Panel I. Prepared and Presented by: Barbara L. Elias, Sales Director. The Virtual Data Room. Redefined.

Size: px
Start display at page:

Download "Panel I. Prepared and Presented by: Barbara L. Elias, Sales Director. The Virtual Data Room. Redefined."

Transcription

1 The Seminar Virtual : Planning Data Room. an IPO Redefined. January 28, 2010 Panel I Prepared and Presented by: Barbara L. Elias, Sales Director The Virtual Data Room. Redefined.

2 Use of Virtual Data Rooms to Accelerate Your Deal Expedite the due diligence process Optimize your exit strategy with a virtual data room Avoid the last minute fire drill leading up to the exit transaction Best approach Deploy a well-planned virtual data room 2

3 Use of Virtual Data Rooms to Accelerate Your Deal Create a companywide culture of preparedness Benefits of Early Virtual Data Room Deployment Routinely update and add information for complete disclosure Pursue multiple liquidity opportunities Gain peace of mind Strengthen control Save time and money 3

4 Virtual Data Room Features Security Control Intelligence & Compliance Service Exchange documents outside the company network with the highest encryption security Control access, printing and saving down to a single document or individual level Monitor & record access to information with real-time reports and archive services Expert account management services and 24/7 customer support Organization Access Archive and organize large volumes of information in a single location Access online from anywhere, anytime with a single password Cost Savings No hardware or software to buy, install or maintain multiple subscription levels 4

5 Full Service Offering End-to-End Account Servicing Data Room Creation Process Set-up within hours Full Service Offering available to all parties to the deal Dedicated account consultant Continued 24/7/365 help desk Redundant hosting DVD archiving 5

6 Virtual Data Room Index Typical IPO Index Financial Statements Corporate Books and Records Contracts, agreements and arrangements Insurance Employee Information balance sheet records, all past income statements, cash flow statements, tax materials, projected financial information and other financial documents incorporation statements, charter and bylaws, shareholders, qualifications and registrations, reports to shareholders, minutes of meetings, officers and directors questionnaires in connection with most recent proxy statement (for M&A of public company only) documents related to key stakeholders, such as suppliers and key customers, marketing-related contracts and agreements, material sales representative agreements, joint venture and partnership agreements list and description of all material property, casualty, liability and other insurance policies, history of all insured claims including paid, reserved and related expense amounts, loss runs for workers compensation and general liability, history of any self-insurance, loss prevention / control recommendations made by insurers, brokers or consultants organizational chart, employee benefits including bonus retirements, profit sharing, incentive compensation plans and agreements including retention agreements, agency agreements, collective bargain arrangements, etc. 6

7 Virtual Data Room Index Typical IPO Index (con t) Property and Equipment Statements Ops, Sales & Marketing Documents Incorporation statements, charter and bylaws, shareholders, qualifications and registrations, reports to shareholders, minutes of meetings, officers and directors questionnaires in connection with most recent proxy statement (for M&A of public company only) Operations, sales & marketing records and statements Legal Legal records Governmental and Compliance Matters Other Materials Lists of all material government permits and licenses, any correspondence between the company and regulatory authorities, copies of all environmental inspections, audits and other reports press releases and other media-related information 7

Contents of Online Data Room

Contents of Online Data Room Form: Contents of Online Data Room Description: In many M&A transactions, an online data room is prepared to house key documents that a buyer will want to review as part of its due diligence process. This

More information

[Name of Company] [ ] [ ] [ ] [ ] (4) List of states and foreign countries in which qualified to do business. [ ] [ ] [ ] [ ] (5) All Business Plans.

[Name of Company] [ ] [ ] [ ] [ ] (4) List of states and foreign countries in which qualified to do business. [ ] [ ] [ ] [ ] (5) All Business Plans. [Name of Company] Preliminary Due Diligence Checklist [Date] In connection with the proposed sale of Series Preferred Stock by [Name of Company] (the "Company"), please supply the following materials.

More information

DUE DILIGENCE CHECKLIST Acquisition of Stock

DUE DILIGENCE CHECKLIST Acquisition of Stock Buyer Buyer Consultant [Financial Consultant/Investment Banker] Buyer Legal Counsel KEY Seller Seller Entity or Seller Entities Seller,, and any other individual or entity that is an affiliate of the Seller

More information

Due diligence report for :

Due diligence report for : Due diligence report for : Due diligence report for :...1 1 Market size, business model...2 1.1. Documents...2 2 Product and competition...3 2.1 Product...3 2.2 Competition...3 2.3 Documents...4 2.3.1

More information

CLARCOR INC. AUDIT COMMITTEE OF THE BOARD OF DIRECTORS CHARTER

CLARCOR INC. AUDIT COMMITTEE OF THE BOARD OF DIRECTORS CHARTER CLARCOR INC. AUDIT COMMITTEE OF THE BOARD OF DIRECTORS CHARTER PURPOSES: The purpose of the Committee is to: (a) assist Board oversight of (i) the integrity of the Company s financial statements, (ii)

More information

GREAT PLAINS ENERGY INCORPORATED BOARD OF DIRECTORS CORPORATE GOVERNANCE GUIDELINES. Amended: December 9, 2014

GREAT PLAINS ENERGY INCORPORATED BOARD OF DIRECTORS CORPORATE GOVERNANCE GUIDELINES. Amended: December 9, 2014 GREAT PLAINS ENERGY INCORPORATED BOARD OF DIRECTORS CORPORATE GOVERNANCE GUIDELINES Amended: December 9, 2014 Introduction The Board of Directors (the Board ) of Great Plains Energy Incorporated (the Company

More information

A Guide to Crowdfunding for Companies Seeking to Raise Capital

A Guide to Crowdfunding for Companies Seeking to Raise Capital A Guide to Crowdfunding for Companies Seeking to Raise Capital A publication of the Securities Law Practice mefiifmp=kfwbo LLP June 2012 On April 5, 2012, President Obama signed into law the Jumpstart

More information

Accountable Care Organization Checklist

Accountable Care Organization Checklist Accountable Care Organization Checklist It is important that a provider, supplier, or other individual or entity that is considering participating in, or performing functions or services related to, an

More information

Services Providers. Ivan Soto

Services Providers. Ivan Soto SOP s for Managing Application Services Providers Ivan Soto Learning Objectives At the end of this session we will have covered: Types of Managed Services Outsourcing process Quality expectations for Managed

More information

A Typical Due Diligence Checklist for Start-Up Companies and Entrepreneurs Seeking Debt and Equity Financing

A Typical Due Diligence Checklist for Start-Up Companies and Entrepreneurs Seeking Debt and Equity Financing A Typical Due Diligence Checklist for Start-Up Companies and Entrepreneurs Seeking Debt and Equity Financing A. Organization and Good Standing. The Company s Articles of Incorporation and all amendments

More information

XCEL ENERGY INC. Governance, Compensation and Nominating Committee Charter (Reviewed without Amendment 12/15/2010. Last Amended 2/17/2010)

XCEL ENERGY INC. Governance, Compensation and Nominating Committee Charter (Reviewed without Amendment 12/15/2010. Last Amended 2/17/2010) XCEL ENERGY INC. Governance, Compensation and Nominating Committee Charter (Reviewed without Amendment 12/15/2010. Last Amended 2/17/2010) A. Purpose and Responsibility. The Governance, Compensation and

More information

Audit Committee Charter Altria Group, Inc. In the furtherance of this purpose, the Committee shall have the following authority and responsibilities:

Audit Committee Charter Altria Group, Inc. In the furtherance of this purpose, the Committee shall have the following authority and responsibilities: Audit Committee Charter Altria Group, Inc. Membership The Audit Committee (the Committee ) of the Board of Directors (the Board ) of Altria Group, Inc. (the Company ) shall consist of at least three directors

More information

CPA DUE DILIGENCE CHECKLIST FOR THE SALE AND ACQUISITION OF A BUSINESS

CPA DUE DILIGENCE CHECKLIST FOR THE SALE AND ACQUISITION OF A BUSINESS Law Offices of Robert A. Briskin, a Professional Corporation 1901 Avenue of the Stars, Suite 1700, Los Angeles, California 90067 Certified Specialist - Taxation Law Telephone (310) 201-0507 The State Bar

More information

Why Consider Cloud-Based Applications?

Why Consider Cloud-Based Applications? Abstract Achieving success for today s compliance professional is both tougher and easier than ever. On one hand, there are more regulations and standards at almost every level, on the other, there are

More information

COMPENSATION AND CORPORATE GOVERNANCE COMMITTEE CHARTER

COMPENSATION AND CORPORATE GOVERNANCE COMMITTEE CHARTER Name COMPENSATION AND CORPORATE GOVERNANCE COMMITTEE CHARTER There shall be a committee of the Board of Directors (the "Board") of Aurcana Corporation (the "Company") known as the Governance and Compensation

More information

Instructions of Criteria for Solvency of Brokerage Companies Operating on the Stock Exchange

Instructions of Criteria for Solvency of Brokerage Companies Operating on the Stock Exchange Instructions of Criteria for Solvency of Brokerage Companies Operating on the Stock Exchange Issued by virtue of the Executive Committee decision No. 2/95, Dated 4/1/1995 Instructions of Criteria for Solvency

More information

WYOMING STATE TREASURER S OFFICE BROKER/DEALER DUE DILIGENCE QUESTIONNAIRE

WYOMING STATE TREASURER S OFFICE BROKER/DEALER DUE DILIGENCE QUESTIONNAIRE WYOMING STATE TREASURER S OFFICE BROKER/DEALER DUE DILIGENCE QUESTIONNAIRE THE QUESTIONNAIRE IS TO BE COMPLETED BY THE FIRM S COMPLIANCE OFFICER. COMPLETION OF THIS APPLICATION DOES NOT CONSTITUTE OR GUARANTEE

More information

Toshiba to Execute Toshiba Revitalization Action Plan

Toshiba to Execute Toshiba Revitalization Action Plan December 21, 2015 FOR IMMEDEATE RELEASE Toshiba to Execute Toshiba Revitalization Action Plan Toshiba Corporation ( the Company ) today announced that Toshiba Group will implement a series of management

More information

AUDIT COMMITTEE CHARTER

AUDIT COMMITTEE CHARTER AUDIT COMMITTEE CHARTER Purpose The Audit Committee ( Committee ) shall assist the Board of Directors (the Board ) in the oversight of (1) the integrity of the financial statements of the Company, (2)

More information

A BearingPoint Accelerator In the era of process automation and digitalization Organizations understand the importance of data as a new strategic

A BearingPoint Accelerator In the era of process automation and digitalization Organizations understand the importance of data as a new strategic > 360 Master Data Management A BearingPoint Accelerator In the era of process automation and digitalization Organizations understand the importance of data as a new strategic asset and a competitive business

More information

Sample Due Diligence Checklist

Sample Due Diligence Checklist Sample Due Diligence Checklist 01.0. CORPORATE ORGANIZATION AND HISTORY 1.1. - Overview of corporate legal structure, banking relationships (other than transaction financing), organizational charts and

More information

Business Plan template

Business Plan template template If you re considering establishing or purchasing a small business, it s important that you have a Business Plan. This plan will help provide you with an essential road map for your new business.

More information

SEB Acquires Paradigm Consulting Group Inc. and PCGI Consulting Services Partnership Expands SEB s Presence in Western Canada

SEB Acquires Paradigm Consulting Group Inc. and PCGI Consulting Services Partnership Expands SEB s Presence in Western Canada SEB Acquires Paradigm Consulting Group Inc. and PCGI Consulting Services Partnership Expands SEB s Presence in Western Canada January 29, 2015 TORONTO, ON: Smart Employee Benefits Inc. ("SEB") (TSX VENTURE:

More information

ACNB CORPORATION & SUBSIDIARIES BOARD AUDIT COMMITTEE CHARTER

ACNB CORPORATION & SUBSIDIARIES BOARD AUDIT COMMITTEE CHARTER ACNB CORPORATION & SUBSIDIARIES BOARD AUDIT COMMITTEE CHARTER ORGANIZATION The Audit Committee is a committee of independent members of the Board of Directors. Its function is to assist the Board in fulfilling

More information

Concordius Capital Holdings, Inc. Registered Investment Advisor Acquisition Program

Concordius Capital Holdings, Inc. Registered Investment Advisor Acquisition Program Concordius Capital Holdings, Inc. Registered Investment Advisor Acquisition Program Concordius Capital Holdings, Inc. (CCH) is a Florida corporation founded by professionals with over 50 years of collective

More information

CHARTER THE AUDIT COMMITTEE POLARIS MINERALS CORPORATION

CHARTER THE AUDIT COMMITTEE POLARIS MINERALS CORPORATION CHARTER OF THE AUDIT COMMITTEE OF POLARIS MINERALS CORPORATION As Approved by the Board of Directors on December 20, 2005, as amended as of March 18, 2008 DM_VAN/258296-00036/6412418.1 POLARIS MINERALS

More information

Sample IPO Due Diligence Request List. Preparing for a Smooth IPO Process a Guide for In-House Counsel

Sample IPO Due Diligence Request List. Preparing for a Smooth IPO Process a Guide for In-House Counsel Preparing for a Smooth IPO Process a Guide for In-House Counsel Sample IPO Due Diligence Request List Sample IPO Due Diligence Request List This list is intended to help potential issuers prepare for the

More information

What Are the Roles and Responsibilities of a Captive Manager?

What Are the Roles and Responsibilities of a Captive Manager? Captive Management: What Are the Roles and Responsibilities of a Captive Manager? WWW.CHICAGOLANDRISKFORUM.ORG What Is a Captive Insurance Company? A captive is A separate legal entity created or used

More information

Finding Hidden Intelligence in SEC Filings. Why Search SEC Filings

Finding Hidden Intelligence in SEC Filings. Why Search SEC Filings Finding Hidden Intelligence in SEC Filings Barbara Fullerton, Manager of Librarian Relations, 10-K Wizard Catherine Whitney, Research Librarian, Thompson & Knight LLP SCIP Wednesday, May 2, 2007 Why Search

More information

DIVISION OF SECURITIES INVESTMENT ADVISOR SELF-INSPECTION CHECKLIST

DIVISION OF SECURITIES INVESTMENT ADVISOR SELF-INSPECTION CHECKLIST DIVISION OF SECURITIES INVESTMENT ADVISOR SELF-INSPECTION CHECKLIST July 2013 0 Investment Advisor Self-Inspection Checklist Registration Is the investment advisor properly registered in the IARD System?

More information

Activity Sheet 1: What is a Stock?

Activity Sheet 1: What is a Stock? Activity Sheet 1: What is a Stock? Stocks represent a share of ownership in a publicly held company. Private companies do not issue stock. As a stockholder, the investor has a claim on the assets of the

More information

CIBER, INC. CORPORATE GOVERNANCE PRINCIPLES DOCUMENT

CIBER, INC. CORPORATE GOVERNANCE PRINCIPLES DOCUMENT CIBER, INC. CORPORATE GOVERNANCE PRINCIPLES DOCUMENT Introduction Effective corporate governance practices support the fiduciary duties of care and loyalty that a company's management and directors owe

More information

THE ULTIMATE SOFTWARE GROUP, INC. AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AMENDED AND RESTATED CHARTER

THE ULTIMATE SOFTWARE GROUP, INC. AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AMENDED AND RESTATED CHARTER Adopted February 4, 2013 THE ULTIMATE SOFTWARE GROUP, INC. AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AMENDED AND RESTATED CHARTER I. PURPOSE: The primary function of the Audit Committee (the Committee

More information

WEATHERFORD INTERNATIONAL plc AUDIT COMMITTEE CHARTER Approved: September 25, 2015

WEATHERFORD INTERNATIONAL plc AUDIT COMMITTEE CHARTER Approved: September 25, 2015 WEATHERFORD INTERNATIONAL plc AUDIT COMMITTEE CHARTER Approved: September 25, 2015 Purpose The purpose of the Audit Committee (the Committee ) is to assist the Board of Directors in overseeing the: 1.

More information

TECK RESOURCES LIMITED AUDIT COMMITTEE CHARTER

TECK RESOURCES LIMITED AUDIT COMMITTEE CHARTER Page 1 of 7 A. GENERAL 1. PURPOSE The purpose of the Audit Committee (the Committee ) of the Board of Directors (the Board ) of Teck Resources Limited ( the Corporation ) is to provide an open avenue of

More information

Operations Department

Operations Department Page: 1 of 4 JOB DESCRIPTION JOB TITLE JOB HOLDER REPORTING TO: CLIENT RELATIONSHIP MANAGER MANAGING DIRECTOR DIVISION/DEPARTMENT LEVEL 1. JOB PURPOSE LIFE BUSINESS - OPERATIONS If applicable GRADE The

More information

EXECUTIVE EDUCATION PROGRAM IN CORPORATE GOVERNANCE IN CENTRAL AND EASTERN EUROPE

EXECUTIVE EDUCATION PROGRAM IN CORPORATE GOVERNANCE IN CENTRAL AND EASTERN EUROPE Center for Executive Development Leon Kozminski Academy of Entrepreneurship and Management www.kozminski.edu.pl International Institute for Corporate Governance Yale School of Management www.yale.edu EXECUTIVE

More information

P&F INDUSTRIES, INC. AUDIT COMMITTEE CHARTER

P&F INDUSTRIES, INC. AUDIT COMMITTEE CHARTER P&F INDUSTRIES, INC. AUDIT COMMITTEE CHARTER MEMBERSHIP The Audit Committee (the "Committee") of the board of directors (the "Board") of P&F Industries, Inc. (the "Company") shall consist of three or more

More information

HANDOUT 1 EXAMPLE OF A DUE DILIGENCE REQUEST LIST

HANDOUT 1 EXAMPLE OF A DUE DILIGENCE REQUEST LIST HANDOUT 1 EXAMPLE OF A DUE DILIGENCE REQUEST LIST 1 PROJECT [ ] LEGAL DUE DILIGENCE REQUEST LIST We refer to the attached Due Diligence Request List. This memorandum sets forth a proposed list of legal

More information

CORPORATE SECURITIES PARALEGAL

CORPORATE SECURITIES PARALEGAL CORPORATE SECURITIES PARALEGAL Drafted in 2007 by Karen L. Roberts, and reviewed by Douglas J. Becker, Esq., Otten Johnson Robinson Neff & Ragonetti. Also reviewed by Kenneth Sam, Dorsey & Whitney, LLP.

More information

Corning Incorporated Corporate Governance Guidelines

Corning Incorporated Corporate Governance Guidelines Corning Incorporated Corporate Governance Guidelines The Board of Directors of Corning Incorporated, acting on the recommendation of its Nominating and Corporate Governance Committee, has adopted these

More information

Advisory services. Services beyond the audit

Advisory services. Services beyond the audit Advisory services Services beyond the audit Contents Solutions for a changing accounting landscape...1 Complex accounting advisory...3 Transaction advisory...4 Finance...5 Actuarial and insurance...6 Finance

More information

Drafting and Designing Equity Incentive Plans (with Form) Roger C. Siske

Drafting and Designing Equity Incentive Plans (with Form) Roger C. Siske Drafting and Designing Equity Incentive Plans (with Form) Roger C. Siske Roger C. Siske is a partner in the Chicago office of Sonnenshein Nath & Rosenthal. He is former chair of the Joint Committee on

More information

BROADRIDGE FINANCIAL SOLUTIONS, INC. COMPENSATION COMMITTEE CHARTER. stock option or other equity participation plans;

BROADRIDGE FINANCIAL SOLUTIONS, INC. COMPENSATION COMMITTEE CHARTER. stock option or other equity participation plans; BROADRIDGE FINANCIAL SOLUTIONS, INC. COMPENSATION COMMITTEE CHARTER I. Purpose The Compensation Committee (the Committee ) of the Board of Directors of Broadridge Financial Solutions, Inc., a Delaware

More information

CHARTER OF THE FINANCE AND AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF SPECTRAL DIAGNOSTICS INC.

CHARTER OF THE FINANCE AND AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF SPECTRAL DIAGNOSTICS INC. CHARTER OF THE FINANCE AND AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF SPECTRAL DIAGNOSTICS INC. Purpose The primary function of the Finance and Audit Committee (the Committee ) of the Board of Directors

More information

Virginia Government Finance Officers Association Spring Conference May 28, 2014. Cloud Security 101

Virginia Government Finance Officers Association Spring Conference May 28, 2014. Cloud Security 101 Virginia Government Finance Officers Association Spring Conference May 28, 2014 Cloud Security 101 Presenters: John Montoro, RealTime Accounting Solutions Ted Brown, Network Alliance Presenters John Montoro

More information

LEUCADIA NATIONAL CORPORATION AUDIT COMMITTEE CHARTER

LEUCADIA NATIONAL CORPORATION AUDIT COMMITTEE CHARTER LEUCADIA NATIONAL CORPORATION AUDIT COMMITTEE CHARTER I. PURPOSE The Audit Committee (the Committee ) shall assist the Board of Directors (the Board ) in fulfilling its responsibility to oversee management

More information

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KAISER ALUMINUM CORPORATION

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KAISER ALUMINUM CORPORATION CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KAISER ALUMINUM CORPORATION Purposes The Audit Committee of the Board of Directors of the Company oversees (a) the accounting and financial reporting

More information

A CHECKLIST DEVELOPING EMPLOYEE STOCK OPTION PLANS IN PRIVATE COMPANIES

A CHECKLIST DEVELOPING EMPLOYEE STOCK OPTION PLANS IN PRIVATE COMPANIES A CHECKLIST DEVELOPING EMPLOYEE STOCK OPTION PLANS IN PRIVATE COMPANIES Phil Thompson - Business Lawyer, Corporate Counsel www.thompsonlaw.ca Please note that this checklist has been written from the perspective

More information

Financial Analyst. Financial Analyst

Financial Analyst. Financial Analyst Financial Analyst It s about you Do numbers talk to you and tell you a story? Do you enjoy researching, synthesizing and modeling financial data and finding trends? If you thrive under pressure and enjoy

More information

AMTRUST FINANCIAL SERVICES, INC. AUDIT COMMITTEE CHARTER

AMTRUST FINANCIAL SERVICES, INC. AUDIT COMMITTEE CHARTER Audit Committee Charter AMTRUST FINANCIAL SERVICES, INC. AUDIT COMMITTEE CHARTER Audit Committee Purpose The Audit Committee ( Committee ) is appointed by the Board of Directors of AmTrust Financial Services,

More information

MORUMBI RESOURCES LTD. CORPORATE GOVERNANCE GUIDELINES

MORUMBI RESOURCES LTD. CORPORATE GOVERNANCE GUIDELINES 1 INTRODUCTION MORUMBI RESOURCES LTD. CORPORATE GOVERNANCE GUIDELINES 1.1 The Board of Directors (the Board ) of Morumbi Resources Ltd. ( Morumbi ) is committed to adhering to the highest possible standards

More information

UNIVERSAL AMERICAN CORP. CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS

UNIVERSAL AMERICAN CORP. CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS Organization UNIVERSAL AMERICAN CORP. CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS This charter governs the operations of the Audit Committee of Universal American Corp. (the Company ). The

More information

Contractor s Questionnaire

Contractor s Questionnaire Contractor s Questionnaire Along with this submission please include all of the following (incomplete submissions may result in a delayed response): Last three fiscal year end statements of applicant and

More information

GUIDANCE PAPER No. 2 ON CORPORATE GOVERNANCE IN INSURANCE COMPANIES

GUIDANCE PAPER No. 2 ON CORPORATE GOVERNANCE IN INSURANCE COMPANIES In order to foster more efficient management and supervision of insurers, in line with the core principles of insurance supervision promoted by the International Association of Insurance Supervisors (IAIS),

More information

QUALITY ASSURANCE AND FISCAL MONITORING TOOLS

QUALITY ASSURANCE AND FISCAL MONITORING TOOLS QUALITY ASSURANCE AND FISCAL MONITORING TOOLS Quality Assurance Compliance Triennial Review of Senior Center Administrative Requirements for Funding This monitoring tool is used in conducting a triennial

More information

HUMAN RESOURCES & COMPENSATION COMMITTEE CHARTER

HUMAN RESOURCES & COMPENSATION COMMITTEE CHARTER HUMAN RESOURCES & COMPENSATION COMMITTEE CHARTER DATE OF ISSUE: VERSION NO.: 4 PROCEDURES: None North American Energy Partners Inc. HUMAN RESOURCES & COMPENSATION COMMITTEE CHARTER 1. PURPOSE The Board

More information

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF GLOBAL MEDICAL REIT INC. ADOPTED AS OF JUNE 13, 2016

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF GLOBAL MEDICAL REIT INC. ADOPTED AS OF JUNE 13, 2016 CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF GLOBAL MEDICAL REIT INC. ADOPTED AS OF JUNE 13, 2016 I. PURPOSE OF THE COMMITTEE The purposes of the Audit Committee (the Committee ) of the

More information

Record-Keeping Requirements. Weil, Gotshal & Manges LLP

Record-Keeping Requirements. Weil, Gotshal & Manges LLP Record-Keeping Requirements Acknowledgements This is one in a series of webinars dealing with the operation of small nonprofit organizations. It is being conducted in partnership with Weil Gotshal and

More information

itg CloudBase is a suite of fully managed Hybrid & Private Cloud Services ready to support your business onwards and upwards into the future.

itg CloudBase is a suite of fully managed Hybrid & Private Cloud Services ready to support your business onwards and upwards into the future. Web Filtering Email Filtering Mail Archiving Cloud Backup Disaster Recovery Virtual Machines Private Cloud itg CloudBase is a suite of fully managed Hybrid & Private Cloud Services ready to support your

More information

W. R. GRACE & CO. AUDIT COMMITTEE CHARTER

W. R. GRACE & CO. AUDIT COMMITTEE CHARTER W. R. GRACE & CO. AUDIT COMMITTEE CHARTER I. Purpose. The purpose of the Audit Committee is to assist the Board of Directors in overseeing (1) the integrity of the Company s financial statements, (2) the

More information

SunTrust Banks, Inc. Audit Committee of the Board of Directors Charter

SunTrust Banks, Inc. Audit Committee of the Board of Directors Charter SunTrust Banks, Inc. Audit Committee of the Board of Directors Charter PURPOSE The audit committee (the Committee ) is appointed by the board of directors of the company to assist the board of directors

More information

Appendix A - Charter of the Academic and Student Affairs Committee

Appendix A - Charter of the Academic and Student Affairs Committee ATTACHMENT 2 Appendix A - Charter of the Academic and Student Affairs Committee A. Purpose. The Academic and Student Affairs Committee shall be well informed about, provide strategic direction and oversight,

More information

JAZZ PHARMACEUTICALS PLC CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS

JAZZ PHARMACEUTICALS PLC CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS JAZZ PHARMACEUTICALS PLC CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS PURPOSE AND POLICY The purpose of the Audit Committee (the Committee ) shall be to act on behalf of the Board of Directors

More information

BOARD OF DIRECTORS HUMAN RESOURCES AND COMPENSATION COMMITTEE MANDATE

BOARD OF DIRECTORS HUMAN RESOURCES AND COMPENSATION COMMITTEE MANDATE BOARD OF DIRECTORS HUMAN RESOURCES AND COMPENSATION COMMITTEE MANDATE The Human Resources and Compensation Committee The by-laws of Suncor Energy Inc. (Suncor) provide that the Board of Directors (Board)

More information

HIGHLIGHTS OF MAJOR CHANGES IN NEW COMPANIES ORDINANCE

HIGHLIGHTS OF MAJOR CHANGES IN NEW COMPANIES ORDINANCE HIGHLIGHTS OF MAJOR CHANGES IN NEW COMPANIES ORDINANCE Kevin Wong ( 黃 河 ) -- China-Appointed Attesting Officer ( 中 國 委 托 公 証 人 ) -- Hong Kong Solicitor -- England & Wales Solicitor -- Consultant of S.T.

More information

Simply Sophisticated. Information Security and Compliance

Simply Sophisticated. Information Security and Compliance Simply Sophisticated Information Security and Compliance Simple Sophistication Welcome to Your New Strategic Advantage As technology evolves at an accelerating rate, risk-based information security concerns

More information

Chief School Business Official [29.110]

Chief School Business Official [29.110] Chief School Business Official [29.110] STANDARD 1 Educational Foundations of Schools The competent chief school business official is knowledgeable about the educational foundations of schools. 1A. is

More information

AUSTIN INDEPENDENT SCHOOL DISTRICT INTERNAL AUDIT DEPARTMENT TRANSPORTATION AUDIT PROGRAM

AUSTIN INDEPENDENT SCHOOL DISTRICT INTERNAL AUDIT DEPARTMENT TRANSPORTATION AUDIT PROGRAM GENERAL: The Technology department is responsible for the managing of electronic devices and software for the District, as well as the Help Desk for resolution of employee-created help tickets. The subgroups

More information

CORPORATE GOVERNANCE GUIDELINES OF THE BOARD OF DIRECTORS OF ARTVENTIVE MEDICAL GROUP, INC.

CORPORATE GOVERNANCE GUIDELINES OF THE BOARD OF DIRECTORS OF ARTVENTIVE MEDICAL GROUP, INC. CORPORATE GOVERNANCE GUIDELINES OF THE BOARD OF DIRECTORS OF ARTVENTIVE MEDICAL GROUP, INC. Adopted by the Board of Directors as of May 5, 2013 Introduction; Role of the Board The Board of Directors (the

More information

Amended and Restated. Charter of the Audit Committee. of the Board of Directors of. Tribune Publishing Company. (As Amended November 11, 2014)

Amended and Restated. Charter of the Audit Committee. of the Board of Directors of. Tribune Publishing Company. (As Amended November 11, 2014) Amended and Restated Charter of the Audit Committee of the Board of Directors of Tribune Publishing Company (As Amended November 11, 2014) This Charter sets forth, among other things, the purpose, membership

More information

SELLING YOUR private BUSINESS

SELLING YOUR private BUSINESS SELLING YOUR private BUSINESS BDO Canada Transaction Advisory Services Inc. A plan for success 2 Selling your business The decision to sell is a difficult one for any business owner. While it s natural

More information

Delphi Automotive PLC. Corporate Governance Guidelines

Delphi Automotive PLC. Corporate Governance Guidelines Delphi Automotive PLC Corporate Governance Guidelines TABLE OF CONTENTS DELPHI VISION AND VALUES... 3 Delphi Vision: Why We Exist and the Essence of Our Business... 3 Delphi Values: How We Conduct Ourselves...

More information

Management Discussion and Analysis as of March 31, 2015

Management Discussion and Analysis as of March 31, 2015 THE ATTACHED AUDITED YEAR END FINANCIAL STATEMENTS FORM AN INTEGRAL PART OF THIS MANAGEMENT DISCUSSION AND ANALYSIS AND ARE HEREBY INCLUDED BY REFERENCE Management Discussion and Analysis as of March 31,

More information

Guide to Licensing Application Process for Deposit Taking Entities

Guide to Licensing Application Process for Deposit Taking Entities Introduction Section 4 of the Banking Act and the Financial Institutions Act grants the Bank of Jamaica the responsibility for assessing all applications for a deposit-taking license to inform its recommendation

More information

CHESAPEAKE ENERGY CORPORATION CORPORATE GOVERNANCE PRINCIPLES. (Amended as of June 13, 2014)

CHESAPEAKE ENERGY CORPORATION CORPORATE GOVERNANCE PRINCIPLES. (Amended as of June 13, 2014) CHESAPEAKE ENERGY CORPORATION CORPORATE GOVERNANCE PRINCIPLES (Amended as of June 13, 2014) 1. The Role of the Board of Directors The Board of Directors is responsible for the oversight of the Corporation

More information

RISK MANAGEMENT MATRIX FOR ACADEMIES. Contents. Introduction. Mission/objectives. Law and regulation. Governance and management.

RISK MANAGEMENT MATRIX FOR ACADEMIES. Contents. Introduction. Mission/objectives. Law and regulation. Governance and management. RISK MANAGEMENT MATRIX FOR ACADEMIES Contents A B C D E F G H K J Introduction Mission/objectives Law and regulation Governance and management External factors Operational factors Human resources Environmental

More information

CPAs. Helping Green Companies Build a Sustainable Bottom Line Helping Green Energy Companies Build a Sustainable Bottom Line

CPAs. Helping Green Companies Build a Sustainable Bottom Line Helping Green Energy Companies Build a Sustainable Bottom Line Green Team Helping Green Energy Companies Build a Sustainable Bottom Line 1 Biomass Waste-to-Energy Solar Wind Hydroelectric Geothermal Cogeneration Distributed Generation Commercial Green Building and

More information

INTERNATIONAL PAPER COMPANY

INTERNATIONAL PAPER COMPANY INTERNATIONAL PAPER COMPANY AUDIT AND FINANCE COMMITTEE CHARTER (Amended and Restated as of February 9, 2010) Purpose and Role of Audit and Finance Committee The Audit and Finance Committee (the Committee

More information

QUANTUM BUSINESS HOUSE BUSINESS GUIDE 2. BUYING A BUSINESS

QUANTUM BUSINESS HOUSE BUSINESS GUIDE 2. BUYING A BUSINESS QUANTUM BUSINESS HOUSE BUSINESS GUIDE 2. BUYING A BUSINESS 2 Chapter 2. Buying a Business Sometimes, it is a better way to start a business by purchasing an existing business especially when you do not

More information

Solo & Small Firm Conference 2015 Office Accounting: Take Control of Your Finances to Take Control of Your Practice

Solo & Small Firm Conference 2015 Office Accounting: Take Control of Your Finances to Take Control of Your Practice Vermont Bar Association Seminar Materials Solo & Small Firm Conference 2015 Office Accounting: Take Control of Your Finances to Take Control of Your Practice May 15, 2015 Basin Harbor Club Vergennes, VT

More information

The Procter & Gamble Company Board of Directors Audit Committee Charter

The Procter & Gamble Company Board of Directors Audit Committee Charter The Procter & Gamble Company Board of Directors Audit Committee Charter I. Purposes. The Audit Committee (the Committee ) is appointed by the Board of Directors for the primary purposes of: A. Assisting

More information

This is Appendix A: Sarbanes-Oxley and Other Recent Reforms, appendix 1 from the book Governing Corporations (index.html) (v. 1.0).

This is Appendix A: Sarbanes-Oxley and Other Recent Reforms, appendix 1 from the book Governing Corporations (index.html) (v. 1.0). This is Appendix A: Sarbanes-Oxley and Other Recent Reforms, appendix 1 from the book Governing Corporations (index.html) (v. 1.0). This book is licensed under a Creative Commons by-nc-sa 3.0 (http://creativecommons.org/licenses/by-nc-sa/

More information

GOING PUBLIC IN CANADA

GOING PUBLIC IN CANADA GOING PUBLIC IN CANADA CASSELS BROCK IN BRIEF Canadian law firm of more than 200 lawyers based in Toronto and Vancouver focused on serving the transaction, advocacy and advisory needs of the country s

More information

Agribusiness Procedures

Agribusiness Procedures Agribusiness Procedures S E L E C T I N G T H E F O R M O F B U S I N E S S Business Forms Taxes Regulatory Continuity Sole Proprietorship Partnership S-Corporation Corporation Business does not file or

More information

AUDIT COMMITTEE CHARTER THE BOARD OF DIRECTORS OF ALLIANCE SEMICONDUCTOR CORPORATION

AUDIT COMMITTEE CHARTER THE BOARD OF DIRECTORS OF ALLIANCE SEMICONDUCTOR CORPORATION AUDIT COMMITTEE CHARTER THE BOARD OF DIRECTORS OF ALLIANCE SEMICONDUCTOR CORPORATION PURPOSE The Audit Committee (the Committee ) of Alliance Semiconductor Corporation (the Company ) is chartered to oversee

More information

Best Practices for Investment Committee Members

Best Practices for Investment Committee Members Best Practices for Investment Committee Members Brightscape Erisamyliability.com Eric Weiss, CFP, AIF This paper identifies best practices for 401(k) investment committee members in order to reduce potential

More information

SunTrust Banks, Inc. Audit Committee of the Board of Directors Charter

SunTrust Banks, Inc. Audit Committee of the Board of Directors Charter SunTrust Banks, Inc. Audit Committee of the Board of Directors Charter PURPOSE The Audit Committee (the Committee ) is appointed by the Board of Directors (the Board ) of SunTrust Banks, Inc. (the Company

More information

The Rubicon Project, Inc. Corporate Governance Guidelines

The Rubicon Project, Inc. Corporate Governance Guidelines The Rubicon Project, Inc. Corporate Governance Guidelines These Corporate Governance Guidelines reflect the corporate governance practices established by the Board of Directors (the Board ) of The Rubicon

More information

White Paper. Driving Shareholder Value in Sell-Side Transactions with Virtual Data Room Best Practices

White Paper. Driving Shareholder Value in Sell-Side Transactions with Virtual Data Room Best Practices White Paper Driving Shareholder Value in Sell-Side Transactions with Virtual Data Room Best Practices Introduction A first-year MBA student can attest to the fact that a more efficient marketplace will

More information

Audit Committee Charter

Audit Committee Charter Audit Committee Charter Role The Audit Committee of the Board of Directors assists the Board of Directors in fulfilling its responsibility for oversight of the quality and integrity of the accounting,

More information

FIRESWIRL TECHNOLOGIES INC.

FIRESWIRL TECHNOLOGIES INC. FIRESWIRL TECHNOLOGIES INC. Management Discussion and Analysis of the Financial Condition and Results of Operation, for the three months ended March 31, 2007 and 2006. 1 MANAGEMENT DISCUSSION AND ANALYSIS

More information

FINANCIAL SERVICES AUTHORITY ST. VINCENT AND THE GRENADINES

FINANCIAL SERVICES AUTHORITY ST. VINCENT AND THE GRENADINES FINANCIAL SERVICES AUTHORITY ST. VINCENT AND THE GRENADINES HOW TO SET UP A MUTUAL FUND IN ST. VINCENT & THE GRENADINES POLICY STATEMENT St. Vincent and the Grenadines (SVG) welcomes mutual fund business

More information

February 2015. Audit committee performance evaluation

February 2015. Audit committee performance evaluation February 2015 Audit committee performance evaluation Audit committee performance evaluation The following questionnaire is based on emerging and leading practices to assist in the self-assessment of an

More information

15 Reasons Why Your Business May Not Sell For what you think it is Worth. Unlocking a life time of wealth creation.

15 Reasons Why Your Business May Not Sell For what you think it is Worth. Unlocking a life time of wealth creation. 15 Reasons Why Your Business May Not Sell For what you think it is Worth. Unlocking a life time of wealth creation. 1. Overview Most business owners have over 80% of their personal net worth invested in

More information

11. Corporate Restructuring. Corporate Control. Mergers & Acquisitions

11. Corporate Restructuring. Corporate Control. Mergers & Acquisitions 11. Corporate Restructuring. Corporate Control. Mergers & Acquisitions 1. Assets and Liabilities Engineering 1.1.1 Corporate Restructuring The term corporate restructuring pertains to a large range of

More information

Information Shield Solution Matrix for CIP Security Standards

Information Shield Solution Matrix for CIP Security Standards Information Shield Solution Matrix for CIP Security Standards The following table illustrates how specific topic categories within ISO 27002 map to the cyber security requirements of the Mandatory Reliability

More information

MATTEL, INC. AMENDED AND RESTATED AUDIT COMMITTEE CHARTER

MATTEL, INC. AMENDED AND RESTATED AUDIT COMMITTEE CHARTER Purpose MATTEL, INC. AMENDED AND RESTATED AUDIT COMMITTEE CHARTER The purpose of the Audit Committee (the Committee ) is to provide assistance to the Board of Directors (the Board ) of Mattel, Inc. (the

More information

PUBLIC STORAGE CORPORATE GOVERNANCE GUIDELINES AND TRUSTEES CODE OF ETHICS

PUBLIC STORAGE CORPORATE GOVERNANCE GUIDELINES AND TRUSTEES CODE OF ETHICS PUBLIC STORAGE CORPORATE GOVERNANCE GUIDELINES AND TRUSTEES CODE OF ETHICS Selection and Composition of the Board 1. Board Membership Criteria The Board of Trustees (the Board ) of Public Storage (the

More information

Going Public Lessons Learned from Recent IPOs

Going Public Lessons Learned from Recent IPOs www.pwc.com Going Public Lessons Learned from Recent IPOs Guy Preminger, Partner, Technology Leader, PwC Israel Claudio Yarza, Partner Pharmaceuticals & Life Sciences and Pharma Leader, PwC Israel Introduction

More information