1 1848 PUBLIC LAW DEC. 31, 1970 [84 STAT. Public Law December 3 1, 1970 [s. 3835] Comprehensive AN A C T TQ provide a couipreliensive Federal program for the prevention and treatment of alcohol abuse and alcoholism. Be it enacted hy the Senate and House of Representatives United Stat es of America in Congress assemhled. Alcohol Abuse and Alcoholism P r e vention, Treatment, and Rehabilitation Act of ' ^ of the ' SHORT TITLE SECTION 1. This Act may be cited as the "Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment, and Rehabilitation Act of 1970". T I T L E I N A T I O N A L I N S T I T U T E ON A L C O H O L A B U S E AND A L C O H O L I S M ESTABLISHMENT Y ^*^''^ ^' 42 use Stat. 691; ^^42'u*sc'24*i. OF T H E I N S T I T U T E SEC (a) There is established in the National Institute of Mental Health, the National Institute on Alcohol Abuse and Alcoholism (hereafter in this x^ct referred to as the "Institute") to administer the programs and authorities assigned to the Secretary of Health, Education, and Welfare (hereafter in this Act referred to as the "Secretary") by this Act and part C of the Community Mental Health (^enters Act. The Secretary, acting through the Institute, shall, in carrying out the purposcs of sectiou 301 of the Public Health Service Act with respect ^^ alcohol abuse and alcoholism, develop and conduct comprehensive liealth, education, training, research, and planning programs for the prevention and treatment of alcohol abuse and alcoholism and for the rehabilitation of alcohol abusers and alcoholics. (b) The Institute shall be under the direction of a Director who shall be appointed by the Secretary. REPORTS BY T H E SECRETARY Reports to P r e s i d e n t and Congress. SEC The Secretary shall M\ ^yxhimt ail auiiual report to Congress which shall include a n j.- _c ^.i j.- j. i - i n n j? n descriptioii 01 the actions taken, services provided, and funds expended under this Act and part C of the Community Mental Health Centers Act, an evaluation of the effectiveness of such actions, services, and expenditures of funds, and such other information as the Secretary considers appropriate; (2) submit to Congress on or before the expiration of the oneyear period beginning on the date of enactment of this Act a report (A) containing current information on the health consequences of using alcoholic beverages, and (B) containing such recommendations for legislation and administrative action as he may deem appropriate; (3) submit such additional reports as may be requested by the President of the United States or by Congress; and (4) submit to the President of the United States and to Congress such recommendations as will further the prevention, treatment, and control of alcohol abuse and alcoholism.
2 84 STAT. ] PUBLIC LAW DEC. 31, TITLE II AIX!OHOL ABUSE AND ALCOHOLISM PREVEN TION, TREATMENT, AND REHABILITATION PROGRAMS FOR FEDERAL CIVILIAN EMPLOYEES ALCOHOL ABUSE AND ALCOHOLISM AMONG FEDERAL CIVILIAN EMPLOYEES SEC (a) The Civil Service Commission shall be responsible for developing and maintaining, in cooperation with the Secretary and with other Federal agencies and departments, appropriate prevention, treatment, and rehabilitation programs and services for alcohol abuse and alcoholism among Federal civilian employees, consistent with the purposes of this Act. Such policies and services shall make optimal use of existing governmental facilities, services, and skills. (b) The Secretary, acting through the Institute, shall be responsible for fostering similar alcohol abuse and alcoholism prevention, treatment, and rehabilitation programs and services in State and local governments and in private industry. (c)(1) No person may be denied or deprived of Federal civilian employment or a Federal professional or other license or right solely on the ground of prior alcohol abuse or prior alcoholism. (2) This subsection shall not apply to employment (A) in the Central Intelligence Agency, the Federal Bureau of Investigation, the National Security Agency, or any other department or agency of the Federal Government designated for purposes of national security by the President, or (B) in any position in any department or agency of the Federal Government, not referred to in clause (A), which position is determined pursuant to regulations prescribed by the head of such agency or department to be a sensitive position. (d) This title shall not be construed to prohibit the dismissal from employment of a Federal civilian employee who cannot properly function in his employment. TITLE III FEDERAL ASSISTANCE FOR STATE AND LOCAL PROGRAMS PART A FORMULA GRANTS AUTHORIZATION SEC There are authorized to be appropriated $40,000,000 for the fiscal year ending June 30,1971, $60,000,000 for the fiscal year ending June 30, 1972, $80,000,000 for the fiscal year ending June 30,1973, for grants to States to assist them in planning, establisning, maintaining, coordinating, and evaluating projects for the development of more effective prevention, treatment, and rehabilitation programs to deal with alcohol abuse and alcoholism. For purposes of this part, the term "State" includes the District of Columbia, the Virgin Islands, the Commonwealth of Puerto Rico, Guam, American Samoa, and the Trust Territory of the Pacific Islands, in addition to the fifty States. Appropriation. "state.»' STATE ALLOTMENT SEC (a) For each fiscal year the Secretary shall, in accordance with regulations, allot the sums appropriated for such year pursuant to section 301 among the States on the basis of the relative population, financial need, and need for more effective prevention, treatment, and rehabilitation of alcohol abuse and alcoholism; except that no such allotment to any State (other than the Virgin Islands, American Samoa, Guam, and the Trust Territory of the Pacific Islands) for any fiscal year shall be less than $200,000.
3 1850 PUBLIC LAW DEC. 31, 1970 [84 STAT. (b) Any amount so allotted to a State (other than the Virgin Islands, American Samoa, Guam, and the Trust Territory of the Pacific Islands) and remaining unobligated at the end of such year shall remain available to such State, for the purposes for which made, for the next fiscal year (and for such year only), and any such amount shall be in addition to the amounts allotted to such State for such purpose for such next fiscal year; except that any such amount, remaining unobligated at the end of the sixth month following the end of such year for which it was allotted, which the Secretary determines will remain unobligated by the close of such next fiscal year, may be reallotted by the Secretary, to be available for the purposes for which made until the close of such next fiscal year, to other States which have need therefor, on such basis as the Secretary deems equitable and consistent with the purposes of this part, and any amount so reallotted to a State shall be in addition to the amounts allotted and available to the States for the same period. Any amount allotted under subsection (a) to the Virgin Islands, American Samoa, Guam, or the Trust Territory of the Pacific Islands for a fiscal year and remaining unobligated at the end of such year shall remain available to it, for the purposes for which made, for the next two fiscal years (and for such years only), and any such amount shall be in addition to the amounts allotted to it for such purpose for each of such next two fiscal years; except that any such amount, remaining unobligated at the end of the fii-st of such next two years, which the Secretary determines will remain unobligated at the close of the second of such next two years, may be reallotted by the Secretary, to be available for the purposes for which made until the close of the second of such next two years, to any other of such four States which have need therefor, on such basis as the Secretary deems equitable and consistent with the purposes of this part, and any amount so reallotted to a State shall be in addition to the amounts allotted and available to the State for the same period. (c) At the request of any State, a portion of any allotment or allotments of such State under this part shall be available to pay that portion of the expenditures found necessary by the Secretary for the proper and efficient administration during such year of the State plan approved under this part, except that not more than 10 per centum of the total of the allotments of such State for a year, or $50,000, whichever is the least, shall be available for such purpose for such year. STATE PLANS SEC (a) Any State desiring to participate in this part shall submit a State plan* for carrying out its purposes. Such plan must (1) designate a single State agency as the sole agency for the administration of the plan, or designate such agency as the sole agency for supervising the administration of the plan; (2) contain satisfactory evidence that the State agency designated in accordance with paragraph (1) (hereafter in this section referred to as the "State agency") will have authority to carry out such plan in conformity with this part; (8) provide for the designation of a State advisory council which shall include representatives of nongovernmental organizations or groups, and of public agencies concerned with the prevention and treatment of alcohol abuse and alcoholism, to consult with the State agency in carrying out the plan; (4) set forth, in accordance with criteria established by the Secretary, a survey of need for the prevention and treatment of alcohol abuse and alcoholism, including a survey of the health
4 84 STAT. ] PUBLIC LAW DEC. 31, facilities needed to provide services for alcohol abuse and alcoholism and a plan for the development and distribution of such facilities and programs throughout the State; (5) provide such methods of administration of the State plan, including methods relating to the establishment and maintenance of personnel standards on a merit basis (except that the Secretary shall exercise no authority with respect to the selection, tenure of office, or compensation of any individual employed in accordance with such methods), as are fomid by the Secretary to be necessary for the proper and efficient operation of the plan; (6) provide that the State agency will make such reports, in such form and containing such infornuition, as the Secretary may from time to time reasonably require, and will keep such records and att'ord such access thereto as the Secretary may find necessary to assure the correctness and verification of such reports; (7) provide that the Comptroller General of the United States or his duly authorized representatives shall have access for the purpose of audit and examination to the records specified in paragraph (6) ; (8) provide that the State agency will from time to time, but not less often than annually, review its State plan and submit to the Secretary any modifications thereof which it considers necessary: (9) provide reasonable assurance that Federal funds made available under this part for any period will be so used as to supplement and increase, to the extent feasible and practical, the level of State, local, and other non-federal funds that w^ould in the absence of such Federal funds be made available for the programs described in this part, and will in no event supplant such State, local, and other non-federal funds; and (10) contain such additional information and assurance as the Secretary may find necessary to carry out the provisions and purposes of this part. (b) The Secretary shall approve any State plan and any modifica- ^*^'* P^^"^' tion thereof which complies with the provisions of subsection (a). ^pp'o^ai. PART B PROJECT GRANTS AXD CONTRACTS ORAXTS AND COXTRACT^ FOR THE PREVEXTIOX AXD TREATMENT OF ALCOHOL ABUSE AXD ALCOHOLISM SEC 311. Section 247 of part C of the Community Mental Health Outers Act is amended to read as follows: "URAXTS AXD COXTOACTS FOR THE rre\t.x'n0x AXD TREATMENT OF ALCOHOL ABUSE AND ALCOHOLISM "SEC (a) The Secretary, acting through the National Institute on Alcohol Abuse and Alcoholism, may make grants to public and private nonprofit agencies, organizations, and institutions and may enter into c(mtracts with public and private agencies, organizations, and institutions, and individuals " (1) to conduct demonstration, service, and evaluation projects, " (2) to provide education and training, "(3) to provide programs and services in cooperation with schools, courts, penal institutions, and other public agencies, and "(4) to provide counseling and education activities on an individual or community basis. ^2 stat. ioo9; Ante, p use 2688J-2.
5 1852 PUBLIC LAW DEC. 31, 1970 [84 STAT. Applications. F iling. Approval, criteria. Appropriation. for the prevention and treatment of alcohol abuse and alcoliolism and for the rehabilitation of alcohol abusers and alcoholics. "(b) Projects for which grants or contracts are made under this section shall, whenever possible, be community based, provide a comprehensive range of services, and be integrated with, and involve the active participation of, a wide range of public and nongovernmental agencies, organizations, institutions, and individuals. "(c) (1) In administering the provisions of this section, the Secretary sliall require coordination of all applications for programs in a State. "(2) Each applicant from within a State, upon tiling its application with the Secretary for a grant or contract under this section, shall submit a copy of its application for review by the State agency designated under section 803 of the Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment, and Rehabilitation Act of 1970, if such agency exists. Such State agency shall be given not more than thirty days from the date of receipt of the application to submit to the Secretary, in writing, an evaluation of the project set forth in the application. Such evaluation shall include comments on the relationship of the project to other projects pending and approved and to the State comprehensive plan for treatment and prevention of alcohol abuse and alcoholism under such section 303. The State shall furnish the applicant a copy of any such evaluation. "(3) Approval of any application for a grant or contract by the Secretary, including the earmarking of financial assistance for a program or project, may be pranted only if the application substantially meets a set of criteria established by the Secretary that. "(A) provide that the activities and services for which assistance under this section is sought will be substantially administered by or under the supervision of the applicant; "(B) provide for such methods of administration as are necessary for the proper and efficient operation of such programs or projects; "(C) provide for such fiscal control and fund accounting procedures as may be necessary to assure proper disbui-sement of and accounting for Federal funds paid to the applicant; and "(D) provide reasonable assurance that Federal funds made available under this section for any period will be so used as to supplement and increase, to the extent feasible and practical, the level of State, local, and other non-federal funds that would in the absence of such Federal funds be made available for the programs described in this section, and will in no event supplant such State, local, and other non-federal funds. "(d) To carry out the purposes of this section, there are authorized to be appropriated $30,000,000 for the fiscal year ending June 30,1971, $40,000,000 for the fiscal year ending June 30, 1972, and $50,000,000 for the fiscal year ending June 30,1973." PART C ADMISSIOX TO HOSPITALS Noncompliance, Federal assistance, termination. ADMISSION or ALCOHOL ABUSERS AND ALCOHOLICS TO PRIVATE AND PUBLIC HOSPITALS SEC (a) Alcohol abusers and alcoholics shall be admitted to and treated in private and public general hospitals, which receive Federal funds for alcoholic treatment programs, on the basis of medical need and shall not be discriminated against solely because of their alcoholism. No hospital that violates this section shall receive Federal financial assistance under the provisions of this Act; except that the Secretary shall not terminate any such Federal assistance until the
6 84 STAT.] PUBLIC LAW DEC. 31, Secretary has advised the appropriate person or persons of the failure to comply with this section, and has provided an opportunity for Hearing oppotcorrection or a hearing. tunuy. (b) Any action taken by the Secretary pursuant to this section shall Judicial reviev. be subject to such judicial review as is provided by section 404 of the Community Mental Health Centers Act. ^^2 use 2694 PART D GENERAL (COMPREHENSIVE STATE HEALTH PLANS SEC Section 314(d) (2) of the Public Health Service Act is Ante, v amended (1) by striking out "and" at the end of subparagraph (J); (2) by striking out the period at the end of subparagraph (K) and inserting in lieu thereof "; and"; and (3) by adding after subparagraph (K) the following new subparagraph: "(L) provide for services for the prevention and treatment of alcohol abvise and alcoholism, commensurate with the extent of the problem." SPECIALIZED FACILITIES SEC Section 243(a) of the Community Mental Health Centers Act is amended (1) by inserting "or leasing" after "construction", and (2) by inserting "facilities for emergency medical services, intermediate care services, or outpatient services, and" immediately before "post-hospitalization treatment facilities". CONFIDENTIALITY OF RECORDS 82 Stat use SEC The Secretary may authorize persons engaged in research t,fatmtt^ ^^' on, or treatment with respect to, alcohol abuse and alcoholism to pro- tionst*" ^ ^ tect the privacy of individuals who are the subject of such research or treatment by withholding from all persons not connected with the conduct of such research or treatment the names or other identifying characteristics of such individuals. Persons so authorized to protect the privacy of such individuals may not be compelled in any Federal, State, or local civil, criminal, administrative, legislative, or other proceeding to indentify such individuals. TITLE IV THE NATIONAL ADVISORY COUNCIL ON ALCOHOL ABUSE AND ALCOHOLISM ESTABLISHMENT OF COUNCIL SEC (a) Section 217(a) of the Public Health Service Act is 64 stat amended- 42 use 218. (1) in the first sentence thereof, by inserting "the National Advisory Council on Alcohol Abuse and Alcoholism," immediately after "the National Advisory Mental Health Council,"; (2) in the second sentence thereof, by (A) inserting "the National Advisory Council on Alcoholic Abuse and Alcoholism," immediately after "the National Advisory Mental Health Council,", and (B) inserting "alcohol abuse and alcoholism," immediately after "psychiatric disorders,"; and (3) in the fourth sentence, (A) by inserting "(other than the members of the National Advisory Council on Alcohol Abuse and Alcoholism)" after "the terms of the members"; (B) by striking
7 1854 PUBLIC LAW DEC. 31, 1970 [84 STAT. 64 Stat use Stat. 709; 60 Stat use 219. out "and" before " (2) *-; and (C) by striking out the period at the end and inserting a semicolon and "and (3) the terms of the members of the National Council on Alcohol Abuse and Alcoholism first taking office after the date of enactment of this clause, shall expire as follows: Three shall expire four years after such date, three shall expire three years after such date, three shall expire two years after such date, and three shall expire one year after such date, as designated by the Secretary at the time of appointment."' (b) Section 217(b) of such Act is amended, in the second sentence thereof, by inserting "alcohol abuse and alcoholism," immediately after "mental health,". (c) Section 217 of such Act is further amended by adding at the end thereof the following new subsection: "(d) The National Advisory Council on Alcohol Abuse and Alcoholism shall ac^ise, consult with, and make recommendations to, the Secretary on matters relating to the activities and functions of the Secretary in the field of alcohol abuse and alcoholism. The Council is authorized (1) to review research projects or programs submitted to or initiated by it in the field of alcohol abuse and alcoholism and recommend to the Secretary any such projects which it believes show promise of making valuable contributions to human knowledge with respect to the cause, prevention, or methods of diagnosis and treatment of alcohol abuse and alcoholism, and (2) to collect information as to studies being carried on in the field of alcohol abuse and alcoholism and, w^ith the approval of the Secretary, make available such information through appropriate publications for the benefit of health and welfare agencies or organizations (public or private) or physicians or any other scientists, and for the information of the general public. The Council is also authorized to recommend to the Secretary, for acceptance pursuant to section 501 of this Act, conditional gifts for work in the field of alcohol abuse and alcoholism; and the Secretary shall recommend acceptance of any such gifts only after consultation with the Council." APPROVAL BY COUXCIL OF CERTAIN GRANTS UNDER PART C OF COMMUNITY MENTAL HEALTH CENTERS ACT Ante, p. 62. SEC Section 266 of the Community Mental Health Centers Act is amended (1) by inserting " (other than part C thereof)" immediately after "this title", and (2) by adding immediately after the period the following: "Grants under part C of this title for such costs may be made only upon recommendation of the National Advisory Council on Alcohol Abuse and Alcoholism established by such section." TITLE V GENERAL Separability. Recordkeeping. SEC If any section, provision, or term of this Act is adjudged invalid for any reason, such judgment shall not affect, impair, or invalidate any other section, provision, or term of this Act, and the remaining sections, provisions, and terms shall be and remain in full force and effect. SEC (a) Each recipient of assistance under this Act pursuant to grants or contracts entered into under other than competitive bidding procedt^res shall keep such records as the Secretary shall prescribe, including records which fully disclose the amount and dis- ]:)Osition by such recipient of the proceeds of such grant or contract, the total cost of the project or undertaking in connection with which
8 84 STAT. ] PUBLIC LAW DEC. 31, such grant or contract is given or used, and the amount of that portion of the cost of the project or undertaking supplied by other sources, and such other records as will facilitate an effective audit. (b) The Secretary and Comptroller General of the United States, or any of their duly authorized representatives, shall have access for the purpose of audit and examination to any books, documents, papers, and records of such recipients that are pertinent to the grants or contracts entered into under the provisions of this Act under other than competitive bidding procedures. SEC Payments under this Act may be made in advance or by way of reimbui'sement and in such installments as the Secretary may determine. Approved December 31, Records, acces sibility. Payments. Public Law AN ACT December 31, 1970 To provide that the interest ou certain insured loans sold out of the Agricultural [H. R ] Credit Insurance Fund shall be included in gross income. Be it enacted hy the Senate and House of Represeiitatives of the United States of Amelia in Cmigress assembled^ That (a) section 306(a) (1) of the Consolidated Farmers Home Administration Act of 1961, as amended (7 U.S.C. 1926(a) (1)), is amended by adding at the end thereof the following new sentence: "When any loan made for a purpose specified in this paragraph is sold out of the Agricultural Credit Insurance Fund as an insured loan, the interest or other income thereon paid to an insured holder shall be included in gross income for purposes of chapter 1 of the Internal Revenue Code of 1954." (b) The amendment made by subsection (a) shall apply to the insured loans sold out of the Agricultural Credit Insurance Fund a f ter the date of the enactment of this Act. Approved December 31, Agricultural Credit Insurance Fund. Insured loans, interest; tax treatment. 79 Stat A Stat. 3; 83 Stat use 1. Effective date. Public Law AN ACT December 31, 1970 To amend the Internal Revenue Code of 1954 to clarify the applicability of the [H. R. lesoe] exemption from income taxation of cemetery corporations. Be it enacted hy the Senate and House of Representatives of the Vnited States of America in Congress assemmed, That paragraph (13) Cemetery corjaorations. of section 501(c) of the Internal Revenue Code of 1954 (relating to Income tax ex^ exempt organizations) is amended to read as follows: emption. 68A Stat " (13) Cemetery companies owned and operated exclusively for 26 use the benefit of their members or which are not operated for profit; and any corporation chartered solely for the purpose of the disposal of bodies by burial or cremation which is not permitted by its charter to engage in any business not necessarily incident to that purpose and no part of the net earnings of which inures to the benefit of any private shareholder or individual." SEC. 2. The amendment made by the first section of this Act shall Effective date. apply to taxable years ending after the date of enactment of this Act. Approved December 31, 1970.
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