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1 WebSphere DataPower SOA Appliances Version Web Application Firewall Developers Guide

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3 WebSphere DataPower SOA Appliances Version Web Application Firewall Developers Guide

4 Note Before using this information and the product it supports, read the information in Notices and trademarks on page 163. First Edition (May 2009) This edition applies to version 3, release 7, modification 3 of IBM WebSphere DataPower SOA Appliances and to all subsequent releases and modifications until otherwise indicated in new editions. Copyright International Business Machines Corporation 2002, US Government Users Restricted Rights Use, duplication or disclosure restricted by GSA ADP Schedule Contract with IBM Corp.

5 Contents Preface v Who should read this document v How this document is organized v Publications vi Installation and upgrade documentation.... vi Administration documentation vi Development documentation vii Reference documentation vii Integration documentation vii Problem determination documentation.... viii Supplemental documentation viii File naming guidelines viii Object naming guidelines ix Typeface conventions ix Chapter 1. WebGUI basics Objects on the appliance Working with objects Accessing the WebGUI Welcome screen Common WebGUI conventions Working with referenced objects Working with lists of referenced objects Viewing and editing local files during configuration 3 Viewing local files Editing local files Common WebGUI tasks Applying and saving changes Canceling changes Resetting objects Deleting objects Exporting objects Viewing object-specific logs Viewing object status Cloning services Accessing probe captures Chapter 2. Securing communication.. 9 Supported cryptographic formats Working with keys and certificates Creating key-certificate pairs Generating keys and certificates Exporting keys and certificates Importing keys and certificates Defining Certificate objects Defining Firewall Credentials objects Defining Identification Credentials objects Defining Key objects Defining Profile objects Defining Shared Secret Key objects Defining SSL Proxy Profile objects Creating a forward (or client) proxy Creating a reverse (or server) proxy Creating a two-way proxy Working with Validation Credentials objects Creating for non-expiring, non-passwordprotected certificates Creating for select certificates Chapter 3. Configuring Web Application Firewall services Scenarios Scenario one: College enrollment form Scenario two: Benefits management site Scenario three: Trading site Configuring a Web Application Firewall General configuration Timeout/Protocol Configuring an Application Security Policy General configuration Request Maps Response Maps Error Maps Chapter 4. Managing files Directories on the appliance Launching the File Management utility Displaying directory contents Creating a subdirectory Deleting a directory Refreshing directory contents Uploading files from the workstation Working with Java Key Stores Required software Granting permissions Types of key stores Uploading a file from a Java Key Store Fetching files Copying files Renaming files Moving files Viewing files Editing files Deleting files Chapter 5. Managing the configuration of the appliance Creating Include Configuration File objects Creating Import Configuration File objects Backing up and exporting configuration data Backing up the entire appliance Backing up domains Exporting select objects Copying or moving select objects Managing configuration checkpoints Defining number configuration checkpoints to allow Saving configuration checkpoints Listing configuration checkpoints Rolling back to a configuration checkpoint Copyright IBM Corp. 2002, 2009 iii

6 Deleting configuration checkpoints Importing configuration data Managing changes in configuration data Comparing configurations Reading the change report Reverting changes Configuring deployment policies Creating a Deployment Policy object Using the deployment policy builder Specifying the matching statement Appendix A. Referenced objects AAA Policy Main tab Identity tab Authenticate tab Map Credentials tab Resource tab Map Resource tab Authorize tab Post Processing tab Namespace Mapping tab SAML Attributes tab LTPA Attributes tab Transaction Priority tab Setting namespace mappings (XPath bindings). 82 Defining SAML attributes Adding LTPA user attributes Using an AAA Info file IBM Tivoli Access Manager IBM Tivoli Federated Identity Manager Working with Kerberos objects XACML Policy Decision Point Application Security Policy Request Maps tab Response Maps tab Error Maps tab Count Monitor Error Policy Defining an LDAP Search Parameters object Load Balancer Group Health of member servers Setting the health state with a variable Configuring Load Balancer Group objects Matching Rule Name-Value Profile Validation List tab Processing Rule Rate Limiter Session Management Policy URL Rewrite Policy URL Rewrite Rule tab User Agent Proxy Policy SSL Proxy Profile Basic HTTP Authentication SOAP Action Policy Public Key Authentication Policy Allow Compression Policy Restrict to HTTP 1.0 Policy Inject Header Policy Chunked Uploads Policy FTP Client Policies Web Application Firewall Proxy Settings tab HTTP Options tab Source Addresses tab Web Request Profile Profile tab Methods & Versions tab Processing tab Name Value tab Cookie tab Multipart Form tab Threat Protection tab Web Response Profile Profile tab Codes & Versions tab Processing tab Name Value tab Threat Protection tab XML Manager Configure XML Manager objects Flushing the document cache Flushing the stylesheet cache z/os NSS Client Creating the z/os NSS Client Appendix B. Working with variables 147 Service variables General service variables Multi-Protocol Gateway and Web Service Proxy service variables Configuration services service variables Load balancer service variables Legacy MQ-specific service variables Multistep variables Transaction variables Asynchronous transaction variables Error handling transaction variables Headers transaction variables Persistent connection transaction variables Routing transaction variables URL-based transaction variables Web Services Management transaction variables 156 Extension variables System variables List of available variables Appendix C. Getting help and technical assistance Searching knowledge bases Getting a fix Contacting IBM Support Notices and trademarks Trademarks Index iv IBM WebSphere DataPower SOA Appliances: Web Application Firewall Developers Guide

7 Preface IBM WebSphere DataPower SOA Appliances are purpose-built, easy-to-deploy network appliances that simplify, help secure, and accelerate your XML and Web Services deployments while extending your SOA infrastructure. These appliances offer an innovative, pragmatic approach to harness the power of SOA while simultaneously enabling you to leverage the value of your existing application, security, and networking infrastructure investments. Who should read this document This document is intended for developers who manage the configuration of Web Application Firewall services, objects, and associated referenced objects on the DataPower appliance. Developers should have the following knowledge: v Network architecture and concepts v Internet protocols, including HTTP, TCP/IP v Lightweight Directory Access Protocol (LDAP) and directory services v Authentication and authorization v XML and XSLT Developers should also be familiar with SSL protocol, key exchange (public and private), digital signatures, cryptographic algorithms, and certificate authorities. This document assumes that an Administrator has installed and initially configured the appliance as described in the IBM WebSphere DataPower SOA Appliances: 9003: Installation Guide or in the IBM WebSphere DataPower SOA Appliances: Type 9235: Installation Guide, depending on the model type. How this document is organized This document is organized across the following broad concepts: v Chapter 1, WebGUI basics, on page 1 Provides basic informations about using the DataPower graphical interface, which is referred to as the WebGUI, as well as information about performing common tasks in the WebGUI. v Chapter 2, Securing communication, on page 9 Provide information about securing communication to and from the DataPower appliance. The appliance provide these capabilities with a combination of utilities and objects. v Chapter 3, Configuring Web Application Firewall services, on page 25 Provide detailed information about developing Web Application Firewall services on a DataPower appliance. v Chapter 4, Managing files, on page 33 Provides information about managing files on the appliance. v Chapter 5, Managing the configuration of the appliance, on page 41 Provide information about managing the configuration of application domains and importing and exporting configurations. v Appendix A, Referenced objects, on page 57 Copyright IBM Corp. 2002, 2009 v

8 Provides detailed information about configuring objects that are referenced while developing services on a DataPower appliance. v Appendix B, Working with variables, on page 147 Provides information about using variables in document processing. v Appendix C, Getting help and technical assistance Provides details about contacting IBM Support. Publications The IBM WebSphere DataPower library is organized into the following categories: v Installation and upgrade documentation v Administration documentation v Development documentation on page vii v Reference documentation on page vii v Integration documentation on page vii v Problem determination documentation on page viii v Supplemental documentation on page viii Installation and upgrade documentation v IBM WebSphere DataPower SOA Appliances: 9003: Installation Guide Provides instructions for installing and powering up the Type 7993 (9003) appliance, creating a startup configuration script, and placing the appliance in operation. v IBM WebSphere DataPower SOA Appliances: Type 9235: Installation Guide Provides instructions for installing and powering up the Type 9235 appliance, creating a startup configuration script, and placing the appliance in operation. v IBM WebSphere DataPower SOA Appliances: Type 9235: Hardware Problem Determination and Service Guide Provides information about diagnosing and troubleshooting hardware problems, ordering consumable replacement parts, and replacing parts. v IBM WebSphere DataPower SOA Appliances: Upgrade and Rollback Guide: Generation 2 Firmware Provides instructions for upgrading Generation 2 firmware and for rolling back firmware upgrades. Administration documentation v IBM WebSphere DataPower SOA Appliances: Appliance Overview Provides an introduction and understanding of the IBM Websphere DataPower SOA appliances. v IBM WebSphere DataPower SOA Appliances: Administrators Guide Provides instructions for using the DataPower GUI for managing user access, network access, appliance configuration and system configuration of the appliance. v IBM WebSphere DataPower SOA Appliances: Hardware Security Module Guide A user guide for using a Hardware Security Module (HSM) installed in the appliance. vi IBM WebSphere DataPower SOA Appliances: Web Application Firewall Developers Guide

9 Development documentation v IBM WebSphere DataPower SOA Appliances: XSL Accelerator Developers Guide Provides instructions for using the WebGUI to configure XSL Proxy and XSL Co-Processor services. v IBM WebSphere DataPower SOA Appliances: XML Firewall Developers Guide Provides instructions for using the WebGUI to configure XML Firewall services. v IBM WebSphere DataPower SOA Appliances: Web Application Firewall Developers Guide Provides instructions for using the WebGUI to configure Web Application Firewall services. v IBM WebSphere DataPower SOA Appliances: Multi-Protocol Gateway Developers Guide Provides instructions for using the WebGUI to configure Multiple-Protocol Gateway services. v IBM WebSphere DataPower SOA Appliances: Web Service Proxy Developers Guide Provides instructions for using the WebGUI to configure Web Service Proxy services. v IBM WebSphere DataPower SOA Appliances: B2B Gateway Developers Guide Provides instructions for using the WebGUI to configure B2B Gateway services. v IBM WebSphere DataPower SOA Appliances: Low Latency Messaging Developers Guide Provides instructions for using the WebGUI to configure a DataPower appliance for low latency messaging. Reference documentation v v Product-specific documentation for using commands from the command line. The documentation is specific to each of the following products. Each document provides an alphabetical listing of all commands with syntactical and functional descriptions. IBM WebSphere DataPower XML Accelerator XA35: Command Reference IBM WebSphere DataPower XML Security Gateway XS40: Command Reference IBM WebSphere DataPower XML Integration Appliance XI50: Command Reference IBM WebSphere DataPower B2B Appliance XB60: Command Reference IBM WebSphere DataPower Low Latency Messaging Appliance XM70: Command Reference IBM WebSphere DataPower SOA Appliances: Extension Elements and Functions Catalog Provides programming information about the usage of DataPower XSLT extension elements and extension functions. Integration documentation The following documents are available for managing the integration of related products that can be associated with the DataPower appliance: v Integrating with ITCAM Provides concepts for integrating the DataPower appliance with IBM Tivoli Composite Application Management for SOA. v IBM WebSphere DataPower SOA Appliances: Integrating with WebSphere Transformation Extender Preface vii

10 v Provides concepts for integrating the DataPower appliance with WebSphere Transformer Extender. IBM WebSphere DataPower SOA Appliances: Integrating with WebSphere MQ Explains the concepts and common use patterns for connecting DataPower services to WebSphere MQ systems. Problem determination documentation v IBM WebSphere DataPower SOA Appliances: Problem Determination Guide Provides troubleshooting and debugging tools. Supplemental documentation File naming guidelines v Understanding Web Services Policy Provides conceptual information about how the DataPower appliance can use Web Services Policy (WS-Policy). v Understanding WS-Addressing Provides conceptual information about how the DataPower appliance can use WS-Addressing. v Understanding LTPA Provides conceptual information about how the DataPower appliance can use Lightweight Third Party Authentication. v Understanding SPNEGO Provides conceptual information about how the DataPower appliance can use SPNEGO. v Optimizing through Streaming Provides conceptual information about and procedures for optimizing the DataPower appliance through streaming. v Securing the Last Mile Provides conceptual information about and procedures for understanding the DataPower appliance while securing the last mile. v Configuring the DoD PKI Provides conceptual information about and procedures for configuring the DataPower appliance with Department of Defense Public Key Infrastructure. The maximum length for a file name can be approximately 4128 characters. The name of the base file can be up to 128 characters in length. The base file is the part after the name of the DataPower directory. Examples of directories are local:, store:, and temporary:. If the directory (or domain) supports subdirectories, the path to the file can have a length of 4000 characters. When you create a domain, its name is the base file name in several DataPower directories when viewed from the default domain. The following characters are valid in directory and file names: v a through z v A through Z v 0 through 9 v _ (underscore) viii IBM WebSphere DataPower SOA Appliances: Web Application Firewall Developers Guide

11 v v - (dash). (period) Object naming guidelines Typeface conventions Note: Names cannot contain two consecutive periods (..). The object name must be unique in the object namespace. The following characters are valid in when specifying the name for an object: v a through z v A through Z v 0 through 9 v _ (underscore) v - (dash) v. (period) Note: Names cannot contain two consecutive periods (..). The following typeface conventions are used in the documentation: bold Identifies commands, programming keywords, and GUI controls. italics Identifies words and phrases used for emphasis and user-supplied variables. monospaced Identifies user-supplied input or computer output. Preface ix

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13 Chapter 1. WebGUI basics Objects on the appliance Working with objects Accessing the WebGUI Welcome screen The WebGUI is the primary interface for managing the appliance itself and for configuring objects. Objects that can be configured on the appliance range from simple to complex. An object is any entity that you configure on the appliance. During configuration, an object can reference another object that can, in turn, reference another object. For example, the configuration of a service references an instance of the XML Manager object that references an instance of the User Agent object. The flexibility in configuration and association of referenced object allow you to meet your business-processing criteria and security requirements. When configuring services on the appliance, the WebGUI provides an object view and a service view. You can use either view to create or edit the service. Service view Working in the service view allows less-than-expert level users to build basic, generic objects. Object view Working in the object view allows expert-level users to build specific, complex and highly detailed objects. To use the WebGUI, the Web Management Interface must be configured. This interface was defined during the initial firmware setup (during appliance installation) or afterward with the web-mgmt command. To access the WebGUI, use the following procedure: 1. Direct your browser to the WebGUI login screen. Use the IP address and port number assigned during the configuration of the Web Management interface. The address uses the HTTPS protocol and has the format. 2. In the login fields, specify an account name and password. 3. From the Domain list, select the domain to which to log in. 4. Click Login. After verifying credentials, the WebGUI displays the Control Panel. After successfully logging in, the WebGUI displays its Welcome screen. Visibility of objects in the WebGUI is controlled by a combination of the Role-based management (RBM) object and whether the administrator is in the default domain or an application domain. Copyright IBM Corp. 2002,

14 This screen is separated into the following areas: v The banner shows details about the administrator who logged in to the appliance and contains the following controls: The Domain list that allows the administrator to switch domains. The Save Config button that allows the administrator to persist configuration changes. The Logout button that allows the administrator to end the WebGUI session. v The navigation bar along the left side provides access to related configuration suites and to related management suites. This area contains the following menus: The Control Panel returns the administrator to the Welcome screen. The Status menu provides access to logs and status providers. The Services menu provides access to service configuration objects and objects referenced by service objects. When the administrator selects the item, the WebGUI displays the service view for the object. The Network menu provide access to network configuration objects. These objects are to define the network in which the appliance connects. Many of these objects are available in the default domain. The Administration menu provides access to managing access to the appliance as well as general appliance settings. Many of these objects are available in the default domain. The Objects menu provides access to service configuration objects and objects referenced by service objects. When the administrator selects the item, the WebGUI displays the object view for the object. v The dashboard that is separated into the following areas: The top area contains icons to access top-level objects for the appliance. The middle area contains icons to access monitoring and troubleshooting utilities. The bottom area contains icons to access file management and administration utilities. When you click any icon on the dashboard or select any item from the menu, the WebGUI replaces the dashboard with the details for the selected item. Common WebGUI conventions In addition to the standard interface controls, the WebGUI uses custom controls to help during the configuration of objects. These controls generally pertain to defining referenced objects. Working with referenced objects When using the WebGUI to create and modify objects, the configuration screen might display an input field to select a referenced object. Figure 1 illustrates this type of input field. Figure 1. Input field for referenced objects When the WebGUI displays this type of input field, you can specify the referenced object in the following ways: v Select the name of an existing referenced object from the list. 2 IBM WebSphere DataPower SOA Appliances: Web Application Firewall Developers Guide

15 v v Use the + button to create a new referenced object. When created, the input field contains the name of the newly created referenced object. Use the... button to modify the referenced object whose name is in the input field. When modified, the input field retains the name of the referenced object. When you click the + button or... button, the WebGUI launches a new window that displays the configuration screen for that type of object. Working with lists of referenced objects When using the WebGUI to create or modify objects, the configuration screen might display an input list to define a group of referenced objects. The input for this configuration item is the list of referenced objects. Figure 2 illustrates this type of input list. Figure 2. Input list for referenced objects When the WebGUI displays this type of list, you can manage referenced objects in the following ways: v v v v Select the name of an existing referenced object from the list. Click Add to add it to the list of referenced objects. Use the + button to create a new referenced object. When created, the input field contains the name of the new referenced object. Click Add to add it to the list of referenced objects. Use the... button to modify the referenced object whose name is in the input field. When modified, the input field retains the name of the referenced object. Click Add to add it to the list of referenced objects. Select the name of a referenced object from the list (either the input field or the list of referenced objects). Click Delete to remove it from the list of referenced objects. When you click the + button or... button, the WebGUI launches a new window that displays the configuration screen for that type of object. Viewing and editing local files during configuration As you use the WebGUI to select a local file during configuration, the configuration screen might display the View and Edit buttons beside the selection lists. Working with files in this way has the following advantages: v Ensure that the file is the one that you want v Ability to edit the file to address errors found while defining a configuration v Use a single session instead of opening another session to manage files through the File Management utility You cannot view or edit remote files. Chapter 1. WebGUI basics 3

16 Viewing local files To view a local file, use the following procedure: 1. Select the file from the lists. 2. Click View to open the file editor in view mode. 3. Review the file. 4. Click Cancel. Editing local files The edited file overwrites the original file. Common WebGUI tasks To edit a local file, use the following procedure: 1. Select the file from the lists. 2. Click Edit to open the file editor in edit mode. 3. Edit the file as required. 4. Click Submit to save changes. 5. Click Close. The majority of objects provide the following common tasks. Not all of these tasks are available to all objects. v Applying and saving configuration changes v Canceling changes before saving to the running configuration v Resetting changes to an object v Deleting an object v Exporting the configuration of an object v Viewing object-specific logs v Viewing object status v Cloning a service v Accessing probe captures Applying and saving changes As you use the WebGUI to manage object and service configurations, click Apply to save these changes to the running configuration. Changes that are made to the running configuration take effect immediately, but are not persisted to the startup configuration. During an appliance restart these changes are lost. To retain applied changes across an appliance restart, click Save Config. The changes are saved to the startup configuration. The startup or persistent configuration is persisted across an appliance restart. By default, the appliance reads the startup configuration from the auto-config.cfg file. Canceling changes As you use the WebGUI to manage objects, click Cancel to not save the current changes to the running configuration. If you click Cancel, you return to object catalog and lose all changes. 4 IBM WebSphere DataPower SOA Appliances: Web Application Firewall Developers Guide

17 Resetting objects Independent of whether the settings are saved to the configuration, you can reset an object to its default configuration. Use the following procedure to revert changes to a specific object: 1. Display the catalog for the object. The catalog lists the available instances of this object. 2. Click the name of the object for which to reset to display the configuration screen. 3. Click Undo. 4. Follow the prompts. Deleting objects You might want to delete objects that are no longer needed. If no other object depends on the object to be deleted, you can delete it at any time. Because a DataPower service is a top-level object, you can delete it at any time. Conversely, you cannot delete an object that is active and that is in use by a higher-level object. Use the following procedure to delete an object: 1. Display the catalog for the object. The catalog lists the available instances of this object. 2. Click the name of the object to delete to display the configuration screen. 3. Click Delete. 4. Follow the prompts. Deleting an object deletes that object only. Deleting an object does not delete any referenced object. Exporting objects Use the following procedure to export an object: 1. Display the catalog for the object. The catalog lists the available instances of this object. 2. Click the name of the object to export to display the configuration screen. 3. Click Export. 4. Follow the prompts. Viewing object-specific logs Instead of filtering the log for the default log or a configured log target, you can view log messages that are specific to an object. Viewing log files from the catalog To view object-specific logs from the catalog, use the following procedure: 1. Display the catalog for the object. The catalog lists the available instances of this object. 2. Click the magnifying glass icon. Viewing log files from the configuration screen To view object-specific logs from the configuration screen, click View Logs. Chapter 1. WebGUI basics 5

18 Viewing object status You can view the status of an object and all its referenced objects to help determine why a configuration object is in a down state. When you view the object status, the WebGUI opens a new window. This window provides the ability to show or hide unused properties. v v To show the unused properties, click Show. If the display lists unused properties, click Hide to hide these properties. Hiding unused properties is the default behavior. When viewing the object status, the window provides the following information: v The name of the instance and its type with a control to collapse (hide) or expand (show) referenced objects v Its configuration state: New, Modified, orsaved v It operational state: up or down v Its administrative state: enabled or disabled v Details about the detected error, if applicable v A link (magnifying glass icon) to view the logs for this object Use the following procedure to view the status for an object: 1. Display the catalog for the object. The catalog lists the available instances of this object. 2. Click the name of the object to view to display the configuration screen. 3. Click View Status. Cloning services You might want to create a service that is similar to an existing service. For example, you need two equivalent services, but each service communicates with a different remote server. In these cases, you can create a clone of an existing service and edit the clone. The cloning process can expedite the creation of a similar service. Use the following procedure to clone a server: 1. Display the catalog for the service. The catalog lists the available instances of this service. 2. Click the name of the service to clone to display the configuration screen. 3. Click Clone. 4. When the screen refreshes, specify the name of the clone. 5. Specify the Ethernet interface that the service monitors for incoming client requests in the Device Address field. Use the default address ( ) to specify all interfaces. 6. Specify the Ethernet port that the service monitors for incoming client requests in the Device Port field. 7. As necessary, edit the other properties. 8. Click Apply to save the object to the running configuration. 9. Optionally, click Save Config to save the object to the startup configuration. 6 IBM WebSphere DataPower SOA Appliances: Web Application Firewall Developers Guide

19 Accessing probe captures After enabling the probe, defining the triggers, and sending transactions that match the conditions defined by the triggers, you can view the captured transactions. Use the following procedure to access probe captures: 1. Display the catalog for the service object. The catalog lists the available instances of this object. 2. Click the name of the service for which to view the probe captures to display the configuration screen. 3. Click Show Probe. 4. Click the magnifying glass icon to view details about that captured transactions. For complete details about using the probe, refer to the IBM WebSphere DataPower SOA Appliances: Problem Determination Guide. Chapter 1. WebGUI basics 7

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21 Chapter 2. Securing communication This chapter provide information about securing communication to and from the DataPower appliance. The appliance provide these capabilities with a combination of utilities and objects. Supported cryptographic formats Private key objects support the following formats: v DER v PEM v PKCS #8 v PKCS #12 Certificate objects support the following formats: v DER v PEM v PKCS #7 v PKCS #12 Neither key objects nor certificate objects directly support JKS or KDB formats. Working with keys and certificates The DataPower appliance provides actions that allow you to work with keys and certificates. With the provided cryptographic tools, you can perform the following actions: v Create key-certificate pairs v Generate keys and certificates v Export keys and certificates v Import keys and certificates Unless you are using an appliance with HSM hardware, you cannot export or import keys. For details about using an HSM-enabled appliance, refer to the IBM WebSphere DataPower SOA Appliances: Hardware Security Module Guide. Creating key-certificate pairs When you generate a key, you get a key file and a Certificate Signing Request (CSR) file. The CSR file from the initial key generation is not a signed certificate. Send the CSR to a Certificate Authority (CA), such as VeriSign. The CA signs the CSR and returns it to you, which effectively creates the certificate. Load this certificate on the box. In other words, use the following procedure to create the key-certificate pair: 1. Use the Crypto Tool to create the key and CSR 2. Store the private key on the box and create a Key object that references it. 3. Send the CSR to VeriSign. Do not store it on the box (except in the temporary: directory). Copyright IBM Corp. 2002,

22 4. VeriSign returns the signed certificate. 5. Store the signed certificate on the box and create a Certificate object that references it. 6. Optionally, create an Identification Credentials object that references the key and certificate objects. When you create the Identification Credentials object, the key-certificate pair is validated to ensure that pair is ready for use. Generating keys and certificates You can generate a private cryptographic key and optionally a self-signed certificate from the Crypto Tools page. The Certificate Signing Request (CSR) needed by a certificate authority (CA) is created by default. If the file is stored in the cert: directory, it cannot be deleted or edited. If a file is stored in the local: directory or in the temporary: directory, it can be deleted and edited. To generate a key, use the following procedure: 1. Select Administration Miscellaneous Crypto Tools to display the Generate Key page. 2. Define the LDAP entry. a. Use the LDAP (reverse) Order of RDNs toggle to indicate whether to create the LDAP entry in reverse RDN order. on Creates the entry in reverse RDN order. off (Default) Create the entry in forward RDN order. b. Optionally specify a country name in the Country Name (C) field. c. Optionally specify a state or province name in the State or Province (ST) field. d. Optionally specify a locality name in the Locality (L) field. e. Optionally specify the name of an organization in the Organization (O) field. f. Optionally specify the name of an organizational unit in the Organizational Unit (OU) field. g. Optionally specify the names of additional organizational units in the Organizational Unit 2 (OU), Organizational Unit 3 (OU), and Organizational Unit 4 (OU) fields. h. Specify a common name in the Common Name (CN) field. 3. Select a key length from the RSA Key Length list. This defaults to Specify the name of the key file to generate in the File Name field. The value takes the directory:///name form. Leave blank to allow the action to create the name. 5. Specify the number of days that the key is valid in the Validity Period field. 6. Specify a password to access the key file in the Password field. The password must be at least 6 characters in length. 7. Specify a password alias to access the key file in the Password Alias field. 8. Use the Export Private Key toggle to indicate whether the action writes the key file to the temporary: directory. on Writes the key file to the temporary: directory. off (Default) Does not write the key file to the temporary: directory. 10 IBM WebSphere DataPower SOA Appliances: Web Application Firewall Developers Guide

23 9. Use the Generate Self-Signed Certificate toggle to indicate whether the action creates a self-signed certificate that matches the key. on (Default) Creates a self-signed certificate. off Does not create a self-signed certificate. 10. Use the Export Self-Signed Certificate toggle to indicate whether the action writes the self-signed certificate to the temporary: directory. on (Default) Writes the self-signed certificate to the temporary: directory. off Does not write the self-signed certificate to the temporary: directory. 11. Use the Generate Key and Certificate Objects toggle to indicate whether the action automatically creates the objects from the generated files. on (Default) Creates the objects from the generated files. off Does not create the objects from the generated files. 12. Specify the name for the Key and Certificate objects in the Object Name field. Leave blank to allow the action to generate the names from from the input information (based on the Common Name (CN) or File Name property). 13. Specify the name of an existing Key object in the Using Existing Key Object field. If supplied and valid, the action generates a new certificate and a new Certificate Signing Request (CSR) that is based on the key in the identified Key object. In this case, the appliance does not generate a new key. 14. Click Generate Key to generate a private key and, if requested, a self-signed certificate. A CSR is created automatically. 15. Follow the prompts. The CSR can be submitted to a certificate authority (CA) to receive a certificate that is based on this private key. This action creates the following files and objects: v v v v v Creates the private key file in the cert: directory; for example, cert:///sample-privkey.pem Creates the CSR in the temporary: directory; for example, temporary:/// sample.csr If Generate Self-Signed Certificate is enabled, creates a self-signed certificate in the cert: directory; for example, cert:///sample-sscert.pem If Export Self-Signed Certificate is enabled, creates a copy of the self-signed certificate in the temporary: directory; for example, temporary:///samplesscert.pem If Generate Key and Certificate Objects is enabled, creates a Key object and a Certificate object If the action creates a self-signed certificate, you can use this certificate-key pair for the following purposes: v Establish Identification Credentials v Encrypt or decrypt XML documents Exporting keys and certificates Use the Export Crypto Objects tab of the Crypto Tools screen to export key and certificate objects. Note: If the appliance has HSM hardware, you can export Key objects. For details, refer to IBM WebSphere DataPower SOA Appliances: Hardware Security Module Guide. Chapter 2. Securing communication 11

24 1. Select Administration Miscellaneous Crypto Tools to display the Crypto Tools screen. 2. Click the Export Crypto Object tab. 3. Provide the following information: Object Type Select the type of object to export. Any appliance can export certificates. Devices with HSM hardware can export private keys. Object Name Type the exact name of the object. To view a list of all such objects, select Objects Crypto Objects Cryptographic Certificate (or Key). Output File Name Specify the name of a export package to contain the exported objects. Do not specify a local directory or file extension. The appliance writes the file to the temporary: directory. Encryption Mechanism Select Key-Wrapping-Key. Note: Available when the appliance has HSM hardware to specify the encryption mechanism to export private keys. 4. Click Export Crypto Object to create the export package with the selected object. Use the File Management utility to access the file. Importing keys and certificates Use the Import Crypto Objects tab of the Crypto Tools screen to import key and certificate objects. Objects that are exported from one DataPower appliance can be imported to another appliance. Importing objects, rather than uploading files, eliminates the need to create objects from files. Note: If the appliance has HSM hardware, you can import Key objects. For details, refer to IBM WebSphere DataPower SOA Appliances: Hardware Security Module Guide. 1. Select Administration Miscellaneous Crypto Tools to display the Crypto Tools screen. 2. Click the Import Crypto Object tab. 3. Provide the following information: Object Type Select the type of object to import. Any appliance can import certificates. Devices with HSM hardware can import private keys. Object Name Specify the name of the object to create on import. This name must be a unique in the object namespace. Input File Name Use the controls to select the export package. If the file does not reside on the DataPower appliance, click Upload or Fetch to transfer the file. 12 IBM WebSphere DataPower SOA Appliances: Web Application Firewall Developers Guide

25 Defining Certificate objects Password Optionally specify a password for accessing the file. Any entity or agent needing to access the file must supply this password. Password Alias The password can optionally be given an alias, providing a level of indirection and thus additional security. If an alias is established, use the alias instead of the actual password. 4. Click Import Crypto Object. An object with the specified name is created. Otherwise, an error is returned. A Certificate object that provides an added layer of security by supplying a indirect reference (or alias) to a certificate file. The alias provided by the Certificate object is later used in the creation of a Firewall Credentials, an Identification Credentials, or a Validation Credentials. To create and configure a Certificate, use the following procedure: 1. Select Objects Crypto Crypto Certificate. 2. Click Add. 3. Provide the following inputs: Name Specify the name of the object. Admin State Retain the default setting. To place the object in an inactive administrative state, click disabled. File Name Access a list of files, contained in the cert: or pubcert: file repository, and select the file that contains the certificate referenced by this Certificate object. You can click Upload or Fetch to transfer the file. You can also click Details to display information about the selected certificate file. Password Depending of business security policies, provide one of the following: v If local security policies provide for password-protected keys, specify the password (or a password alias). v If local polices do not support password protection, leave blank. v If key files are protected by a plaintext password, specify the password. Note: Plaintext passwords appear as such in the configuration script. v If key files are protected by an aliased password, specify the alias. The CLI provides a password-map command that uses a locally-generated key to 3DES encrypt a password used to access a private key file. The command maps the encrypted password to a password alias in a password map file. The password map and the locally-generated key are saved to separate files on the appliance. Plaintext passwords are not stored in memory or saved on the appliance. Chapter 2. Securing communication 13

26 Password Alias Use the toggle to specify if the text entered in the Password field is a plaintext password or a password alias. on Identifies the text as a password alias for an encrypted password. off (Default) Identifies the text as a plaintext password. Ignore Expiration Dates Use these toggle to allow the creation of a certificate prior to its activation date (the NotBefore value in the certificate) or after its expiration date (the NotAfter value in the certificate). off (Default) Prevents the creation of certificates outside of their internal expiration values. on Creates the certificate and places it in the up state. Although the certificate is in the up state, objects that reference the certificate use the internal expiration values. In other words, the certificate itself is in the up state, but Validation Credentials, Firewall Credentials, or Identification Credentials that references the certificate adhere to the internal expiration values. In other words, the certificate itself is in the up state, but Validation Credentials, Firewall Credentials, or Identification Credentials that references the certificate adhere to the internal expiration values. If the certificate is used for a certificate chain validation from a Validation Credentials and the certificate is not valid, validation fails. Similarly, if the certificate is used from an Identification Credentials, the DataPower appliance sends the certificate to the SSL peer for an SSL connection, but the peer can reject the certificate as not valid. 4. Click Apply to save the object to the running configuration and return to the object catalog. 5. Optionally, click Save Config to save the object to the startup configuration. Defining Firewall Credentials objects A Firewall Credentials consists of a list of Key objects and Certificate objects. A Firewall Credentials provides a list of Key objects and Certificate objects. Certificates and keys not referenced in the Firewall Credentials are unavailable. If no Firewall Credentials exist, all keys and certificates stored locally are available. To create a Firewall Credentials, use the following procedure: 1. Select Objects Crypto Crypto Firewall Credentials to display the Crypto Firewall Credentials catalog. 2. Click Add to display the Crypto Firewall Credentials Configuration screen. 3. Provide the following inputs: Name Specify the name of the object. Admin State Retain the default setting. To place the object in an inactive administrative state, click disabled. Private Key Use the list to add Key objects to the Firewall Credentials. Refer to Defining Key objects on page 16 for more information. 14 IBM WebSphere DataPower SOA Appliances: Web Application Firewall Developers Guide

27 Shared Secret Key Use the list to add Shared Secret Key objects to the Firewall Credentials. Refer to Defining Shared Secret Key objects on page 18 for more information. Certificates Use the list to add Certificate objects to the Firewall Credentials. Refer to Defining Certificate objects on page 13 for more information. 4. Click Apply to save the object to the running configuration. 5. Optionally, click Save Config to save the object to the startup configuration. Defining Identification Credentials objects An Identification Credentials consists of a Key object and a Certificate object. An Identification Credentials identifies the matched public key cryptography public and private keys used by an object for SSL authentication. An Identification Credentials can be used in document encryption, document decryption, and digital signature operations. To create an Identification Credentials, use the following procedure: 1. Select Objects Crypto Crypto Identification Credentials to display the Crypto Identification Credentials catalog. 2. Click Add to display the Crypto Identification Credentials Configuration screen. 3. Provide the following inputs: Name Specify the name of the object. Admin State Retain the default setting. To place the object in an inactive administrative state, click disabled. Crypto Key Access a list of all Key objects, and select the Key object for this Identification Credentials. Refer to Defining Key objects on page 16 for more information. Certificate Access a list of all Certificate objects, and select the Certificate object for this Identification Credentials. Refer to Defining Certificate objects on page 13 for more information. Intermediate CA Certificate Intermediate CA certificates might be required when the CA that is signing this certificate is not widely-recognized. If the intermediate CA certificate is also signed by a less recognized CA, an additional intermediate CA certificate might be required for that CA. You can specify as many intermediate certificates as are required. If necessary, use the list of available Certificate objects to establish a verifiable trust-chain. A trust-chain consists of one or more Certification Authority (CA) certificates and provides a linked path from the certificate that is in the Identification Credentials to a CA that is trusted by a remote appliance. The trust chain enables the appliance to authenticate the certificate. 4. Click Apply to save the object to the running configuration. 5. Optionally, click Save Config to save the object to the startup configuration. Chapter 2. Securing communication 15

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