LI XU, PhD, CFE January, address: Contact Phone:

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1 LI XU, PhD, CFE January, address: Contact Phone: EDUCATION Duke University, Ph.D. in Accounting, Durham, NC Dec, 2006 Advisor: Jennifer Francis Suffolk University, MS in Finance and Banking Services, Boston, MA Wuhan University, BA in International Finance, Wuhan, P. R. China TEACHING EXPERIENCE Assistant Professor, School of Accountancy, Washington State University-Tricities, 2012-now Latest evaluation: Intermediate Accounting 331 Adjusted overall rating 3.56/4.0 Intermediate Accounting 330 Adjusted overall rating 3.43/4.0 MBA 550 Adjusted overall rating 3.47/4.0 Assistant Professor, School of Accountancy, Southern Illinois University at Carbondale, Undergraduate course in Intermediate Accounting (Acct 321). Recent averaged course evaluation: 4.5/5.0 (4.7 for Section 1, and 4.3 for Section 2) 2. PhD Seminar. Survey of Accounting research (Joint Teaching) Assistant Professor, Accounting & Finance Department, Morgan State University MBA course in Financial Statement Analysis (Acct 603). Course evaluation: 4.9/ Undergraduate course in Accounting Principle (Acct 201 & 202). Course evaluation: 4.4/5.0 Instructor, Economics Department, Duke University Summer, Undergraduate course in Investment (ECON 520). Course rating: 4.28/5.0 INDUSTRY EXPERIENCE MFS Investment Management, Corporate Finance Department, Financial Analyst, Boston, MA Parent, McLaughlin and Nangle, CPA group, Auditor, Boston, MA, CERTIFICATION Certified Fraud Examiner (CFE) 1

2 PUBLICATIONS ACADEMIC JOURNALS: 1) The Impact of Dual Class Structure on Earnings Management Activities, Vanthuan Nguyen and Li Xu, Journal of Business, Finance and Accounting, Volume 37, Issue 3-4, pages , April/May 2010 (2009 JBFA Conference paper) 2) Taking Away the Voting Powers from Controlling Shareholders: Evidence from the Chinese Securities Market, Yi Yao, Li Xu and Zhiyuan Liu, Journal of International Financial Management & Accounting, Volume 21, Issue 3, pages , ) Student Self Efficacy in Intermediate Accounting: A Tool to Improve Performance and Address Accounting Change, Royce D. Burnett, Li Xu and Samantha Kennedy, The Accounting Educators' Journal, Vol 20, 2010 Volume XX, 2010, pp ) Internal Control Material Weakness, Analysts' Accuracy and Bias, and Brokerage Reputation Alex Tang and Li Xu, Review of Quantitative Finance and Accounting, May, ) Real and Accrual-Based Earnings Management and its Legal Consequences Evidence from Seasoned Equity Offerings, with Salma Ibrahim, Genese Rogers and Li Xu, Accounting Research Journal, 2011, Vol. 24 Iss: 1, pp ) SFAS No. 159: An Examination of Early Electors, Late Electors and Non-Electors in the Banking Industry, Alex Tang and Li Xu, Review of Accounting and Finance, Vol. 49, ) Institutional Ownership and Internal Control Material Weakness, Li Xu and Alex Tang, Quarterly Journal of Finance and Accounting, May, ) Training Auditors in Strategic Systems Auditing Using Online Computerized Systems: Can Prior Schema Affect Their Knowledge Acquisition? Partha S Mohapatra, Velina Popova and Li Xu, International Journal of Critical Accounting, Int. J. Critical Accounting, Vol. 5, No. 5, 2013, pg 453 9) Earnings Components Manipulation and Shareholder Litigation, Salma Ibrahim, Li Xu, George Kalchev and Candice Lynette Deal, Advances in Quantitative Analysis of Finance and Accounting, Volume 11(2013), pp ) Shareholder Litigation, Reputation Loss and Bank Loan Contracting, with Saiying Deng and Richard H. Willis, Journal of Financial and Quantitative Analysis, Fall (2014). 11) Insider Sales and the Effectiveness of Clawback Adoptions in Mitigating Fraud Risk, with Sun, Lili, Fung, Simon, and K. K. Raman, Journal of Accounting and Public Policy, forthcoming. PRACTITIONER/NON-PEER REVIEWED JOURNALS: 2

3 1) Shareholder Activism: Governing in the Face of Mergers and Acquisitions, with Royce D. Burnett, Ramon P. Rodriguez and Marc Morris. Journal of Corporate, Accounting and Finance, January, ) Institutional Investing Activities Before and After Sell-Side Analyst Coverage Initiation and Termination-Evidence from the U.S. Market, Advances in Investment Analysis and Portfolio Management, Vol 5, December, 2011 NEWSPAPER: 1) Restore trust with good governance. China Daily, Europe Edition, Tue, Mar 20, 2012 BOOK CHAPTERS: 1) Handbook of Financial Econometrics and Statistics, Chapter 63. Published by Springer, WORKING PAPERS 1) Asset Specificity and Accounting Conservatism, Qingyuan Li, Richard H. Willis and Li Xu (presented at American Accounting Annual conference, targeted at RAS) 2) Asset Specificity and Management Forecasts, Qingyuan Li, Richard H. Willis and Li Xu (presented at American Accounting Annual conference, targeted at CAR) 3) Political Uncertainty and Firm Crash Risk, Qingyuan Li, Si Li, and Li Xu (targeted at JAR) 4) The Association between Political Uncertainty and Corporate Tax Avoidance: Empirical Evidence from National Elections, Qingyuan Li, Richard H. Willis, Edward L. Maydew and Li Xu (Under review at JAE) NATIONAL CONFERENCE Presented at 2007 AAA ABO Research Conference, Internal Control Material Weakness, Analysts Accuracy and Bias, and Brokerage Reputation Accepted and presented at 2009 FMA Conference, Earnings Management and Dual Class Structure Accepted at 2010 AAA International Section Mid-Year Conference, Taking Away Taking Away the Voting Powers from Controlling Shareholders Accepted at 2010 AAA MIS Section Mid-Year Conference, The Application of SAS 70 on offshore outsourcing Accepted and presented at 2010 AAA Annual Conference, San Francisco, California, Internal Control Material Weakness, Analysts' Accuracy and Bias, and Brokerage Reputation 3

4 Accepted at 2010 AAA Annual Conference, San Francisco, California, The Application of SAS 70 on offshore outsourcing Accepted at 2010 AAA Annual Conference, San Francisco, California, SFAS No. 159: An Examination of Early Electors, Late Electors and Non-Electors in the Banking Industry Accepted and presented at 2011 AAA Annual Conference, Denver, CO., Earnings Components Manipulation and Shareholder Litigation Accepted and presented at 2011 AAA Annual Conference, Denver, CO., Shareholder Litigation and Bank Loan Contracting, with Saiying Deng and Richard H. Willis Accepted and presented at 2012 FMA Conference, Atlanta, GA., Clawback and Financial Fraud, with Lili Sun and K. K. Raman Accepted and presented at 2013 AAA Conference, Anaheim, CA, Asset Specificity and Accounting Conservatism Qingyuan Li, Richard H. Willis and Li Xu Accepted and presented at 2014 AAA Conference, Atlanta, GA, Asset Specificity and Management Forecasts Qingyuan Li, Richard H. Willis and Li Xu INTERNATIONAL CONFERENCE Presented at 2009 JBFA Conference, Italy, Earnings Management and Dual Class Structure Accepted at 2009 EAR International Symposium, China, Taking Away Taking Away the Voting Powers from Controlling Shareholders Presented at 2009 SUFE International Symposium, China, Taking Away Taking Away the Voting Powers from Controlling Shareholders Accepted and presented at the 18th Annual Conference on Pacific Basin Finance, Economics, Accounting, and Management PBFEAM), Beijing, China, Earnings Components Manipulation and Shareholder Litigation. Accepted and presented at the 18th Annual Conference on Pacific Basin Finance, Economics, Accounting, and Management PBFEAM), Beijing, China, Taking Away the Voting Powers from Controlling Shareholders: Evidence from the Chinese Securities Market. INVITED RESEARCH SEMINAR PRESENTATION Presented at Wuhan University, 2012, Shareholder Litigation and Bank Loan Contracting, OTHER ACADEMIC ACTIVITIES Ad hoc Reviewer for Review of Quantitative Finance and Accounting Ad hoc Reviewer for Managerial Finance Ad hoc Reviewer for Journal of International Financial Management & Accounting Ad hoc Reviewer for Journal of Business, Finance and Accounting Serve on the Editorial Board for The Accounting Educators' Journal 4

5 AFFILIATIONS Financial Management Association; American Accounting Association; Charted Financial Analyst Association SERVICES Serve as Scholarship Reader for WSU Serve as Finance Position Search Committee member for WSU Serve as MPPC Committee WSU tricity representative for WSU Serves as advisors for MBA students for 702 projects for WSU Serve as Faculty and University Associates for SIUC for Serve as Committee Member for Technology Committee for SIUC for Serve as Committee Member for Undergraduate Curriculum Committee for Morgan State University for Serve a judge for science fair for SIUC Serve as a panelist for Asian American Heritage Financial Series Serve as a representative for Research Town Meeting GRANTS 1. Receive the undergraduate assistantship grant for year Receive the undergraduate assistantship grant for year Receive Pontikes Center Summer Research Grant for Summer Receive Pontikes Center Summer Research Grant for Summer AWARDS & HONORS Outstanding Research Honor Roll (SIUC) Outstanding Research Honor Roll (SIUC) Outstanding Advisor for Multi-Ethnic Student Scholar (SIUC) 2010 Martin L. Black Fellowship (Duke University) Student Fellow to Preparing for Future Faculty Program (Duke University) American Accounting Association Doctoral Consortium Fellow (Deloitte & Touche).2002 Highest Merit Based Fellowship (Suffolk University) Best Student Award of the MSF Program (Suffolk University) Merit Based Scholarship (Wuhan University)

LI XU December, 2012 E-mail address: lixu@tricity.wsu.edu Contact Phone: 443-617-4496

LI XU December, 2012 E-mail address: lixu@tricity.wsu.edu Contact Phone: 443-617-4496 LI XU December, 2012 E-mail address: lixu@tricity.wsu.edu Contact Phone: 443-617-4496 EDUCATION Duke University, Ph.D. in Business Administration, Durham, NC Dec, 2006 Advisor: Jennifer Francis Suffolk

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