The Professionals of Charles Schwab Bank s Personal Trust Services Division

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1 The Professionals of Charles Schwab Bank s Personal Trust Services Division

2 With Administrative Trustee Services from the Personal Trust Services Division 1 of Charles Schwab Bank, you benefit from the support of a dedicated trust team. Our trust professionals are focused on supporting your business by performing the fiduciary administrative duties of the trust so that you can concentrate on what you do best: building client relationships. Our team has deep trust expertise and brings unique perspectives and experience to help meet your needs and those of your clients. Cathleen M. Clauson Vice President, Product Development and Marketing* Thomas M. Forrest President Shawn P. Wilson Director and Senior Bobbi L. Kent Director and Senior Francis J. Hazeldine Diana A. Brunozzi Tamika T. Edwards Michael A. Friedberg Director and Trust Counsel Gregory S. Boyd Director and Operations Manager A. Peter Hinton, Sr. Senior Trust Tax Specialist Jennifer A. Cuva Senior Trust Specialist Christopher B. Mamele New Business Specialist * Schwab Advisor Services, Charles Schwab & Co., Inc.

3 Cathleen M. Clauson Vice President Product Development and Marketing, Schwab Advisor Services, Charles Schwab & Co., Inc. Cathleen Clauson is responsible for building trust capabilities for independent investment advisors, which includes expanding into new markets as well as building capabilities for our current advisor clients. For more than 20 years, Cathleen has worked at Schwab in a variety of roles, including customer service, operations, project management and product management. For the past seven years, Cathleen has focused on developing products and services for advisors and their clients. Most recently, she managed relationships with Schwab affiliates, Charles Schwab Bank and Schwab Charitable. Colorado State University, BS, Business Administration Financial Women s Association, Professional BusinessWomen of California, Holds Series 7, 63 and 24 licenses Cathleen was also responsible for working with internal partners to expand our managed accounts platform and improving backoffice efficiencies for advisory firms by developing online tools and streamlining paperwork.

4 Thomas M. Forrest President Thomas Forrest, CPA, manages the Charles Schwab Bank Personal Trust Services Division in Wilmington, Delaware. He leads a team of seasoned trust professionals who are accountable for executing trust agreements responsibly and professionally. Prior to joining Schwab, Tom held various positions in the trust industry. He helped establish and open the U.S. Trust Company office in Delaware, serving as president and CEO. He has also served as vice president and manager of the Delaware personal trust office for First Union Trust Company, N.A., and vice president and manager of the Trust Tax and Financial Planning Division at Wilmington Trust. Highlights of Tom s career include assisting the IRS with the development of fiduciary income tax returns on magnetic media and leading Wilmington Trust as it became the first bank in the country to file fiduciary income tax returns on magnetic media. He has lectured extensively on tax and estate planning topics to audiences including the ABA Advanced Estate Planning Conference, WealthCounsel s annual symposium, National Graduate Trust School, ABA Tax Compliance Seminar, Financial Planning Association, American Bar Association Tax Section, Bank Administration Institute and National Association of Estate Planners and Councils (NAEPC). In 2005, Tom received the NAEPC s Distinguished Accredited Estate Planner award. University of Delaware, BS, Accounting Widener University, MA, Taxation Certified Public Accountant Accredited Estate Planner National Association of Estate Planners & Councils, Delaware Estate Planning Council, and Bank and Trust Tax Association of Mid- Atlantic States, former President Society of Financial Service Professionals, American Institute of CPAs and Wilmington Tax Group, The Mary Campbell Center Foundation and Autism Delaware, Board Philadelphia Estate Planning Council, former Board Tax Committee of the Delaware Society of CPAs, former Treasurer and Chairman National Conference of Christians and Jews, Delaware chapter, former Treasurer and Board

5 Shawn P. Wilson Director and Senior Shawn Wilson manages the Trust Administration Department, focusing on client service and advisor relationship management. His trust career began with AST Capital Trust Company, where he developed and managed personal trust relationships with independent RIAs, estate planning attorneys and financial professionals in every region of the United States. As vice president and trust officer for CSC Trust Company of Delaware, he managed the company s key law firm and corporate relationships, providing trust and agency solutions to various corporate clients. Allegheny College, BA, Political Science Pennsylvania State University Dickinson School of Law, JD Pennsylvania Bar, Delaware Estate Planning Council, Financial Planning Association, Shawn s legal experience includes positions with the Pennsylvania Department of State and the Disciplinary Board of the Pennsylvania Supreme Court.

6 Bobbi L. Kent Director and Senior Bobbi Kent is responsible for trust administration, client services and advisor relationship management. She has more than 20 years in the trust banking industry. Prior to joining Schwab, she worked for the Rockefeller Trust Company as chief operating officer and vice president responsible for the operations of the family office and the administration of personal trusts and estates. Bobbi has also served as assistant vice president and Personal Services account manager for Wilmington Trust Company, where she managed personal trust relationships in coordination with estate planning attorneys and other financial professionals from across the country. University of Delaware, BS, Business Administration, with concentration in Finance Certified Trust and Financial Advisor (CTFA) American Banker s Association, Wilmington Tax Group, Delaware Estate Planning Council,

7 Francis J. Hazeldine Francis Hazeldine is responsible for trust administration, client services and advisor relationship management. He has an extensive background in banking and wealth management. Prior to joining Schwab, he worked for U.S. Trust, Bank of America Private Wealth Management, as a trust officer. His responsibilities included managing personal trust relationships in coordination with estate planning attorneys and other financial professionals, as well as administering trust accounts in accordance with governing document, fiduciary policy and other regulatory requirements. University of Delaware, BS, Agri-Business Management Cannon Trust School, Graduate Certified Trust and Financial Advisor (CTFA) Institute of Certified Bankers, Wilmington Tax Group, Delaware Estate Planning Council, Francis has also served as a client service representative and trust administrator for Wilmington Trust Company.

8 Diana A. Brunozzi Diana Brunozzi is responsible for trust administration, client services and advisor relationship management. She has more than 15 years of experience in the banking and trust industry. Prior to joining Schwab, she worked for the Glenmede Trust Company, N.A., as a trust officer responsible for the administration of personal trust and agency relationships. Diana also served as a trust associate in the Personal Trust Division for Wilmington Trust Company. Widener University, BS Certified Trust and Financial Advisor (CTFA) Cannon Trust School, Graduate American Bankers Association, Wilmington Tax Group, Delaware Estate Planning Council,

9 Tamika T. Edwards Tamika Edwards is responsible for trust administration, client services and advisor relationship management. She has more than 12 years of experience, including an extensive background in banking and wealth management. Prior to joining Schwab, she worked for the Bryn Mawr Trust Company of Delaware, Morgan Stanley, N.A., as a trust officer responsible for the administration of personal trust and agency relationships. Tamika also served as a trust associate in the Personal Trust Division for Wilmington Trust Company. Wilmington University, BS, Finance Institute of Certified Bankers, Certified Trust and Financial Advisor (CTFA), Candidate Wilmington Tax Group, Delaware Estate Planning Council,

10 Michael A. Friedberg Director and Trust Counsel Michael Friedberg s private practice and career have focused on tax, estate, corporate and business planning. Prior to joining Schwab, he held a number of prestigious positions with organizations including the Tax Court Litigation Division of the Internal Revenue Service in Washington, D.C., MacElree Harvey, Ltd., and Cooch and Taylor in Wilmington, Delaware. Michael has been a speaker and participant at various tax and estate planning seminars, and he was named as one of The Best Lawyers in America for 2005 and 2006 by Woodward / White, Inc. University of Virginia, BA, Economics, JD Georgetown University Law Center, LLM, Taxation Delaware State Bar s Section of Taxation and the Estates and Trusts Section, Chairman Delaware State Bar s Section of Taxation, General Corporate Law Section, Estate Planning Council of Delaware, former President Wilmington Tax Group, Delaware, Virginia and Pennsylvania Bars, National Association of Estate Planners & Councils, Accredited Estate Planner (AEP) American Bar Association and Federal Bar Association, National Multiple Sclerosis Society, Delaware chapter, current Board and former Chairman

11 A. Peter Hinton, Sr. Senior Trust Tax Specialist Peter Hinton manages the fiduciary tax reporting process for the Personal Trust Services Division. Peter has more than 20 years of tax experience in personal trust services departments. Prior to joining Schwab, he worked in the Tax department of J.P. Morgan Chase Private Bank as senior tax officer, providing federal and state tax compliance planning strategies to high-networth families. Peter also worked at Wachovia Bank, where he was responsible for overseeing the preparation and filing of all charitable trusts held there. Wilmington College, BA, Business Administration Wilmington Tax Group,

12 Jennifer A. Cuva Senior Trust Specialist Jennifer Cuva is responsible for client management, marketing and trust administration. Before joining Schwab, Jennifer specialized in estate planning and administration at the law offices of Cooch and Taylor in Wilmington, Delaware. In addition, she was involved in corporate formation and recordkeeping. Jennifer has extensive experience in drafting wills, trusts, powers of attorney and various other estate planning documents. University of Delaware, BA Cannon Trust School, Graduate Widener University, MS, Taxation and Financial Planning, Candidate Certified Trust and Financial Advisor (CTFA), Candidate Wilmington Tax Group, Delaware Estate Planning Council,

13 Christopher B. Mamele New Business Specialist Christopher Mamele is responsible for all aspects of trust onboarding and review. In this role, Chris works closely with clients attorneys, investment advisors and Delaware counsel to create a streamlined process. Prior to joining Schwab, Chris worked for the Creative Financial Group, a New England financial agency located in suburban Philadelphia, where he was an estate and business planning specialist for five years in the agency s Wealth Advisory Department. Chris developed fee-based, comprehensive estate and business succession plans for business owners and other high-net-worth clients. University of South Carolina School of Law, JD Wofford College, BA Business Economics The American College, Chartered Financial Consultant, Candidate Holds FINRA Series 7 and Series 66 licenses Delaware Estate Planning Council,

14 Learn more about Charles Schwab Bank s Administrative Trustee Services. Call the Personal Trust Services Division of Charles Schwab Bank at today. 1 Administrative Trustee Services are provided by the, a federal savings bank. Charles Schwab & Co., Inc., and Charles Schwab Bank are separate but affiliated companies and wholly owned subsidiaries of The Charles Schwab Corporation. Schwab Advisor Services is a business segment of The Charles Schwab Corporation serving independent investment advisors and includes the custody, trading and support services of Charles Schwab & Co., Inc. Charles Schwab Bank Personal Trust Services Division serves as administrative trustee of trusts whose investments are managed by independent investment advisory firms named by the grantor or beneficiaries and that do business with Schwab Advisor Services. These advisory firms are not affiliated with The Charles Schwab Corporation, Charles Schwab Bank, Charles Schwab & Co., Inc., or any affiliates or subsidiaries. Schwab Advisor Services also provides custody, securities brokerage, trust accounting and related back-office services to administrative trusts for which Charles Schwab Bank serves as an administrative trustee Charles Schwab & Co., Inc. ( Schwab ). All rights reserved. SIPC. AHA ( ) MKT (06/11)

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