Barriers and Breakthroughs: Diabetes Self-Management Training in Primary Care

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1 Barriers and Breakthroughs: Diabetes Self-Management Training in Primary Care Janice C. Zgibor, RPh, PhD Research Associate Graduate School of Public Health Department of Epidemiology University of Pittsburgh June 16, 2003 COMMUNITY PATIENTS PROVIDERS HEALTH SYSTEM

2 Diabetes Self-Management Training: Utilization Despite availability of formal DSMT programs, these programs are underutilized. Only 1/3 to 1/2 of those with diabetes attend DSMT programs. Attendance is associated with higher SES and treatment modality (insulin users). There is an unfulfilled need to find alternate ways of delivering DSMT in order to reach more individuals.

3 What is known? Controlling risk factors will decrease complication incidence Adherence to clinical guidelines (process and outcome) by clinicians is sub optimal Multifaceted interventions (eg. patient, provider or system oriented) are most successful. Renders, et.al. Diabetes Care. 2001

4 The Setting

5 The University of Pittsburgh Medical Center (UPMC) Components Hospitals Health System managed physician practices Diversified services Home care Pharmacy Information systems Rehabilitation Community Health Services Insurer

6

7 60,000 Falk Clinic General and Internal Medicine Children s Hospital East PChildren s Hospital Johnstown ADA recognized site Not ADA recognized P ADA recognition pending UPMC University of Pittsburgh Medical Center

8 University of Pittsburgh Diabetes Institute (UPDI) Goals: Promote and provide outstanding diabetes care to those served by our Health System. Integrate improved clinical care throughout the Health System. Facilitate access for patients with diabetes to Health System sites. Achieved by collaborations with: Communities Academia Philanthropic Organizations Health care providers

9 DSMT within the Health System Despite wide availability of DSMT programs utilization is low Gaps in access Due to Under or poor reporting by the program Lack of referral to DSMT programs by providers Poor provider and patient awareness of the value and availability of DSMT Marketing strategies may not be targeted

10 The Target Study Community Suburb of Pittsburgh Former home to the steel industry Victim of industrial downsizing Unemployment Out-migration of young and more affluent Result Elderly community Socioeconomically depressed area High risk community for chronic disease

11 The Scope of the Problem within the Community

12 Unanswered questions Among those with diabetes: What was the prevalence of complications? What were the patterns of preventive service utilization? What was provider adherence to ADA Standards of Care? Could care/outcomes be improved by partnering providers and patients together using a multifaceted approach?

13 Project Objective To improve health outcomes in people with diabetes who receive care in the primary care setting, through implementation of a model of care focused on provider education, patient empowerment, and enhancement of the patient-provider partnership.

14 Chronic Care Model Community Resources and Policies Self- Management Support Health System Organization of Healthcare Delivery System Design Decision Support Clinical Information Systems Informed, Activated Patient Productive Interactions Prepared, Proactive Practice Team Functional and Clinical Outcomes

15 Study Design Chronic Care Model Intervention n=3 practices 24 Eligible Primary Care Practices 11 Participating Primary Care Practices Randomization n=3 practices Chart audit n=762 n=5 practices Patient+Provider Intervention Provider Intervention Only Usual Care n=30 patients n=38 patients n=51 patients

16 Patient and Provider Intervention

17 Intervention: Providers Goal: Provider appreciation of DSMT and patient empowerment Physicians (in the provider intervention groups) attended one session. Education format was problem-based learning (PBL). All providers received their chart audit data in the form of a report card together with the ADA Standards of Care. A diabetes educator was present in the offices on designated diabetes days or diabetes mini-clinics (for 6 months).

18 Patient-Provider Partnership: Improving Diabetes Care in the Community R esults of Your P ractice s D ia b e te s C h a r t A u d it Calendar Year 1999 Y o u r P ra c tic e s Dem ographics Com pared to Other Practices in th e S tu d y C o m m u n ity Your Practice (n = 237) Study C o m m u - nity (n = 763) % M a le % Non- W h it e % Smoker Average Age n= 237 H o w D o e s Y o u r P r a c t i c e C o m p a r e t o t h e A D A s S t a n d a r d s o f C a r e? Process O utcom es based on the AD A s Standards of Care A 1 c M e a s u r e d U rinalysis Fo o t Exam P e r f o r m e d HTN, A c e In h ib. Y o u r P r a c t i c e n = S t u d y C o m m u n i t y n = A D A G o a l I s Y o u r P r a c t i c e M e e t i n g t h e A D A s T h e r a p e u t i c G o a l s a n d S t a n d a r d s o f P r a c t i c e? The ADA currently recom m ends the follow ing therapeutic g o a ls : LDL<100 m g/dl, HbA1c < 7%, and BP < 130/ P e r c e n t o f Y o u r P a tie n ts A d h e r in g to th e A D A s S ta n d a r d s o f P ra c tic e C o m p a re d to O th e r P a tie n ts in th e S tu d y C o m m u n ity Yo u r Practice n=2 37 Study Co mmunity n= Yo u r Practice n=237 Study Co mmunity n=763 ADA Goal 0 LDL > 100 mg/dl A1c > 7% A1c >8% BP > 130/80* 0 Received Flu Vaccine Re ce ived Diab. Edu Self Monitor BG An A1c of > 8% indicates an A C T IO N L E V E L *The AD A goal for BP at the time of chart audit was 130/85*

19 Intervention: Patients Education sessions were held for 6 sessions, followed by monthly support groups for the remainder of study follow-up. Education format was based on the ADA content areas. Empowerment Approach

20 Empowerment Helping people discover and use their innate ability to gain mastery over their diabetes. Anderson, B. and Funnell, M.: The Art of Empowerment. Alexandria, VA, American Diabetes Association,2000, pg xvii.

21 Provider Intervention

22 Intervention: Providers (no patient intervention) Physicians attended one session. Education format was problem-based learning. All providers received their chart audit data in the form of a report card together with the ADA Standards of Care. A diabetes educator was available for consultation

23 Study Outcomes Subjects with diabetes n=119 Clinical A1C, Blood Pressure, Lipids, BMI, Microalbuminuria Measured according to standard research protocol Behavioral Empowerment Psychosocial Quality of well-being, barriers to diabetes care Diabetes knowledge Health care utilization and self-care behaviors Provider Participants n=20 Attitudes toward diabetes Barriers to diabetes care

24 Barriers to Diabetes Care

25 Barriers to Diabetes Care Barriers to diabetes care were assessed using the Barriers to Diabetes Care instrument 30 barriers grouped into the following 5 barrier categories: Psychological Educational Internal physical External physical Psycho-social Simmons D, et al. Diabetic Medicine. 1998

26 Frequency of Barriers to Care: Patient vs. Provider Patient Provider % Psychological Education Internal Physical External Physical Psychosocial

27 Main Study Results

28 Intervention Group Participation Rates and Study Retention Group Classes > 75% of subjects attended at least 3/4 of classes Support Group > 50% of subjects attended at least 2/3 of available support groups Study Retention (Overall) 91% Patient/ provider intervention group

29 Baseline Characteristics Characteristics Pt&Prov Prov Only UC p value Age Duration Sex (% male) Race (% non-white) Insulin use SES (% > HS) Mean follow-up (months) 12.4 (9-18) 12.4 (11-18) 12.7 (11-18) 0.09 Microvascular Complications (%) Macrovascular Complications (%)

30 Change in Mean HbA1c Baseline Follow-Up % p= p= p= Pt-Prov (n=27) Prov Only (n=32) UC (n=46) GLM results (effect of group): p=0.01 (effect of group is adjusted for clustering of patients within practice, age, insulin use, and baseline HbA1c)

31 Change in Mean HDLc Baseline Follow-Up p= p=0.23 p= mg/dl Pt-Prov (n=27) Prov Only (n=32) UC (n=46) GLM results (effect of group): p=0.12 (effect of group is adjusted for clustering of patients within practice, age, insulin use, and baseline HDL)

32 Change in Mean Non-HDLc Baseline Follow Up mg/dl p= p= p= Pt & Prov (n=27) Prov Only (n=32) UC (n=46) GLM results (effect of group): p=0.008 (effect of group is adjusted for clustering of patients within practice, age, insulin use, and baseline Non-HDL)

33 Change in Mean Systolic Blood Pressure by Group Baseline Follow-Up mmhg p=0.84 p=0.62 p= Pt-Prov (n=27) Prov Only (n=32) UC (n=46) GLM results (effect of group): p=0.31 (effect of group is adjusted for clustering of patients within practice, age, and insulin use)

34 Change in Diabetes Knowledge Score by Group Baseline Follow-Up % p= p= p= Pt & Prov (n=27) Prov Only (n=30) UC (n=42) GLM results (effect of group): p=0.88 (effect of group is adjusted for clustering of patients within practice, age, insulin use, and baseline DKT 14 score) 70

35 Diabetes Empowerment Scale Measure of diabetes-related psychosocial self-efficacy Managing Psychosocial aspects of diabetes Assessing dissatisfaction and readiness to change Setting and achieving diabetes goals Anderson, et al. Diabetes Care

36 Change in Mean Total Empowerment Score by Group Baseline Follow-Up 5 p=0.06 p=0.72 p=0.92 Mean Score Pt & Prov (n=27) Prov Only (n=30) UC (n=43) GLM results (effect of group): p=0.72 (effect of group is adjusted for clustering of patients within practice, age, and insulin)

37 Change in Assessing Dissatisfaction and Readiness to Change Score by Group Baseline Follow-Up 5 Mean Score p=0.04 p=0.88 p= Pt & Prov (n=27) Prov Only (n=30) UC (n=43) GLM results (effect of group): p=0.83 (effect of group is adjusted for clustering of patients within practice, age, and insulin)

38 Primary Care Practice Results

39 CDE Utilization in Clinical Practices Over 6 months Intervention Practices n=3 Subjects Eligible from Chart Audit Subjects who took part in clinical trial Patients Seen at Point of Service (diabetes days) Practice (1.8%) 36 (64%) (Hospital-based clinic) Practice (11%) 36 (15%) (Group practice) Practice (9%) 34 (87%) (Solo practitioner)

40 Change in Provider Behavior (Overall) Baseline Follow-Up p= p= ADA Goal 100% p=0.08 p= p< p= p< A1c Measures (n=219) Lipid Profile (n=219) Urinalysis (n=219) Dilated Eye Exam (n=216) Annual Foot Exam (n=218) Monofilament (n=218) Flu Vaccine (n=219)

41 Summary of Clinical Trial Results Patients (intervention group) in mean A1c in mean HDLc in mean Diabetes Knowledge score in mean Empowerment (total and subscales) score Providers (overall) Improvement in all processes of care

42 Limitations Small sample size Limited by volunteer participation of providers and patients (inherently may be more motivated) Chart audit results may be limited by recording bias Chart audit data may not reflect full impact of diabetes educator due to short follow-up

43 Mrs. M Age : 77 Caucasian Completed high school Low income(<20,000/year) Widowed Saw PCP regularly for hypertension followup Duration of diabetes: 2 years No diabetes complications

44 Did Mrs. M Change? Baseline Clinical HbA1c (%): 12.2 HDL (mg/dl): 41 Blood Pressure: 166/70 (mm/hg) Utilization Podiatrist Dietitian Educator no no no Knowledge Diabetes Knowledge Test: 57% Behavior Self monitor no Empowerment Psychosocial 2.3 Change 3.6 Goals 3.2 Follow-Up Clinical 8.5 (addition of glyburide) /67 (addition of amlodipine) Utilization yes yes yes Knowledge 57% Behavior yes monitors: 5 days/week Empowerment

45 Translation of the Model Breaking through the Barriers

46 Collaborations Community Community stakeholders hold the key to access and implementation Providers Peer leaders

47 Know the Community Define the community Understand the characteristics of the community Develop relationships with stakeholders Work within the community Understand resources available What is working Identify gaps Enhance access

48 Be Flexible Maintain an open mind Develop an intervention that can be adapted to both the practice and community. Collaborate with the provider to meet their needs Identify what they see as barriers to diabetes care and attempt to address them Recognize patient needs Assist providers in developing their own targets Using information systems to identify gaps Offer service to enhance and/or add to what they are already doing

49 Be Patient Developing collaborative relationships takes time. Long term benefit for patients and providers is the reward. Sustainability Maintain collaborative relationships Be creative (practice redesign) Explore mechanisms to assure fiscal responsibility

50 Investigators and Staff Principal Investigator Janice Zgibor, RPh, PhD Graduate Student Researcher Gretchen Piatt, MPH, CHES Co-Investigators Linda Siminerio, RN, PhD, CDE Sharlene Emerson, MSN, CDE Mary Korytkowski, MD Harsha Rao, MD Thomas Songer, PhD Trevor Orchard, MD Usman Ahmad, MD David Simmons, MD Denise Charron-Prochownik, RN, PhD Research Specialist Debra Tilves, BS, MT Dietitian Suzanne Gibbon, RD, CDE

51 Special Acknowledgement Academic University of Pittsburgh Diabetes Institute University of Pittsburgh Division of Endocrinology and Metabolism University of Michigan DRTC Community Lions District 14 B and 14 E Local Hospital Foundation UPMC Division of Community Health Services

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