Regulation Regulation Regulation. Conference Programme /07/13 America Square Conference Centre, London
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1 02/07/13 America Square Conference Centre, London www. Conference Programme 2013 #iaregulation
2 Dear colleague, I am delighted to announce the launch of an Insurance Age specific event: The Three R s. Join us in discussing some of the biggest issues in this constantly fluctuating landscape. The developing information of deadlines and material that has emerged following the legal cutover, has heaped pressure on insurance brokers, and this timely event is here to ease the burden. This practical forum will allow you to walk away with advice and new ideas surrounding the changes that your organisation faces. With expert speakers delivering a mixture of valuable keynotes and practical debate sessions including a quick fire round, this event is sure to benefit those in attendance, and for those affiliated. Our one day event packed with keynotes from the FCA, BIBA and ABI ensures that insurance brokers are well equipped and ready to take any challenges head on. The FCA will provide us with insight into the future of regulation under the new conduct regime, whilst creating a compliance strategy and putting in place relevant timescales will also come under the spotlight. This event is for you to gain tips and advice from the leading industry experts that can be used with practical application. I look forward to welcoming you in July. Rhiannon Van-Ross Conference Producer
3 A clean slate? What does it mean for you? Registration Chairman s welcome Emmanuel Kenning, editor, Insurance Age Keynote: What does the future of insurance broking look like? Radical change requires a change in attitude not just by regulators but also by the senior management of financial firms...such changes are for firms to make but the experience of the last ten years tells us...beyond doubt that they will not make those changes without greater external incentives. Hector Sants, former CEO of FSA What does the future on regulation look like, for brokers, management, your business and the wider market. Let s discuss. Simon Green, head general insurance and protection, FCA The impact of the FCA on your business Will the new regime provide a barrier to entry for new businesses? How do you make staff see how important regulation is? Cost of regulation: direct costs (fees and levies charged) and indirect costs incurred (such as through time spent dealing with FSA requirements or reports by independent experts to show compliance). Steve White, CEO, Biba Panel discussion: A fresh start for insurance broking regulation? The PRA and FCA: How will they work, and how will they work together? Timescales for implementation Are we moving towards a more stringent regulatory structure, and what impact might this have on insurance broking operations? Katherine Webster, manager, general insurance and protection, FCA Peter Blanc, group chief executive, The Oval Group Coffee and Networking
4 11.40 : Quick fire round This series of 15 minute overview sessions will tackle the key areas that will impact insurance brokers now we have seen the legal cutover. There will be a five minute Q&A at the end for brokers to raise their queries and specific concerns at the end of each session The impact of on commission disclosure Judith Crawford, policy adviser, regulation and distribution financial conduct regulation directorate, ABI How can your business turn regulatory compliance into business advantage through effective data management? Is it worth being chartered? What are the benefits and how does the new regime make a difference? The impact of regulation on client money Maintaining and managing investment relationships Lunch and networking Exploring the decision making process behind compliance Maintaining compliance in an increasingly competitive market Building Risk Management into your compliance strategy The Bribery Act 2010: Minimizing your exposure Are your Bribery-prevention policies adequate for your company s risk profile? Is compliance taking over business? Five wishes for the new regime Five different senior brokers will lead debate by coming to the stage to highlight their wish for the financial conduct authority Closing comments *Please note, this programme is subject to change For speaking opportunities please contact: Rhiannon Van-Ross Rhiannon.Van-Ross@ Tel:
5 Interested in Sponsoring The Three R s? For enquiries contact Chris Finnegan. T: E: chris.finnegan@ Delegate rates: Early bird delegate rate If booked before 17th May: 149 +VAT 20% Standard delegate rate If booked after 17th May: VAT 20% Complete the registration form and return via: Charlie.Hallett@ Post: Charlie Hallett, Haymarket House, Haymarket, London SW1Y 4RX, United Kingdom Book online at:. Tel: +44 (0) Registration details Forename Surname Position Company Address Postcode Tel PA / Secretary name and contact Payment details (Credit card only) Name on card: Card type: amex visa issue number: mastercard maestro valid from date: security code: Card number: expiry date: Account address: Signature: Date: Terma & Conditions: Cancellations must be received in writing more than three weeks before the event. If a cancellation is received within three weeks of the event the delegate fee will be payable in full. Cancellations more than three weeks before the event are subject to a 10% administration fee. A substitute delegate is always welcome, but the organiser MUST be notified in advance of the event to avoid incurring a charge. Delegate substitutions may NOT be made at the event. If you do not attend the event or notify us of your intention to cancel, the full fee will still be payable. Organisers of The Three R s reserve the right to cancel The Three R s if it deems necessary and will in such an event make a full refund of any registration fee. The organisers will not assume any liability for changes to the programme date, content, speakers and venue. Payment is required in advance of the event. Organisers of the The Three R s reserve the right to refuse admission if payment is not received. A confirmation will be sent to you once we have approved your registration form. Please note bookings are taken on a first come first served basis and will be subject to approval.
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