GLADSTONE CAPITAL CORP

Size: px
Start display at page:

Download "GLADSTONE CAPITAL CORP"

Transcription

1 GLADSTONE CAPITAL CORP FORM 8-K (Current report filing) Filed 06/23/15 for the Period Ending 06/19/15 Address 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN, VA Telephone CIK Symbol GLAD Industry Misc. Financial Services Sector Financial Fiscal Year 09/30 Copyright 2015, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use.

2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): June 19, 2015 Gladstone Capital Corporation (Exact Name of Registrant as Specified in Charter) Maryland (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification Number) 1521 Westbranch Drive, Suite 100, McLean, Virginia (Address of Principal Executive Offices) (Zip Code) Registrant s telephone number, including area code: (703) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR ) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR e-4(c))

3 Item 1.01 Entry into a Material Definitive Agreement. As originally described in a Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 5, 2015, on May 1, 2015, Gladstone Capital Corporation (the Company ), through one of its wholly-owned subsidiaries, Gladstone Business Loan, LLC ( Business Loan ), entered into a fifth amended and restated credit agreement (the Credit Facility ), arranged by KeyBank National Association ( KeyBank ). The $140 million Credit Facility may be expanded up to a total facility amount of $250 million, through additional commitments of new or existing lenders. On June 19, 2015, the Company increased its borrowing capacity under the Credit Facility from $140 million to $170 million by entering into Joinder Agreements pursuant to the Credit Facility, with each of Santander Bank, N.A., and Alostar Bank of Commerce. Newbridge Bank was also added as an additional lender pursuant to an assignment from KeyBank under the Credit Facility. The Company issued a press release announcing the increase in borrowing capacity, which is attached hereto as Exhibit Copies of the Joinder Agreements are attached as Exhibits 10.1,10.2 and 10.3 to this Current Report on Form 8-K. The above summary is not complete and is qualified in its entirety to the full text of the Credit Facility as supplemented by the Joinder Agreements. Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth under Item 1.01 is hereby incorporated by reference into this Item Item 9.01 Financial Statements and Exhibits. (d) Exhibits Joinder Agreement, dated as of June 19, 2015, by and among the Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association and Santander Bank N.A Assignment, Acceptance and Joinder Agreement, dated as of June 19, 2015, by and among the Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association and Alostar Bank of Commerce Assignment and Acceptance Agreement, dated as of June 19, 2015, by and among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association and Newbridge Bank Press Release of Gladstone Capital Corporation, dated June 23, 2015.

4 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Gladstone Capital Corporation June 23, 2015 By: /s/ Melissa Morrison Name: Melissa Morrison Title: Chief Financial Officer & Treasurer

5 Exhibit Index Exhibit No. Description 10.1 Joinder Agreement, dated as of June 19, 2015, by and among the Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association and Santander Bank N.A Assignment, Acceptance and Joinder Agreement, dated as of June 19, 2015, by and among the Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association and Alostar Bank of Commerce Assignment and Acceptance Agreement, dated as of June 19, 2015, by and among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association and Newbrigde Bank Press Release of Gladstone Capital Corporation, dated June 23, 2015.

6 Exhibit 10.1 JOINDER AGREEMENT Reference is made to the that certain Fifth Amended and Restated Credit Agreement dated as of May 1, 2015 by and among Gladstone Business Loan, LLC, Gladstone Management Corporation, as Servicer, the Lenders and Managing Agents parties thereto from time to time and KeyBank National Association, as Administrative Agent, (as amended, modified or restated from time to time, the Credit Agreement ). Capitalized terms used and not otherwise defined herein are used with the meanings set forth or incorporated by reference in the Credit Agreement. Santander Bank, N.A., as a managing agent and lender (in such capacities, the New Managing Agent and New Lender ; and together with the New Managing Agent, the New Lender Group ), the Administrative Agent, the Borrower and the Servicer agree as follows: 1. Borrower has requested that the New Lender Group become a Lender Group under the Credit Agreement. 2. The effective date (the Effective Date ) of this Joinder Agreement shall be the later of (i) the date on which a fully executed copy of this Joinder Agreement is delivered to the Administrative Agent and (ii) the date of this Joinder Agreement. 3. By executing and delivering this Joinder Agreement, both the New Managing Agent and the New Lender (i) confirms that it has received a copy of the Credit Agreement and such Transaction Documents and other documents and information requested by it, and that it has, independently and without reliance upon Borrower, Servicer, any Lender, any Managing Agent or the Administrative Agent, and based on such documentation and information as it has deemed appropriate, made its own decision to enter into this Joinder Agreement; (ii) agrees that it shall, independently and without reliance upon Borrower, Servicer, any Lender, any Managing Agent or the Administrative Agent, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Credit Agreement and any of the Transaction Documents; (iii) appoints and authorizes the Administrative Agent to take such action on its behalf and to exercise such powers and discretion under the Credit Agreement and the Transaction Documents as are delegated to the Administrative Agent by the terms hereof and thereof, together with such powers and discretion as are reasonably incidental thereto; (iv) agrees that it shall perform in accordance with their terms all of the obligations that by the terms of the Credit Agreement are required to be performed by it as a Managing Agent and a Lender, respectively; (v) specifies as its address for notices the office set forth beneath its name on the signature pages of this Joinder Agreement; and (vi), in the case of the New Lender, appoints and authorizes the New Managing Agent as its Managing Agent to take such action as a managing agent on its behalf and to exercise such powers under the Credit Agreement, as are delegated to the Managing Agents by the terms thereof. 4. On the Effective Date of this Joinder Agreement, both of the New Managing Agent and the New Lender shall join in and be a party to the Credit Agreement and, to the extent provided in this Joinder Agreement, shall have the rights and obligations of a Managing Agent and a Lender, respectively, under the Credit Agreement.

7 5. This Joinder Agreement may be executed by one or more of the parties on any number of separate counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument. 6. This Joinder Agreement shall be governed by, and construed in accordance with, the laws of the State of New York. IN WITNESS WHEREOF, the parties hereto have caused this Joinder Agreement to be executed by their respective officers thereunto duly authorized, as of the date first above written, such execution being made on Schedule I hereto. * * * * *

8 Schedule I to Joinder Agreement Dated June 19, 2015 Section 1. The Commitment with respect to the New Lender is: Santander Bank, N.A. $ 25,000,000 Section 2. The Group Advance Limit with respect to the New Lender Group is $25,000,000. NEW LENDER: SANTANDER BANK, N.A. By: /s/ Robert Bushey Name: Robert Bushey Title: Senior Vice President Address for notices: 1500 Market Street, 25 th Floor, West Tower Philadelphia, PA Attention: Robert Bushey Phone: (267) Fax: (215)

9 NEW MANAGING AGENT: SANTANDER BANK, N.A. By: /s/ Robert Bushey Name: Robert Bushey Title: Senior Vice President Address for notices: 1500 Market Street, 25 th Floor, West Tower Philadelphia, PA Attention: Robert Bushey Phone: (267) Fax: (215)

10 Consented to this 19 th day of June, 2015 by: KEYBANK NATIONAL ASSOCIATION as Administrative Agent By: /s/ Michael O Hern Name: Michael O Hern Title: Senior Vice President GLADSTONE BUSINESS LOAN, LLC as Borrower By: /s/ David Gladstone Name: David Gladstone Title: Chairman and CEO GLADSTONE MANAGEMENT CORPORATION, as Servicer By: /s/ David Gladstone Name: David Gladstone Title: Chairman, CEO, CIO and President

11 Exhibit 10.2 ASSIGNMENT, ACCEPTANCE AND JOINDER THIS ASSIGNMENT, ACCEPTANCE AND JOINDER AGREEMENT (this Assignment, Acceptance and Joinder Agreement ) is entered into as of the 19th day of June, 2015 by and between KEYBANK NATIONAL ASSOCIATION ( Assignor ) and ALOSTAR BANK OF COMMERCE ( Assignee ). PRELIMINARY STATEMENTS This Assignment, Acceptance and Joinder Agreement is being executed and delivered in accordance with Section 11.1 of that certain Fifth Amended and Restated Credit Agreement dated as of May 1, 2015 by and among Gladstone Business Loan, LLC, Gladstone Management Corporation, as Servicer, the Lenders and Managing Agents parties thereto from time to time and KeyBank National Association, as Administrative Agent (as amended, modified or restated from time to time, the Credit Agreement ). Capitalized terms used and not otherwise defined herein are used with the meanings set forth or incorporated by reference in the Credit Agreement. Assignor is selling and assigning to Assignee $5,000,000 of Commitment, representing an undivided % (the Transferred Percentage ) interest in all of Assignor s rights and obligations under the Credit Agreement and the Transaction Documents, including, without limitation, Assignor s Commitment and (if applicable) the Assignor s Advances outstanding as set forth herein. Simultaneously with the assignment described in the preceding paragraph, Assignee shall acquire an additional $5,000,000 of Commitment pursuant to Section 2.3 of the Credit Agreement via this Assignment, Acceptance and Joinder Agreement, for an aggregate Commitment of $10,000,000. The parties hereto hereby agree as follows: AGREEMENT The sale, transfer, assignment and joinder effected by this Assignment, Acceptance and Joinder Agreement shall become effective (the Effective Date ) on June 19, 2015 or such later date as a notice substantially in the form of Schedule II to this Assignment, Acceptance and Joinder Agreement ( Effective Notice ) is delivered by the Administrative Agent, Assignor and Assignee. From and after the Effective Date, Assignee shall be a Lender and Managing Agent party to the Credit Agreement for all purposes thereof as if Assignee were an original party thereto in such capacities, and Assignee agrees to be bound by all of the terms and provisions contained therein. ASSIGNMENT AND ACCEPTANCE

12 If Assignor has no Advances outstanding under the Credit Agreement, on the Effective Date, Assignor shall be deemed to have hereby transferred and assigned to Assignee, without recourse, representation or warranty (except as provided in paragraph 6 below), and the Assignee shall be deemed to have hereby irrevocably taken, received and assumed from Assignor, the Transferred Percentage of Assignor s Commitment and all rights and obligations associated therewith under the terms of the Credit Agreement, including, without limitation, the Transferred Percentage of Assignor s future funding obligations under Section 2.1 of the Credit Agreement. If Assignor has any Advances outstanding under the Credit Agreement, at or before 1:00 p.m., local time of Assignor, on the Effective Date, Assignee shall pay to Assignor, in immediately available funds, an amount equal to the sum of (i) the Transferred Percentage of Assignor s Advances outstanding (such amount, being hereinafter referred to as the Assignee s Principal ); (ii) all accrued but unpaid (whether or not then due) Interest attributable to Assignee s transferred Principal; and (iii) accruing but unpaid fees and other costs and expenses payable in respect of Assignee s transferred Principal for the period commencing upon each date such unpaid amounts commence accruing, to and including the Effective Date (the Assignee s Acquisition Cost ); whereupon, Assignor shall be deemed to have sold, transferred and assigned to Assignee, without recourse, representation or warranty (except as provided in paragraph 6 below), and Assignee shall be deemed to have hereby irrevocably taken, received and assumed from Assignor, the Transferred Percentage of Assignor s Commitment and Assignor s Advances outstanding (if applicable) and all related rights and obligations under the Credit Agreement and the Transaction Documents, including, without limitation, the Transferred Percentage of Assignor s future funding obligations under Section 2.1 of the Credit Agreement. Concurrently with the execution and delivery hereof, Assignor will provide to Assignee copies of all documents requested by Assignee which were delivered to Assignor pursuant to the Credit Agreement. Each of the parties to this Assignment, Acceptance and Joinder Agreement agrees that at any time and from time to time upon the written request of any other party, it will execute and deliver such further documents and do such further acts and things as such other party may reasonably request in order to effect the purposes of this Assignment, Acceptance and Joinder Agreement. By executing and delivering this Assignment, Acceptance and Joinder Agreement, Assignor and Assignee confirm to and agree with each other, the Administrative Agent, the Managing Agents and the other Lenders as follows: (a) other than the representation and warranty that it has not created any Lien upon any interest being transferred hereunder, Assignor makes no representation or warranty and assumes no responsibility with respect to any statements, warranties or representations made by any other Person in or in connection with the Credit Agreement or the Transaction Documents or the execution, legality, validity, enforceability, genuineness, sufficiency or value of Assignee, the Credit Agreement or any other instrument or document furnished pursuant thereto or the perfection, priority, condition, value or sufficiency of any collateral; (b) Assignor makes no representation or warranty and assumes no responsibility with respect to the financial condition of the Borrower, the Servicer, the Originator, any Obligor or any Affiliate of the Borrower or the performance or observance by the Borrower, the Servicer, the Originator, any Obligor, or any Affiliate of the Borrower of any of their respective obligations under the Transaction Documents or any other instrument or

13 document furnished pursuant thereto or in connection therewith; (c) Assignee confirms that it has received a copy of the Credit Agreement and copies of such other Transaction Documents, and other documents and information as it has requested and deemed appropriate to make its own credit analysis and decision to enter into this Assignment, Acceptance and Joinder Agreement; (d) Assignee will, independently and without reliance upon the Administrative Agent, any Managing Agent, any Lender and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Credit Agreement and the Transaction Documents; (e) Assignee appoints and authorizes the Administrative Agent to take such action as agent on its behalf and to exercise such powers under the Transaction Documents as are delegated to the Administrative Agent by the terms thereof, together with such powers as are reasonably incidental thereto; (f) Assignee appoints and authorizes AloStar Bank of Commerce as its Managing Agent to take such action as a managing agent on its behalf and to exercise such powers under the Transaction Documents as are delegated to the Managing Agents by the terms thereof, together with such powers as are reasonably incidental thereto; and (g) Assignee agrees that it will perform in accordance with their terms all of the obligations which, by the terms of the Credit Agreement and the other Transaction Documents, are required to be performed by it as a Lender. Each party hereto represents and warrants to and agrees with the applicable Managing Agent and the Administrative Agent that it is aware of and will comply with the provisions of the Credit Agreement, including, without limitation, Sections 2.1, 12.9 and thereof. Schedule I hereto sets forth the revised Commitment of Assignor and the Commitment of Assignee, as well as administrative information with respect to Assignee. THIS ASSIGNMENT, ACCEPTANCE AND JOINDER AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK. Assignee hereby covenants and agrees that, prior to the date which is one year and one day after the payment in full of all senior indebtedness for borrowed money of any Lender, it will not institute against, or join any other Person in instituting against, such Lender any bankruptcy, reorganization, arrangement, insolvency or liquidation proceedings or other similar proceeding under the laws of the United States or any state of the United States.

14 IN WITNESS WHEREOF, the parties hereto have caused this Assignment, Acceptance and Joinder Agreement to be executed by their respective duly authorized officers of the date hereof. Consented and Acknowledged: KEYBANK NATIONAL ASSOCIATION, as Administrative Agent /s/ Michael O Hern Name: Michael O Hern Title: Senior Vice President GLADSTONE BUSINESS LOAN, LLC /s/ David Gladstone Name: David Gladstone Title: Chairman and CEO KEYBANK NATIONAL ASSOCIATION By: /s/ Michael O Hern Title: Senior Vice President ALOSTAR BANK OF COMMERCE By: /s/ Daryn Veney Name: Daryn Veney Title: Vice President

15 SCHEDULE I TO ASSIGNMENT, ACCEPTANCE AND JOINDER AGREEMENT LIST OF LENDING OFFICES, ADDRESSES FOR NOTICES AND COMMITMENT AMOUNTS Date: June 19, 2015 Transferred Percentage: % Assignor Assignee A-1 A-2 B-1 B-2 Commitment (after Outstanding Advances giving effect to the (if any) Assignment, Acceptance and Joinder Agreement) Commitment (prior to giving effect to the Assignment, Acceptance and Joinder Agreement) Ratable Share of Outstanding Advances $80,000,000 $75,000,000 $49,676, % A-2 B-1 B-2 Outstanding Advances (if any) Commitment (after giving effect to the Assignment, Acceptance and Joinder Agreement) Ratable Share of Outstanding Advances $10,000,000 $6,623, % Address for Notices Alostar Bank of Commerce 3630 Peachtree Rd. NE, Suite 1050 Atlanta, Georgia Attention: Floria Whitcomb Phone: Facsimile:

16 TO: KeyBank National Association, Assignor TO: Alostar Bank of Commerce, Assignee Alostar Bank of Commerce 3630 Peachtree Rd. NE, Suite 1050 Atlanta, Georgia Attention: Floria Whitcomb Phone: Facsimile: SCHEDULE II TO ASSIGNMENT, ACCEPTANCE AND JOINDER AGREEMENT EFFECTIVE NOTICE The undersigned, as Administrative Agent under that certain Fifth Amended and Restated Credit Agreement dated as of May 1, 2015 by and among Gladstone Business Loan, LLC, Gladstone Management Corporation, as Servicer, the Lenders and Managing Agents parties thereto from time to time and KeyBank National Association, as Administrative Agent, hereby acknowledges receipt of executed counterparts of a completed Assignment, Acceptance and Joinder Agreement dated as of June 19, 2015 between KeyBank National Association, as Assignor, and AloStar Bank of Commerce, as Assignee and joining party and approved by the Administrative Agent and the Borrower. Terms defined in such Assignment, Acceptance and Joinder Agreement are used herein as therein defined. 1. Pursuant to such Assignment, Acceptance and Joinder Agreement, you are advised that the Effective Date will be May 19, Pursuant to such Assignment, Acceptance and Joinder Agreement, the Assignee is required to pay $6,623, ($3,311, to Assignor and $3,311, in respect of the joinder) at or before 3:00 p.m. (local time of Assignor) on the Effective Date in immediately available funds.

17 Very truly yours, KEYBANK NATIONAL ASSOCIATION, as Administrative Agent By: /s/ Michael O Hern Title: Senior Vice President SCHEDULE II: ASSIGNMENT, ACCEPTANCE AND JOINDER

18 Exhibit 10.3 ASSIGNMENT AND ACCEPTANCE THIS ASSIGNMENT AND ACCEPTANCE AGREEMENT (this Assignment Agreement ) is entered into as of the 19th day of June, 2015 by and between KEYBANK NATIONAL ASSOCIATION ( Assignor ) and NEWBRIDGE BANK ( Assignee ). PRELIMINARY STATEMENTS This Assignment and Acceptance Agreement is being executed and delivered in accordance with Section 11.1 of that certain Fifth Amended and Restated Credit Agreement dated as of May 1, 2015 by and among Gladstone Business Loan, LLC, Gladstone Management Corporation, as Servicer, the Lenders and Managing Agents parties thereto from time to time and KeyBank National Association, as Administrative Agent (as amended, modified or restated from time to time, the Credit Agreement ). Capitalized terms used and not otherwise defined herein are used with the meanings set forth or incorporated by reference in the Credit Agreement. Assignor is selling and assigning to Assignee an undivided % (the Transferred Percentage ) interest in all of Assignor s rights and obligations under the Credit Agreement and the Transaction Documents, including, without limitation, Assignor s Commitment and (if applicable) the Assignor s Advances outstanding as set forth herein. The parties hereto hereby agree as follows: AGREEMENT The sale, transfer and assignment effected by this Assignment Agreement shall become effective (the Effective Date ) on June 19, 2015 or such later date as a notice substantially in the form of Schedule II to this Assignment Agreement ( Effective Notice ) is delivered by the Administrative Agent, Assignor and Assignee. From and after the Effective Date, Assignee shall be a Lender and Managing Agent party to the Credit Agreement for all purposes thereof as if Assignee were an original party thereto in such capacities, and Assignee agrees to be bound by all of the terms and provisions contained therein. If Assignor has no Advances outstanding under the Credit Agreement, on the Effective Date, Assignor shall be deemed to have hereby transferred and assigned to Assignee, without recourse, representation or warranty (except as provided in paragraph 6 below), and the Assignee shall be deemed to have hereby irrevocably taken, received and assumed from Assignor, the Transferred Percentage of Assignor s Commitment and all rights and obligations associated therewith under the terms of the Credit Agreement, including, without limitation, the Transferred Percentage of Assignor s future funding obligations under Section 2.1 of the Credit Agreement. ASSIGNMENT AND ACCEPTANCE

19 If Assignor has any Advances outstanding under the Credit Agreement, at or before 1:00 p.m., local time of Assignor, on the Effective Date, Assignee shall pay to Assignor, in immediately available funds, an amount equal to the sum of (i) the Transferred Percentage of Assignor s Advances outstanding (such amount, being hereinafter referred to as the Assignee s Principal ); (ii) all accrued but unpaid (whether or not then due) Interest attributable to Assignee s transferred Principal; and (iii) accruing but unpaid fees and other costs and expenses payable in respect of Assignee s transferred Principal for the period commencing upon each date such unpaid amounts commence accruing, to and including the Effective Date (the Assignee s Acquisition Cost ); whereupon, Assignor shall be deemed to have sold, transferred and assigned to Assignee, without recourse, representation or warranty (except as provided in paragraph 6 below), and Assignee shall be deemed to have hereby irrevocably taken, received and assumed from Assignor, the Transferred Percentage of Assignor s Commitment and Assignor s Advances outstanding (if applicable) and all related rights and obligations under the Credit Agreement and the Transaction Documents, including, without limitation, the Transferred Percentage of Assignor s future funding obligations under Section 2.1 of the Credit Agreement. Concurrently with the execution and delivery hereof, Assignor will provide to Assignee copies of all documents requested by Assignee which were delivered to Assignor pursuant to the Credit Agreement. Each of the parties to this Assignment Agreement agrees that at any time and from time to time upon the written request of any other party, it will execute and deliver such further documents and do such further acts and things as such other party may reasonably request in order to effect the purposes of this Assignment Agreement. By executing and delivering this Assignment Agreement, Assignor and Assignee confirm to and agree with each other, the Administrative Agent, the Managing Agents and the other Lenders as follows: (a) other than the representation and warranty that it has not created any Lien upon any interest being transferred hereunder, Assignor makes no representation or warranty and assumes no responsibility with respect to any statements, warranties or representations made by any other Person in or in connection with the Credit Agreement or the Transaction Documents or the execution, legality, validity, enforceability, genuineness, sufficiency or value of Assignee, the Credit Agreement or any other instrument or document furnished pursuant thereto or the perfection, priority, condition, value or sufficiency of any collateral; (b) Assignor makes no representation or warranty and assumes no responsibility with respect to the financial condition of the Borrower, the Servicer, the Originator, any Obligor or any Affiliate of the Borrower or the performance or observance by the Borrower, the Servicer, the Originator, any Obligor, or any Affiliate of the Borrower of any of their respective obligations under the Transaction Documents or any other instrument or document furnished pursuant thereto or in connection therewith; (c) Assignee confirms that it has received a copy of the Credit Agreement and copies of such other Transaction Documents, and other documents and information as it has requested and deemed appropriate to make its own credit analysis and decision to enter into this Assignment Agreement; (d) Assignee will, independently and without reliance upon the Administrative Agent, any Managing Agent, any Lender and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Credit Agreement and the Transaction Documents; (e) Assignee appoints and authorizes the Administrative Agent to take such action

20 as agent on its behalf and to exercise such powers under the Transaction Documents as are delegated to the Administrative Agent by the terms thereof, together with such powers as are reasonably incidental thereto; (f) Assignee appoints and authorizes NewBridge Bank as its Managing Agent to take such action as a managing agent on its behalf and to exercise such powers under the Transaction Documents as are delegated to the Managing Agents by the terms thereof, together with such powers as are reasonably incidental thereto; and (g) Assignee agrees that it will perform in accordance with their terms all of the obligations which, by the terms of the Credit Agreement and the other Transaction Documents, are required to be performed by it as a Lender. Each party hereto represents and warrants to and agrees with the applicable Managing Agent and the Administrative Agent that it is aware of and will comply with the provisions of the Credit Agreement, including, without limitation, Sections 2.1, 12.9 and thereof. Schedule I hereto sets forth the revised Commitment of Assignor and the Commitment of Assignee, as well as administrative information with respect to Assignee. THIS ASSIGNMENT AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK. Assignee hereby covenants and agrees that, prior to the date which is one year and one day after the payment in full of all senior indebtedness for borrowed money of any Lender, it will not institute against, or join any other Person in instituting against, such Lender any bankruptcy, reorganization, arrangement, insolvency or liquidation proceedings or other similar proceeding under the laws of the United States or any state of the United States.

21 IN WITNESS WHEREOF, the parties hereto have caused this Assignment Agreement to be executed by their respective duly authorized officers of the date hereof. Consented and Acknowledged: KEYBANK NATIONAL ASSOCIATION, as Administrative Agent /s/ Michael O Hern Name: Michael O Hern Title: Senior Vice President GLADSTONE BUSINESS LOAN, LLC /s/ David Gladstone Name: David Gladstone Title: Chairman and CEO KEYBANK NATIONAL ASSOCIATION By: /s/ Michael O Hern Title: Senior Vice President NEWBRIDGE BANK By: /s/ James Boccardo Title: Senior Vice President

22 SCHEDULE I TO ASSIGNMENT AGREEMENT LIST OF LENDING OFFICES, ADDRESSES FOR NOTICES AND COMMITMENT AMOUNTS Date: June 19, 2015 Transferred Percentage: % Assignor Assignee A-1 A-2 B-1 B-2 Commitment Outstanding (after Advances giving effect (if any) to the Assignment Agreement) Commitment (prior to giving effect to the Assignment Agreement) Ratable Share of Outstanding Advances $90,000,000 $80,000,000 $49,676, % A-2 B-1 B-2 Outstanding Advances (if any) Commitment (after giving effect to the Assignment Agreement) Ratable Share of Outstanding Advances $10,000,000 $6,623, % Address for Notices 300 N. Main Street, Suite 203 Greenville, SC Attention: James Boccardo Phone:

23 TO: KeyBank National Association, Assignor TO: NewBridge Bank, Assignee 300 N. Main Street, Suite 203 Greenville, SC Attention: James Boccardo Phone: SCHEDULE II TO ASSIGNMENT AGREEMENT EFFECTIVE NOTICE The undersigned, as Administrative Agent under that certain Fifth Amended and Restated Credit Agreement dated as of May 1, 2015 by and among Gladstone Business Loan, LLC, Gladstone Management Corporation, as Servicer, the Lenders and Managing Agents parties thereto from time to time and KeyBank National Association, as Administrative Agent, hereby acknowledges receipt of executed counterparts of a completed Assignment Agreement dated as of June 19, 2015 between KeyBank National Association, as Assignor, and NewBridge Bank, as Assignee and approved by the Administrative Agent and the Borrower. Terms defined in such Assignment Agreement are used herein as therein defined. 1. Pursuant to such Assignment Agreement, you are advised that the Effective Date will be June 19, Pursuant to such Assignment Agreement, the Assignee is required to pay $6,623, to Assignor at or before 1:00 p.m. (local time of Assignor) on the Effective Date in immediately available funds.

24 Very truly yours, KEYBANK NATIONAL ASSOCIATION, as Administrative Agent By: /s/ Michael O Hern Title: Senior Vice President SCHEDULE II: ASSIGNMENT AND ACCEPTANCE

25 Exhibit 99.1 Gladstone Capital Corporation Expands Credit Facility to $170 Million with Addition of Three New Lenders McLean, VA, June 23, 2015: Gladstone Capital Corporation (NASDAQ: GLAD) ( Gladstone Capital and the Company ) announced today that on June 19, 2015, it increased its borrowing capacity on its line of credit by $30 million to $170 million with the addition of three new lenders. Through its wholly-owned subsidiary, Gladstone Business Loan, LLC, the Company is a party to the Fifth Amended and Restated Credit Agreement (the Credit Agreement ), which was entered into on May 1, 2015, arranged by KeyBank National Association ( KeyBank ). The Credit Agreement provided for a $140 million credit facility and permitted the expansion of the facility to a total amount of $250 million, through additional commitments of existing or new lenders. On June 19, 2015, the Company increased its borrowing capacity under the Credit Agreement from $140 million to $170 million by adding three new lenders. Gladstone Capital Corporation is a publicly traded business development company that invests primarily in senior and subordinated debt securities of small and medium sized U.S. businesses backed by private equity sponsors and owner operators. Information on the business activities of Gladstone Capital and all the Gladstone funds can be found at Source: Gladstone Capital Corporation:

MOOG INC. (Exact name of registrant as specified in its charter)

MOOG INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

DONALDSON CO INC FORM 8-K. (Current report filing) Filed 03/12/15 for the Period Ending 03/09/15

DONALDSON CO INC FORM 8-K. (Current report filing) Filed 03/12/15 for the Period Ending 03/09/15 DONALDSON CO INC FORM 8-K (Current report filing) Filed 03/12/15 for the Period Ending 03/09/15 Address 1400 W. 94TH ST. MINNEAPOLIS, MN 55431 Telephone 6128873131 CIK 0000029644 Symbol DCI SIC Code 3564

More information

NBCUNIVERSAL MEDIA, LLC

NBCUNIVERSAL MEDIA, LLC NBCUNIVERSAL MEDIA, LLC FORM 8-K (Current report filing) Filed 12/19/13 for the Period Ending 12/18/13 Address 30 ROCKEFELLER PLAZA NEW YORK, NY 10112 Telephone 2126644444 CIK 0000902739 SIC Code 4841

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Document Type: 8-K Description: FORM 8-K Sequence: 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange

More information

IHEARTMEDIA CAPITAL I, LLC

IHEARTMEDIA CAPITAL I, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

Form 8-K. Shepherd s Finance, LLC (Exact name of registrant as specified in its charter)

Form 8-K. Shepherd s Finance, LLC (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

QUALCOMM INC/DE FORM 8-K. (Current report filing) Filed 09/30/15 for the Period Ending 09/28/15

QUALCOMM INC/DE FORM 8-K. (Current report filing) Filed 09/30/15 for the Period Ending 09/28/15 QUALCOMM INC/DE FORM 8-K (Current report filing) Filed 09/30/15 for the Period Ending 09/28/15 Address 5775 MOREHOUSE DR SAN DIEGO, CA 92121 Telephone 8585871121 CIK 0000804328 Symbol QCOM SIC Code 3663

More information

ABM INDUSTRIES INC /DE/

ABM INDUSTRIES INC /DE/ ABM INDUSTRIES INC /DE/ FORM 8-K (Current report filing) Filed 10/14/11 for the Period Ending 10/11/11 Address 551 FIFTH AVENUE SUITE 300 NEW YORK, NY 10176 Telephone 212 297-0200 CIK 0000771497 Symbol

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K NEXEO SOLUTIONS HOLDINGS, LLC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K NEXEO SOLUTIONS HOLDINGS, LLC 8-K 1 a14-6315_28k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of

More information

GULFPORT ENERGY CORPORATION

GULFPORT ENERGY CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities exchange act of 1934 Date of report (Date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest

More information

SANTANDER DRIVE AUTO RECEIVABLES LLC

SANTANDER DRIVE AUTO RECEIVABLES LLC SANTANDER DRIVE AUTO RECEIVABLES LLC FORM 8-K (Current report filing) Filed 03/12/13 for the Period Ending 03/06/13 Address 8585 NORTH STEMMONS FREEWAY SUITE 1100-N DALLAS, TX 75247 Telephone 214-237-3530

More information

Form 8-K. Shepherd s Finance, LLC (Exact name of registrant as specified in its charter)

Form 8-K. Shepherd s Finance, LLC (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

Moody National REIT II, Inc.

Moody National REIT II, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event

More information

FORM 8-K CURRENT REPORT

FORM 8-K CURRENT REPORT Date of Report (Date of earliest event reported) May 25, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities

More information

GSV CAPITAL CORP. FORM 8-K. (Current report filing) Filed 04/28/15 for the Period Ending 04/28/15

GSV CAPITAL CORP. FORM 8-K. (Current report filing) Filed 04/28/15 for the Period Ending 04/28/15 GSV CAPITAL CORP. FORM 8-K (Current report filing) Filed 04/28/15 for the Period Ending 04/28/15 Address 2925 WOODSIDE ROAD WOODSIDE, CA 94062 Telephone (650) 235-4777 CIK 0001509470 Symbol GSVC Industry

More information

VISA INC. FORM 8-K. (Current report filing) Filed 02/27/15 for the Period Ending 02/27/15

VISA INC. FORM 8-K. (Current report filing) Filed 02/27/15 for the Period Ending 02/27/15 FORM 8-K (Current report filing) Filed 02/27/15 for the Period Ending 02/27/15 Address P.O. BOX 8999 SAN FRANCISCO, CA 94128-8999 Telephone (415) 932-2100 CIK 0001403161 Symbol V SIC Code 7389 - Business

More information

OVERSTOCK.COM, INC FORM 8-K. (Current report filing) Filed 03/11/14 for the Period Ending 03/06/14

OVERSTOCK.COM, INC FORM 8-K. (Current report filing) Filed 03/11/14 for the Period Ending 03/06/14 OVERSTOCK.COM, INC FORM 8-K (Current report filing) Filed 03/11/14 for the Period Ending 03/06/14 Address 6350 SOUTH 3000 EAST SALT LAKE CITY, UT 84121 Telephone 8019473100 CIK 0001130713 Symbol OSTK SIC

More information

RICH PHARMACEUTICALS, INC.

RICH PHARMACEUTICALS, INC. RICH PHARMACEUTICALS, INC. FORM 8-K (Current report filing) Filed 10/08/14 for the Period Ending 10/06/14 Address 9595 WILSHIRE BLVD., SUITE 900 BEVERLY HILLS, CA 90212 Telephone (424) 230-7001 CIK 0001504389

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 13, 2012 Date

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event

More information

NAKED BRAND GROUP INC. (Exact name of registrant as specified in its charter)

NAKED BRAND GROUP INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

FORM 8-K SPDR GOLD TRUST SPONSORED BY WORLD GOLD TRUST SERVICES, LLC

FORM 8-K SPDR GOLD TRUST SPONSORED BY WORLD GOLD TRUST SERVICES, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

APPLE INC FORM 8-K. (Current report filing) Filed 06/06/14 for the Period Ending 06/06/14

APPLE INC FORM 8-K. (Current report filing) Filed 06/06/14 for the Period Ending 06/06/14 APPLE INC FORM 8-K (Current report filing) Filed 06/06/14 for the Period Ending 06/06/14 Address ONE INFINITE LOOP CUPERTINO, CA 95014 Telephone (408) 996-1010 CIK 0000320193 Symbol AAPL SIC Code 3571

More information

NINTH AMENDMENT TO RECEIVABLES PURCHASE AGREEMENT

NINTH AMENDMENT TO RECEIVABLES PURCHASE AGREEMENT Exhibit 10.15 EXECUTION VERSION NINTH AMENDMENT TO RECEIVABLES PURCHASE AGREEMENT THIS NINTH AMENDMENT (this Amendment ) dated as of November 13, 2003 is entered into among SEQUA RECEIVABLES CORP., a New

More information

IMPERIAL HOLDINGS, INC.

IMPERIAL HOLDINGS, INC. IMPERIAL HOLDINGS, INC. FORM 8-K (Current report filing) Filed 01/03/12 for the Period Ending 12/30/11 Address 701 PARK OF COMMERCE BOULEVARD SUITE 301 BOCA RATON, FL 33487 Telephone 561-995-4200 CIK 0001494448

More information

FORM 8-K. CREATIVE REALITIES, INC. (Exact name of registrant as specified in its charter)

FORM 8-K. CREATIVE REALITIES, INC. (Exact name of registrant as specified in its charter) 8-K 1 f8k091514_creativerealities.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE

More information

PULTEGROUP INC/MI/ FORM 8-K. (Current report filing) Filed 09/10/14 for the Period Ending 09/08/14

PULTEGROUP INC/MI/ FORM 8-K. (Current report filing) Filed 09/10/14 for the Period Ending 09/08/14 PULTEGROUP INC/MI/ FORM 8-K (Current report filing) Filed 09/10/14 for the Period Ending 09/08/14 Telephone 2486472750 CIK 0000822416 Symbol PHM SIC Code 1531 - Operative Builders Industry Construction

More information

FEDERAL DEPOSIT INSURANCE CORPORATION. Washington, D.C FORM 8-K CURRENT REPORT. PURSUANT TO SECTION 13 OR 15(d)

FEDERAL DEPOSIT INSURANCE CORPORATION. Washington, D.C FORM 8-K CURRENT REPORT. PURSUANT TO SECTION 13 OR 15(d) FEDERAL DEPOSIT INSURANCE CORPORATION Washington, D.C. 20429 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported):

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

Loan Agreement (Short Form)

Loan Agreement (Short Form) Loan Agreement (Short Form) Document 2050A Access to this document and the LeapLaw web site is provided with the understanding that neither LeapLaw Inc. nor any of the providers of information that appear

More information

P. H. Glatfelter Company (Exact name of registrant as specified in its charter)

P. H. Glatfelter Company (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event

More information

GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS, INC.

GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS, INC. GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS, INC. FORM DEFA14A (Additional Proxy Soliciting Materials (definitive)) Filed 07/14/15 Address 11921 FREEDOM DRIVE, SUITE 550 TWO FOUNTAIN SQUARE RESTON, VA 20190

More information

BEAZER HOMES USA INC

BEAZER HOMES USA INC BEAZER HOMES USA INC FORM 8-A12B (Securities Registration (section 12(b))) Filed 07/16/12 Address 1000 ABERNATHY ROAD STE 260 ATLANTA, GA 30328 Telephone 7708293700 CIK 0000915840 Symbol BZH SIC Code 1531

More information

HOME LOAN SERVICING SOLUTIONS, LTD.

HOME LOAN SERVICING SOLUTIONS, LTD. HOME LOAN SERVICING SOLUTIONS, LTD. FORM DEFA14A (Additional Proxy Soliciting Materials (definitive)) Filed 04/24/15 Telephone (345) 945-3727 CIK 0001513161 Symbol HLSS SIC Code 6162 - Mortgage Bankers

More information

PACIFIC ETHANOL, INC. (Exact name of registrant as specified in its charter)

PACIFIC ETHANOL, INC. (Exact name of registrant as specified in its charter) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported)

More information

ACTINIUM PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter)

ACTINIUM PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

National American University Holdings, Inc.

National American University Holdings, Inc. SECURITIES & EXCHANGE COMMISSION EDGAR FILING National American University Holdings, Inc. Form: 8-K Date Filed: 2015-08-13 Corporate Issuer CIK: 1399855 Copyright 2015, Issuer Direct Corporation. All Right

More information

FORD MOTOR CREDIT COMPANY LLC

FORD MOTOR CREDIT COMPANY LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 1, 2011 (Date

More information

THE GOLDMAN SACHS GROUP, INC. (Exact name of registrant as specified in its charter)

THE GOLDMAN SACHS GROUP, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

IPO Database Sample: Form of Closing Memorandum

IPO Database Sample: Form of Closing Memorandum IPO Database Sample: Form of Closing Memorandum [Number] Shares [Company] (a [State] Corporation) Common Stock CLOSING MEMORANDUM [Date] [Place of Closing] The Closing The closing took place at the office

More information

FEDERAL DEPOSIT INSURANCE CORPORATION Washington, D.C. 20429 FORM 8-K. Summit State Bank (Exact name of registrant as specified in its charter)

FEDERAL DEPOSIT INSURANCE CORPORATION Washington, D.C. 20429 FORM 8-K. Summit State Bank (Exact name of registrant as specified in its charter) FEDERAL DEPOSIT INSURANCE CORPORATION Washington, D.C. 20429 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported):

More information

Delaware 000-50703 14-1839426 (State or other jurisdiction of incorporation)

Delaware 000-50703 14-1839426 (State or other jurisdiction of incorporation) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 16, 2014 (Date

More information

UNITED STATES. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K

UNITED STATES. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

Energy Future Holdings Corp. (Exact name of registrant as specified in its charter) Energy Future Intermediate Holding Company LLC

Energy Future Holdings Corp. (Exact name of registrant as specified in its charter) Energy Future Intermediate Holding Company LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A. Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A. Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal

More information

FORM 8-K. DUKE ENERGY CAROLINAS, LLC (Exact Name of Registrant as Specified in its Charter)

FORM 8-K. DUKE ENERGY CAROLINAS, LLC (Exact Name of Registrant as Specified in its Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 31, 2007 (Date

More information

HUDSON CITY BANCORP INC Filed by M&T BANK CORP

HUDSON CITY BANCORP INC Filed by M&T BANK CORP HUDSON CITY BANCORP INC Filed by M&T BANK CORP FORM 425 (Filing of certain prospectuses and communications in connection with business combination transactions) Filed 04/15/13 Address WEST 80 CENTURY RD

More information

VOLTARI CORP FORM 8-A12G. (Securities Registration (section 12(g))) Filed 04/10/15

VOLTARI CORP FORM 8-A12G. (Securities Registration (section 12(g))) Filed 04/10/15 VOLTARI CORP FORM 8-A12G (Securities Registration (section 12(g))) Filed 04/10/15 Address 601 WEST 26TH STREET SUITE 415 NEW YORK, NY 10001 Telephone 212-792-9671 CIK 0001568319 Symbol VLTC SIC Code 7389

More information

DELTA TUCKER HOLDINGS, INC.

DELTA TUCKER HOLDINGS, INC. DELTA TUCKER HOLDINGS, INC. FORM 8-K (Current report filing) Filed 10/30/14 for the Period Ending 10/30/14 Address 13601 NORTH FREEWAY, SUITE 200 FORT WORTH, TX 76177 Telephone 571-722-0210 CIK 0001514226

More information

NORDSON CORP FORM 8-K. (Current report filing) Filed 06/14/12 for the Period Ending 06/14/12

NORDSON CORP FORM 8-K. (Current report filing) Filed 06/14/12 for the Period Ending 06/14/12 NORDSON CORP FORM 8-K (Current report filing) Filed 06/14/12 for the Period Ending 06/14/12 Address 28601 CLEMENS RD WESTLAKE, OH 44145 Telephone 4408921580 CIK 0000072331 Symbol NDSN SIC Code 3569 - General

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K ABBVIE INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K ABBVIE INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

CITADEL BROADCASTING CORP Filed by CUMULUS MEDIA INC

CITADEL BROADCASTING CORP Filed by CUMULUS MEDIA INC CITADEL BROADCASTING CORP Filed by CUMULUS MEDIA INC FORM 425 (Filing of certain prospectuses and communications in connection with business combination transactions) Filed 08/25/11 Address 7201 W LAKE

More information

Coach, Inc. (incorporated in the State of Maryland, United States) (Stock code: 6388)

Coach, Inc. (incorporated in the State of Maryland, United States) (Stock code: 6388) Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness,

More information

LIMITED LIABILITY COMPANY INTEREST SALE AND ASSIGNMENT AGREEMENT

LIMITED LIABILITY COMPANY INTEREST SALE AND ASSIGNMENT AGREEMENT LIMITED LIABILITY COMPANY INTEREST SALE AND ASSIGNMENT AGREEMENT THIS LIMITED LIABILITY COMPANY SALE AND ASSIGNMENT AGREEMENT (this Agreement ) is made as of February 5, 2009, by Stearns SPV I, LLC, a

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

CN - 1 $50,000 (YOUR COMPANY NAME HERE) CONVERTIBLE SUBORDINATED PROMISSORY NOTE

CN - 1 $50,000 (YOUR COMPANY NAME HERE) CONVERTIBLE SUBORDINATED PROMISSORY NOTE THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR UNDER ANY STATE SECURITIES LAW AND MAY NOT BE PLEDGED, SOLD, ASSIGNED OR TRANSFERRED UNLESS (I) A REGISTRATION STATEMENT

More information

FORM 1C.8 PARTICIPATION AGREEMENT

FORM 1C.8 PARTICIPATION AGREEMENT 1C.8 FACTORING FACTORING FORM 1C.8 FORM 1C.8 PARTICIPATION AGREEMENT THIS FACTORING PARTICIPATION AGREEMENT ( Agreement ), made and entered into as of the day of, 20, by and between ( Factor ) and ( Participant

More information

SECURITIES & EXCHANGE COMMISSION EDGAR FILING. NaturalShrimp Inc. Form: 8-K/A. Date Filed: 2015-08-27

SECURITIES & EXCHANGE COMMISSION EDGAR FILING. NaturalShrimp Inc. Form: 8-K/A. Date Filed: 2015-08-27 SECURITIES & EXCHANGE COMMISSION EDGAR FILING NaturalShrimp Inc Form: 8-K/A Date Filed: 2015-08-27 Corporate Issuer CIK: 1465470 Copyright 2016, Issuer Direct Corporation. All Right Reserved. Distribution

More information

DIRECTV HOLDINGS LLC

DIRECTV HOLDINGS LLC DIRECTV HOLDINGS LLC FORM 8-A12B (Securities Registration (section 12(b))) Filed 11/21/13 Address 2260 E. IMPERIAL HIGHWAY EL SEGUNDO, CA 90245 Telephone 310-964-0724 CIK 0001234308 SIC Code 4841 - Cable

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

SEQUENTIAL BRANDS GROUP, INC.

SEQUENTIAL BRANDS GROUP, INC. SEQUENTIAL BRANDS GROUP, INC. FORM 8-K (Current report filing) Filed 08/03/10 for the Period Ending 07/28/10 Address 1065 AVENUE OF AMERICAS SUITE 1705 NEW YORK, NY 10018 Telephone 213-745-2123 CIK 0000791770

More information

FEDERAL DEPOSIT INSURANCE CORPORATION. Washington, D.C. 20429 FORM 8-K CURRENT REPORT. PURSUANT TO SECTION 13 OR 15(d)

FEDERAL DEPOSIT INSURANCE CORPORATION. Washington, D.C. 20429 FORM 8-K CURRENT REPORT. PURSUANT TO SECTION 13 OR 15(d) FEDERAL DEPOSIT INSURANCE CORPORATION Washington, D.C. 20429 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported):

More information

COLLATERAL SECURITY AGREEMENT FOR ARIZONA PUBLIC DEPOSITS SECURED UNDER POOLED COLLATERAL PROGRAM

COLLATERAL SECURITY AGREEMENT FOR ARIZONA PUBLIC DEPOSITS SECURED UNDER POOLED COLLATERAL PROGRAM COLLATERAL SECURITY AGREEMENT FOR ARIZONA PUBLIC DEPOSITS SECURED UNDER POOLED COLLATERAL PROGRAM This COLLATERAL SECURITY AGREEMENT ( Agreement ), to accept and collateralize public funds deposits, is

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

LOAN AGREEMENT. THIS AGREEMENT made the 30th day of September, 2008

LOAN AGREEMENT. THIS AGREEMENT made the 30th day of September, 2008 September 30, 2008 LOAN AGREEMENT THIS AGREEMENT made the 30th day of September, 2008 B E T W E E N: COX & CO., a corporation incorporated under the laws of the Province of Ontario (the Lender ) - and

More information

JER INVESTORS TRUST INC (JERT) 8-K. Current report filing Filed on 04/11/2007 Filed Period 04/11/2007

JER INVESTORS TRUST INC (JERT) 8-K. Current report filing Filed on 04/11/2007 Filed Period 04/11/2007 JER INVESTORS TRUST INC (JERT) 8-K Current report filing Filed on 04/11/2007 Filed Period 04/11/2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant

More information

INCONTACT, INC. FORM 8-K. (Current report filing) Filed 03/25/15 for the Period Ending 03/23/15

INCONTACT, INC. FORM 8-K. (Current report filing) Filed 03/25/15 for the Period Ending 03/23/15 INCONTACT, INC. FORM 8-K (Current report filing) Filed 03/25/15 for the Period Ending 03/23/15 Address 7730 S. UNION PARK AVE., SUITE 500 NONE MIDVALE, UT 84047 Telephone (801) 320-3300 CIK 0001087934

More information

Learning Tree International, Inc.

Learning Tree International, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event

More information

SUNOCO LOGISTICS PARTNERS L.P.

SUNOCO LOGISTICS PARTNERS L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) the Securities Exchange Act 1934 Date Report (Date Earliest Event Reported):

More information

AMERUS GROUP CO/IA. FORM 8-K (Current report filing) Filed 8/15/2006 For Period Ending 8/14/2006

AMERUS GROUP CO/IA. FORM 8-K (Current report filing) Filed 8/15/2006 For Period Ending 8/14/2006 AMERUS GROUP CO/IA FORM 8-K (Current report filing) Filed 8/15/2006 For Period Ending 8/14/2006 Address 699 WALNUT STREET DES MOINES, Iowa 50309 Telephone 515-362-3600 CIK 0001051717 Industry Insurance

More information

JACOBS ENGINEERING GROUP INC /DE/

JACOBS ENGINEERING GROUP INC /DE/ JACOBS ENGINEERING GROUP INC /DE/ FORM 8-K (Current report filing) Filed 04/29/14 for the Period Ending 04/28/14 Address 155 NORTH LAKE AVENUE PASADENA, CA 91101 Telephone 6265783500 CIK 0000052988 Symbol

More information

SECURED DEMAND NOTE COLLATERAL AGREEMENT

SECURED DEMAND NOTE COLLATERAL AGREEMENT SECURED DEMAND NOTE COLLATERAL AGREEMENT This Secured Demand Note Collateral Agreement (the "Agreement") is effective as of the day of, 20 by and between the "Lender") and (the "Borrower"), who mutually

More information

FEDERAL DEPOSIT INSURANCE CORPORATION Washington, D.C. 20429 FORM 8-K. Summit State Bank (Exact name of registrant as specified in its charter)

FEDERAL DEPOSIT INSURANCE CORPORATION Washington, D.C. 20429 FORM 8-K. Summit State Bank (Exact name of registrant as specified in its charter) FEDERAL DEPOSIT INSURANCE CORPORATION Washington, D.C. 20429 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported):

More information

MOTOROLA SOLUTIONS, INC.

MOTOROLA SOLUTIONS, INC. MOTOROLA SOLUTIONS, INC. FORM 8-K (Current report filing) Filed 06/14/13 for the Period Ending 06/13/13 Address 1303 E ALGONQUIN RD SCHAUMBURG, IL 60196 Telephone 8475765000 CIK 0000068505 Symbol MSI SIC

More information

ONCOTHYREON INC. FORM 424B3. (Prospectus filed pursuant to Rule 424(b)(3)) Filed 12/22/10

ONCOTHYREON INC. FORM 424B3. (Prospectus filed pursuant to Rule 424(b)(3)) Filed 12/22/10 ONCOTHYREON INC. FORM 424B3 (Prospectus filed pursuant to Rule 424(b)(3)) Filed 12/22/10 Address 2601 FOURTH AVENUE SUITE 500 SEATTLE, WA 98121 Telephone (206) 801-2100 CIK 0001412067 Symbol ONTY SIC Code

More information

SECURITIES AND EXCHANGE COMMISSION FORM 8-K. Current report filing

SECURITIES AND EXCHANGE COMMISSION FORM 8-K. Current report filing SECURITIES AND EXCHANGE COMMISSION FORM 8-K Current report filing Filing Date: 2007-09-27 Period of Report: 2007-09-27 SEC Accession No. 0000905148-07-006297 (HTML Version on secdatabase.com) IndyMac INDA

More information

SECURITIES AND EXCHANGE COMMISSION FORM 8-K. Current report filing

SECURITIES AND EXCHANGE COMMISSION FORM 8-K. Current report filing SECURITIES AND EXCHANGE COMMISSION FORM 8-K Current report filing Filing Date: 2005-11-07 Period of Report: 2005-11-01 SEC Accession No. 0000950137-05-013397 (HTML Version on secdatabase.com) FILER PRINCIPAL

More information

BOOZ ALLEN HAMILTON HOLDING CORP

BOOZ ALLEN HAMILTON HOLDING CORP BOOZ ALLEN HAMILTON HOLDING CORP FORM 8-K (Current report filing) Filed 01/31/14 for the Period Ending 01/31/14 Address 8283 GREENSBORO DRIVE MCLEAN, VA 22102 Telephone 703-902-5000 CIK 0001443646 Symbol

More information

JER INVESTORS TRUST INC (JERT) 8-K. Current report filing Filed on 01/29/2009 Filed Period 01/28/2009

JER INVESTORS TRUST INC (JERT) 8-K. Current report filing Filed on 01/29/2009 Filed Period 01/28/2009 JER INVESTORS TRUST INC (JERT) 8-K Current report filing Filed on 01/29/2009 Filed Period 01/28/2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant

More information

Bridge Loan Agreement

Bridge Loan Agreement Document 2048A Access to this document and the LeapLaw web site is provided with the understanding that neither LeapLaw Inc. nor any of the providers of information that appear on the web site is engaged

More information

LOAN AGREEMENT. (The City of Elk Grove Small Business Loan Program)

LOAN AGREEMENT. (The City of Elk Grove Small Business Loan Program) LOAN AGREEMENT (The City of Elk Grove Small Business Loan Program) THIS LOAN AGREEMENT (the "Loan Agreement") is made and entered into as of [date], by and between The City of Elk Grove, a California municipal

More information

SOUTH JERSEY INDUSTRIES INC

SOUTH JERSEY INDUSTRIES INC SOUTH JERSEY INDUSTRIES INC FORM 8-K (Current report filing) Filed 12/05/14 for the Period Ending 12/05/14 Address #1 SOUTH JERSEY PLAZA ROUTE 54 FOLSOM, NJ 08037 Telephone 6095619000 CIK 0000091928 Symbol

More information

DEPARTMENT OF TRANSPORTATION OFFICE OF SMALL AND DISADVANTAGE BUSINESS UTILIZATION SHORT TERM LENDING PROGRAM GUARANTEE AGREEMENT

DEPARTMENT OF TRANSPORTATION OFFICE OF SMALL AND DISADVANTAGE BUSINESS UTILIZATION SHORT TERM LENDING PROGRAM GUARANTEE AGREEMENT DEPARTMENT OF TRANSPORTATION OFFICE OF SMALL AND DISADVANTAGE BUSINESS UTILIZATION SHORT TERM LENDING PROGRAM GUARANTEE AGREEMENT This GUARANTEE AGREEMENT dated as of [DATE] (this Agreement) is made by

More information

MOTORS LIQUIDATION COMPANY (Exact Name of Registrant as Specified in its Charter)

MOTORS LIQUIDATION COMPANY (Exact Name of Registrant as Specified in its Charter) Page 1 of 19 8-K 1 mm04-0111_8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549-1004 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE

More information

Corinthian Colleges, Inc.

Corinthian Colleges, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event

More information

VORNADO REALTY LP FORM 8-K. (Current report filing) Filed 01/16/02 for the Period Ending 01/01/02

VORNADO REALTY LP FORM 8-K. (Current report filing) Filed 01/16/02 for the Period Ending 01/01/02 VORNADO REALTY LP FORM 8-K (Current report filing) Filed 01/16/02 for the Period Ending 01/01/02 Address 210 ROUTE 4 EAST PARAMUS, NJ 07652 Telephone 212-894-7000 CIK 0001040765 SIC Code 6798 - Real Estate

More information

California Republic Auto Receivables Trust 2015-2 (Exact name of issuing entity as specified in its charter)

California Republic Auto Receivables Trust 2015-2 (Exact name of issuing entity as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10D ASSETBACKED ISSUER DISTRIBUTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the monthly

More information

California Republic Auto Receivables Trust 2015-1 (Exact name of issuing entity as specified in its charter)

California Republic Auto Receivables Trust 2015-1 (Exact name of issuing entity as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10D ASSETBACKED ISSUER DISTRIBUTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the monthly

More information

FORM OF REQUEST FOR EX-IM BANK APPROVAL

FORM OF REQUEST FOR EX-IM BANK APPROVAL Execution Copy FORM OF REQUEST FOR EX-IM BANK APPROVAL Annex A, 20 Export-Import Bank of the United States 811 Vermont Avenue, N.W. Washington, D.C. 20571 Attention: Re: Vice President - [Responsible Division]

More information

NORDSON CORP FORM 8-K. (Current report filing) Filed 05/21/12 for the Period Ending 05/18/12

NORDSON CORP FORM 8-K. (Current report filing) Filed 05/21/12 for the Period Ending 05/18/12 NORDSON CORP FORM 8-K (Current report filing) Filed 05/21/12 for the Period Ending 05/18/12 Address 28601 CLEMENS RD WESTLAKE, OH 44145 Telephone 4408921580 CIK 0000072331 Symbol NDSN SIC Code 3569 - General

More information

EVERYDAY HEALTH, INC.

EVERYDAY HEALTH, INC. EVERYDAY HEALTH, INC. FORM 8-K (Current report filing) Filed 05/11/15 for the Period Ending 05/11/15 Address 345 HUDSON STREET 16TH FLOOR NEW YORK, NY 10014 Telephone 718-797-0722 CIK 0001358483 Symbol

More information

SECURITIES AND EXCHANGE COMMISSION FORM 8-K GENSPERA, INC.

SECURITIES AND EXCHANGE COMMISSION FORM 8-K GENSPERA, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported):

More information

FEDERATED NATIONAL HOLDING COMPANY (Exact name of registrant as specified in its charter)

FEDERATED NATIONAL HOLDING COMPANY (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 9, 2014 (Date

More information

GRUBB & ELLIS HEALTHCARE REIT, INC.

GRUBB & ELLIS HEALTHCARE REIT, INC. GRUBB & ELLIS HEALTHCARE REIT, INC. FORM 8-K (Current report filing) Filed 04/21/09 for the Period Ending 04/21/09 Address 1551 N. TUSTIN AVENUE SUITE 300 SANTA ANA, CA 92705 Telephone 714-667-8252 CIK

More information

IRREVOCABLE LETTER OF CREDIT REIMBURSEMENT AGREEMENT

IRREVOCABLE LETTER OF CREDIT REIMBURSEMENT AGREEMENT 4/1/2015 IRREVOCABLE LETTER OF CREDIT REIMBURSEMENT AGREEMENT THIS AGREEMENT, dated as of, is between, an institution organized and existing under the laws of having its principal office at (the Customer

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549 FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549 FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event

More information