Program Agenda. Executive Forum for Information Governance. Leadership Forum. October 17 19, 2012 San Diego, CA

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1 Executive Forum for Information Governance October 17 19, 2012 San Diego, CA

2 Overview Speakers Program Agenda The Nuix Information Governance brings together an exclusive group of leaders in information governance (IG) for a unique learning and networking experience. Our goal is to expand your thought process in order to facilitate more effective planning and execution of IG programs. The focus will be on turning theory and principles into practical applications, with genuine return on investment. During the you will: Gain a clearer understanding of key success factors required to develop an effective IG program, including essential processes, responsibilities, accountabilities and technologies. Hear from and be able to question leading analysts and experienced corporate, legal and advisory executives who have designed and implemented practical IG improvement programs. Learn how to build a business case for IG across legal, risk, records and IT departments. Discuss IG ideas, experiences and challenges with your peers and subject matter experts. We will have a number of industry thought leaders and guest facilitators to help everyone maximize the opportunity to learn, collaborate and network. Our internationally-recognized guest speakers include the following: Debra Logan Distinguished Analyst, Gartner David Cowen President and Managing Director, The Cowen Group Barclay Blair President and Founder, ViaLumina Matt Archibald Chief Information Security Officer, Applied Materials Bennett Borden Partner and Founder IG Practice, Williams Mullen Anthony Diana Partner, Mayer Brown Gary Everekyan Vice President, Information Security, Experian Patti Flynn Vice President, Information Technology, Fidelity Investments Grant Goldenberg Assistant General Counsel and Discovery Counsel, Branch Banking and Trust Company William Potter Information Governance Group, The Cowen Group Jason Ray Senior Director Technology Solutions, FTI CONSULTING, INC. Dan Regard CEO and Managing Director, Intelligent Discovery Solutions Andrew Serwin Partner and Founding Chair of Privacy, Security & IM Practice, Foley & Lardner Erica Stoecker General Counsel, eplus Technologies Christina Von der Ahe Managing Associate, Orrick Bassam Zarkout Chief Technology Officer, RSD Alongside these speakers will be a number of subject matter experts and executives from Nuix: Mark Chardack CEO Nuix North America Jim Kent CEO Nuix EMEA Michael Lappin Director of Archiving Gareth Meatyard Director of Information Governance Eddie Sheehy Chief Executive Officer Stephen Stewart Chief Technology Officer October 17 19, 2012 San Diego, CA 2

3 Wednesday, October 17, 2012 TIME 3:00pm 4:30pm Outside 4:30pm 6:00pm 6:00pm 7:00pm Garden Patio 7:00pm 9:00pm Windsor Complex 9:00pm 10:00pm Babcock & Story SESSION Registration KEYNOTE PRESENTATION AND Q & A Will the Real CIO Please Stand Up? Large organizations have tremendous opportunities to change their business models around the way they use information. They face equally great challenges in conducting information governance to reduce risk and meet legal and regulatory obligations. CIOs have traditionally focused on automating enterprise operations, neither meeting information governance challenges nor exploiting the true value of information. To fully grasp the opportunities of the information age, organizations must create a new professional role. This is not an evolution of the CIO role it requires a change in leadership, focus and behaviors. This presentation will focus on Gartner s recent research into the emergence of a new kind of information-focused professional: What business needs are driving the creation of a new information leadership role? What responsibilities will this new information professional have? Which industries and companies are adopting this new role? Speaker: Debra Logan, Distinguished Analyst at Gartner Welcome Reception Collaborative Dinner Discussion Elevating Your Information Governance Career A collaborative dinner discussion to help participants better understand the emerging role of the information governance leader. Hear about the key skills, behaviors and character traits required to accelerate a career in IG, and how to build momentum to advance IG initiatives in your organization. Facilitator: David Cowen, President and Managing Director at The Cowen Group After Dinner Networking October 17 19, 2012 San Diego, CA 3

4 Thursday, October 18, 2012 Morning Session TIME 7:30am 8:30am Hotel Lobby 8:30am 9:00am 9:00am 10:00am 10:00am 10:30am 10:30am 11:10am 11:10am 11:20am SESSION Breakfast Opening Remarks Day Two Agenda, Objectives and Opportunities Speakers: Eddie Sheehy, CEO at Nuix Case Study A Case Study of Massive Proportions: Defensible Deletion Learn how a large corporate institution dealt with more than 3.1 billion s (330 terabytes) stored in old archives, amidst an environment of ongoing litigation. You will hear a panel discussion on how the company: Extracted and understood the potentially relevant information Migrated data required for regulatory retention and defensibly deleted the rest Saved tens of millions in storage, software and management costs Dramatically streamlined their ongoing information management environment Facilitator: Rocco Seyboth, SVP of Sales at Nuix Panel: Anthony Diana, Partner at Mayer Brown Dan Regard, CEO and Managing Director at Intelligent Discovery Solutions Stephen Stewart, Chief Technology Officer at Nuix Morning Break Panel Discussion Outside Counsel as Information Governance Ally Successful information governance programs require time, commitment, patience, and expertise. Regardless of a triggering event, outside counsel can turn a crisis response into sustained, strategic momentum. Two corporations share their information governance stories on the same stage with the outside attorney who was their ally, advocate, and counsel. They will discuss: Information governance triggering events Selling IG to other stakeholders Early wins that get people on the same page How to build a business case to reduce legal exposures Facilitator: Debra Logan, Distinguished Analyst at Gartner Panel: Bennett Borden, Partner and Founder Information Governance Practice at Williams Mullen Grant Goldenberg, Assistant General Counsel and Discovery Counsel at Branch Banking and Trust Company Erica Stoecker, General Counsel at eplus Technologies Quick Break October 17 19, 2012 San Diego, CA 4

5 Thursday, October 18, 2012 Midday Session TIME 11:20am 12:00pm 12:00pm 1:00pm 1500 Ocean Restaurant 1:00pm 1:40pm 1:40pm 2:30pm SESSION Panel Discussion Reducing Information Security Risks with Information Governance Preventing and responding to the loss of sensitive or protected client and customer data is a critical component of many information governance programs. Failure can close companies down and success can become a competitive advantage in an increasingly uncertain world. Hear two corporate leaders and outside counsel discuss the role of IG in reducing the cost of data protection and risk of data loss, including: The price of failure: protecting client and customer data Taking the first step, quickly Crisis, opportunity, and the lessons learned How to build a business case to reduce security risks. Facilitator: Jim Kent, CEO at Nuix EMEA Panel: Matt Archibald, Chief Information Security Officer at Applied Materials Gary Everekyan, Vice President, Information Security at Experian Christina Von der Ahe, Managing Associate at Orrick Lunch Panel Discussion Competing for 2020 Social Media, Big Data, and What s Next? Positive value is the holy grail of the information governance business case. How are the actions and investments of IG leaders supporting new strategic and revenue objectives for the business unit? Three industry leaders explore the critical partnership between legal and IT that supports the business unit s vision for client relationships, internal collaboration, and competing in the global information economy. They will discuss: What the business wants Technical, legal, and cultural roadblocks The pros and cons of locking it down or embracing change Facilitator: Bill Potter, Information Governance Group at The Cowen Group Panel: Andrew Serwin, Partner, Founding Chair of Privacy, Security and Information Management Practice at Foley & Lardner Patti Flynn, Vice President, Information Technology, Fidelity Technology Group at Fidelity Investments Jason Ray, Senior Director Technology Solutions at FTI Consulting, Inc. SOLUTION REVEAL Information Governance: From Vision to Practical Implementation this Nuix presentation and 'solution reveal' will build on the knowledge-sharing of the day and provide a sneak peek of Nuix's soon-to-be released IG platform and first IG solution set. Presenters: Stephen Stewart, Chief Technology Officer at Nuix Gareth Meatyard, Director of Information Governance at Nuix October 17 19, 2012 San Diego, CA 5

6 Thursday, October 18, 2012 Afternoon / Evening Session TIME 2:30pm 3:00pm 3:00pm 3:45pm 3:45pm 4:30pm 4:30pm 6:00pm Stuart Room 6:15pm Hotel Lobby 6:45pm 9:30pm The Prado at Balboa Park SESSION Afternoon Break PANEL DISCUSSION How to Build Your IG Business Case Four highly experienced IG practitioners will provide practical steps, tips and tools for people to build a compelling business case to kick-start or accelerate IG initiatives within your organization including: Lifting IG IQ about the cost and value of unstructured data The role of quantitative and qualitative evidence Some "no brainer" visual analytics Facilitator: Bill Potter, Information Governance Group at The Cowen Group Panel: Barclay Blair, President and Founder at ViaLumina Bennett Borden, Partner and Founder IG Practice at Williams Mullen Gareth Meatyard, Director of Information Governance at Nuix Bassam Zarkout, Chief Technology Officer at RSD Workshop Lessons Learned Roundtable Discussion Roll-up your sleeves for an exercise designed to stretch your thinking around how to leave the IG Forum with the knowledge and motivation to be able to achieve information governance milestones within your businesses and for your clients. Facilitators: David Cowen, President and Managing Director at The Cowen Group Bill Potter, Information Governance Group at The Cowen Group Technology DEMO First Look: Nuix IG Solutions See a practical demonstration of how the Nuix IG platform and solutions can advance your IG agenda. Demo sessions: 4:30pm 5:00pm / 5:00pm 5:30pm / 5:30pm 6:00pm Please sign up for demos during the Afternoon Break. Shuttle Departure for Dinner Dinner and Presentation The Total Cost of Owning Unstructured Data Should we keep the information we create forever, or should we throw some of it away? The answer to this simple question is not so simple. This presentation will share the latest thinking about the total cost (and opportunity) of owning unstructured information. Guest Speaker: Barclay Blair, President and Founder at ViaLumina October 17 19, 2012 San Diego, CA 6

7 Friday, October 19, 2012 TIME 8:00am 9:00am 9:15am 9:30am 12:00pm 12:00pm SESSION CLOSING SESSION Breakfast and Closing Remarks Speakers: Eddie Sheehy, CEO at Nuix David Cowen, President and Managing Director at The Cowen Group Walk over to Glorietta Bay behind Hotel Del Coronado NETWORKING EXPERIENCE San Diego Experience: Cruise Aboard the America s Cup Yacht Come aboard the historical yacht America and experience the picture-perfect waterways of San Diego Bay. Enjoy a relaxing cruise around the bay, while networking with new and old acquaintances. End of Forum THANK YOU Key Contacts: If you require any assistance during the conference, please contact our Nuix IG team and we'd be happy to help you. Alexis Robbins Maribel Rivera Marketing Manager, Nuix Senior Director of Marketing & Operations, The Cowen Group (661) (631) October 17 19, 2012 San Diego, CA 7

8 Speakers Debra Logan Vice President and Distinguished Analyst, Gartner Research Debra Logan is Vice President and Distinguished Analyst for Gartner Research and covers information governance, e-discovery, legacy information management and strategic information management, along with new and emerging roles in the digital economy. She is currently working on topics including information archiving, information retention management, strategic information management and e-discovery market trends. David Cowen President and Managing Director, The Cowen Group David Cowen is the President and Managing Director of The Cowen Group, the premier staffing and recruiting firm focusing exclusively on ediscovery, legal technology, litigation support, and information governance professionals. David facilitates and moderates over 50 thought leadership micro-events and roundtables on evolving trends in ediscovery, information governance, and career advancement. Barclay T. Blair President and Founder, ViaLumina Barclay T. Blair is an advisor to Fortune 500 companies, software and hardware vendors, and government institutions, and is an author, speaker, and internationally recognized authority on information governance. Barclay has led several high-profile consulting engagements at the world's leading institutions to help them globally transform the way they manage information. He is the president and founder of ViaLumina, and the author of several books, including, Information Nation: Seven Keys to Information Management Compliance. MattHEW Archibald Chief Information Security Officer, Applied Materials Matthew Archibald is a 24 year IT professional, a 19-year veteran of the information security and risk management field and is internationally recognized as an expert in the discipline. He became a security consultant and for several years helped build digital defenses for Fortune 100 companies. Archibald now works at Applied Materials and serves as the managing director, chief information security officer and chief privacy officer for global information security and risk management. Bennett Borden Partner and Founder IG Practice, Williams Mullen LLP Bennett Borden is a Partner at Williams Mullen and chairs its ediscovery and Information Governance practice group. He is also Vice Chair of the ediscovery and Digital Evidence Committee of the ABA, a founding member of the ediscovery Committee of the DC Bar, and Editor-in-Chief of The Sedona Conference s Cloud Computing Commentary. He is also a guest lecturer at the Georgetown University Law Center and the University of Virginia Law School and is the author of numerous articles on ediscovery, digital evidence and information governance. Anthony J. Diana Partner, Mayer Brown LLP Anthony J. Diana is a Partner at Mayer Brown who specialises in commercial litigation, electronic discovery, internal and regulatory investigations, and bankruptcies. Prior to joining Mayer Brown in 1997, Anthony practiced at another prominent New York law firm. Previously ( ), he served as Law Clerk to The Honorable Jay C. Waldman, US District Court for the Eastern District of Pennsylvania. Gary Everekyan Vice President, Information Security, EXPERIAN Gary Everekyan is an established IT Security professional with experience in meeting compliance requirements in large scale, highly regulated organizations. Broad background in Management and Information Technology that includes twelve years of progressive experience in information security. Working to continually define business requirements related to security, establish appropriate policies, and perform risk management and auditing of the enterprise security program. Extensive knowledge of strategic contingency planning, Risk Assessment (RA), Business Impact Analysis (BIA), information systems management, administration, logistics, and project management. October 17 19, 2012 San Diego, CA 8

9 Speakers Patricia Flynn Vice President ecompliance, FIDELITY INVESTMENTS Patricia Flynn currently serves as the Vice President, ecompliance Fidelity Technology Group at Fidelity Investments with responsibility for compliance of electronic communication including , chat, and social media. Having played a critical role in establishment of social media standards for the industry, Patricia was asked to dedicate her time to social media compliance in April 2012 and now reports into Fidelity s Social Media Practice Group. Grant Goldenberg Electronic Discovery Counsel, BRANCH BANKING AND TRUST COMPANY Mr. Grant Goldenberg is currently in-house Electronic Discovery Counsel for Branch Bank & Trust Company (BB&T). In this position, Grant provides advice regarding policies, strategies and implementation of BB&T s electronic discovery. Grant also participates in the company s key projects regarding information management. Jason Ray Senior Director Technology Solutions, FTI Consulting, INC. Jason Ray is a Senior Director in the FTI Technology Practice. Jason has over 30 years of experience in litigation support, technology services, and software development. He has deep expertise in all phases of the electronically stored information (ESI) lifecycle combined with a broad range of experience in software development, technology strategy, strategic planning and customer relationship management. He has personally managed several multi-state and multi-national matters in the pharmacology, high technology, and entertainment industries. Daniel L. Regard CEO and Managing Director, Intelligent Discovery Solutions, Inc. Daniel L. Regard is a nationally recognized electronic evidence and case management expert with 20 years experience in consulting to legal and corporate entities. A programmer and an attorney by training, Daniel has conducted system investigations, created data collections, and managed discovery on some of the highest profile financial investigations of the last decade. Andy Serwin Chair: Privacy, Security and Information Management Practice, FOLEY & LARDNER Andrew Serwin is the Executive Director and CEO of the Lares Institute, and the founding Chair of Foley & Lardner LLP s Privacy Practice. Andy is an internationally recognized thought leader regarding information and its role in the global economy, and has handled some of the leading matters before the Federal Trade Commission in information security, COPPA, social media, endorsement guidance, and the sale of internet information. Erica Stoecker General Counsel, eplus TECHNOLOGIES Erica Stoecker has served as General Counsel of eplus since joining the company in March In 2002, Erica additionally became Corporate Secretary and, beginning in 2008, Insider Trading Compliance Officer. Prior to joining eplus, Erica was a litigator in private practice in Baltimore, Maryland. She is a 1996 graduate of The University of Maryland School of Law, where she was an Associate Editor of the Maryland Law Review. Christina Von der Ahe Managing Associate, ORRICK Christina Von der Ahe, an associate in Orrick's San Francisco office, is a member of the Intellectual Property Group. Her practice focuses on patent litigation. Christina has represented defendants in patent, copyright and trade secret litigation, including lawsuits concerning electronic devices and computer software for multiple industries. October 17 19, 2012 San Diego, CA 9

10 Speakers Bassam Zarkout Chief Technology Officer, RSD Bassam Zarkout is currently Chief Technology Officer for RSD and a thought leader in the Enterprise Information Governance Platforms space (conception, design, development and implementation). He is also a public speaker on these subjects. Bassam has over 20 years experience in Information Governance solutions, including Records Management, ediscovery, Regulatory Compliance, Data Privacy, and Audit Trail Management. He also had in-depth experience with various document-centric technologies including ECM, Archiving, Report Output Archiving, Imaging, and Workflow. Mark Chardack CEO, Nuix North America Mark Chardack is an accomplished business leader achieving 15+ years success in delivering revenue growth and sustainable profit increases in the legal IT services industry. Mark has a broad, cross-functional background, with an emphasis on competitive strategy development, technology innovation, business process and client service. Jim Kent CEO, Nuix EMEA Dr Jim Kent pioneered digital forensics investigation and e-disclosure in the UK markets as a consultant and has accumulated 15+ years experience in law enforcement, government, financial and commercial sectors before joining Nuix in January Jim leads Nuix's global investigation business as well as being the CEO for the EMEA region. Michael Lappin Director of Archiving, NUIX Michael Lappin is Nuix s leading expert on information governance and ediscovery of archived data. Michael has been heavily involved in ediscovery and archive solutions and services for more than 15 years. Michael was responsible for the issuance, service and deposition of over 150,000 California Civil, Workers Compensation Appeals Board and Federal District Court subpoenas in the early/mid 1990 s. He is a member of the Electronic Discovery Reference Model consortium, The Sedona Conference, ILTA, and ARMA. Gareth Meatyard Director of Information Governance, Nuix Gareth Meatyard is Director of Information Governance at Nuix and has 20 years experience providing vision and pragmatic advice for the management and control of corporate content. He has advised software vendors, consultants, corporate and government organisations alike in practical solutions that deliver real world benefits pertaining to Information Governance. Before joining Nuix, Gareth was responsible for Records and Compliance solutions for EMC and Hummingbird. Eddie Sheehy Chief Executive Officer, Nuix Eddie Sheehy has been the CEO of Nuix since 2006 and has overseen the commercialization of the company s ediscovery, electronic investigation and information governance software following seven years of research and development. Eddie has been instrumental in helping Nuix secure government and commercial customers in over 30 countries across the world, including all of the major corporate regulators, advisory firms and corporations. Stephen L. Stewart Chief Technology Officer, Nuix Stephen L. Stewart is the Chief Technology Officer at Nuix and has over 15 years of experience working with both public and private sector organizations to provide solutions for their e- mail, file, and document management/archiving challenges. These experiences have taken him from the boardroom to the raised floor of the data center to ensure that the appropriate solution is implemented. In the process, Stephen has helped numerous financial institutions to develop, design, and implement solutions to meet both their storage and regulatory requirements. October 17 19, 2012 San Diego, CA 10

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