Appendix A FAR Code List Translation

Transcription

1 Appendix A FAR Code List Translation IRS Qualification Code FAR Item Number: k Solo 401k c c9/HRA Plan Deferred Comp HR10/Keogh Stretch IRA Inherited IRA IRA IRA Rollover Non-Qualified Pension Plan SAR/SEP SEP-IRA IRA Spousal IRA Transfer Cash Bal-Def Contr Cash Bal-Def Benefit Solo Defined Benefit b g (formerly 403g) Simple IRA Roth IRA Roth 401K Roth 403b Educational IRA Profit Sharing Plan Money Purchase Plan Welfare Benefit(419) b/Long Term Care Offshore Transfers Only 19

2 Contract Status FAR Item Number: 5026 AA Active Annuitized 17 AN Annuitized 10 CC Canceled 8 DA Deferred Death 14 DE Deceased/Death Claim 20 GS Suspended 9 FL Free Look 9 MA Matured 7 NT Not Taken 9 OD One Deceased 12 PB LOA Sent 8 PD Pended 6 SU Surrendered 11 VA Active 6 LP Lapsed 6 SC Surrender/Converted 19 SI Surrender/Individual (to client) 20 SE Surrender/Exchange (to third party) 18 Contract Date Qualifier FAR Item Number: Application Received Issue Effective Surrender Date of Death Joint Death Renewal Maturity Contract Mailing Annuitized Lapsed Date Current Payout First Payout 12

3 Contract Entity Role FAR Item Number: 5030 G2 Annuitant/Insured 17 G5 Cont Beneficiary 16 BE Primary Beneficiary 19 HA Owner 5 HC Jt Annuitant/Insured 20 HD Cont Annuitant/Insure 20 HE Contingent Owner 16 JV Joint Owner 11 OK Owner/Annuit/Insured 20 PA Power of Attorney 17 PE Payee 5 CA Collateral Assignee 19 CU Custodian for UGMA 18 AA Absolute Assignee Trustee 7 Transaction Identifier FAR Item Number: Annual Fee Annual Fee (R) Adjustment Units Adjustment Units (R) Adjustment-Value Adjustment Value Rever Admin Fee Admin Fee (R) Asset Allocation Asset Allocation (R) Asset Rebalancing Asset Rebalancing (R) Auto Loan Payment Auto Loan Payment (R) Bill PAC 8 19 Cancel (Reinstate) Cancel (Reinstate) (R) Cost of Ins Cost of Ins-Rev Death Ben Option Change 23

4 23 Death Claim Death Claim (R) Dollar Cost Ave Dollar Cost Ave (R) 23

5 209 Enhanced DB Enhanced DB (R) Exchange Credit Exchange Credit (R) Extra Credit Extra Credit (R) Face Decrease Face Increase Fee Liquidation Fee Liquidation (R) Fixed Bonus Fixed Bonus (R) Free Look Prem Cancel Force-out Req by Tax Law Force-out Req Tax Law (R) Force-out to Repay Loan Force-out Repay Loan (R) Free Look (R) Free Look Prem Cancel Free Look Prem Cancel (R) Free Look Val Cancel Free Look Val Cancel (R) Front End Load Front End Load (R) Full Annuitization Full Annuitization (R) Full Surrender Full Surrender (R) Fund Transfer Fund Transfer (R) Future Transfer Future Transfer (R) Group Rebalance (R) 19 XO Group Rebalance Group Transfer (R) 18 XG Group Transfer Interest Crediting Interest Crediting Rever Internal Premium Internal Premium (R) Internal Rollover Internal Rollover (R) Internal Surrender 18

6 195 Internal Surrender (R) Jumbo Credit Jumbo Credit (R) Loan Default Loan Default (R) 16

7 42 Loan Payout Loan Payout (R) Loan Repayment Loan Repayment(R) Loan Repay Interest (R) 23 LRI Loan Repay Interest Market Value Adjust Market Value Adjust (R) Min Req Dist Payout Min Req Dist Payout (R) Mortality & Exp Charge Mortality & Exp Chrg-Revl NIGO carrier pursuing (R) NIGO carrier pursuing Other Contribution Other Contribution (R) Over Contrib Withdrwl Over Contrib Withdrwl (R) Partial Annuitization Partial Annuitization (R) Partial Surrender Partial Surrender (R) Payment Correction Payment Correct (R) Per Ann Payment Per Ann Pymt-Rev Policy Withdrawal Policy Withdrawa (R) Premium New (Orig) Premium New (Orig) (R) Premium Subsequent (R) Premium Subsequent (Orig) Premium Band Rate Change Reissue Reject by Carrier (R) Reject by Carrier Renewal Renewal (R) Rtrn of Excess Contr Rtrn of Excess Contr (R) Substantial Equal Pymt Substantial Equal Pymt 22

8 50 Systematic Withdrwl Systematic Withdrwl (R) Transfer 8 81 Transfer (R) Transfer Fee Transfer Fee (R) Withdrawal Fee Withdrawal Fee (R) 18 Transaction Identifier FAR Item Number: Adjustment Administrative Fee Annual Fee Full Annuitization Asset Allocation Transfer Asset Rebalancing Transfer Back-End Load Cancellation Contingent Deferred Sales Charge DCA Transfer Death Claim Deferred Sales Charge Free Look Premium Cancellation Free Look Value Cancellation Front End Load Full Surrender Loan Initiation Loan Remittance Transfer Values (Funds) Market Value Adjustment Minimum Required Distribution Payout Partial Annuitization Partial Surrender Systematic Withdrawal Premium New Premium Sub Premium Tax Collected On Surrender Premium Tax Paid Upfront Renewal 7 70 Transaction Fee Transfer 8 EM Employee Amount 15

9 CA Employer Amount 15 CM Employer Match Substantial Equal Payment 25 SR Surrender 9 HL Federal Tax 11 ST State Tax 9 37 Interest Charge 15