effect pending the hearing. Your demand for a hearing should be sent to the following address and must briefly state how you are harmed by this decision and why you disagree with it; Hearings Unit Office of the Insurance Commissioner Olympia, WA You will be notified of the time and place of your hearing. If you have questions about filing a demand for hearing or the hearing process, please telephone the Hearings Unit at (360) or send an to HearingsUfatOlC.wa.eov. OKmpia, WA 9S
6 CERTIFICATE OF MAILING The undersigned certifies under the penalty of perjury under the laws of the state of Washington that I am now and at all times herein mentioned, a citizen of the United States, a resident of the state of Washington, over the age of eighteen years, not a party to or interested in the above-entitled action, and competent to be a witness herein. On the date given below I caused to be served the foregoing ORDER RBVOKJNG LICENSE on the following individual via US Mail and Stonebridge Way #102 Lynnwood, WA Hwy 99 Ste E Edmonds, WA wyiinsuranceagency@outlook.com Dated this Id^ day of January, 2015, in Tumwater, Washington.
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