(Restated) Notification of the Agricultural Futures Exchange of Thailand No. TorGorKhor 2/2551 re: Trading Platform Officers
|
|
- Aubrey Gaines
- 8 years ago
- Views:
Transcription
1 (Restated) Notification of the Agricultural Futures Exchange of Thailand No. TorGorKhor 2/2551 re: Trading Platform Officers ******************** By virtue of clause 7 of Regulation of the Board of Directors of the Agricultural Futures Exchange of Thailand re: Rules, Procedures and Conditions Concerning Trading in Agricultural Commodities, B.E (2004), dated 21 March 2004, as amended by Regulation of the Board of Directors of the Agricultural Futures Exchange of Thailand re: Rules, Procedures and Conditions Concerning Trading in Agricultural Commodities (No. 3), B.E (2005), dated 28 September 2005, the Agricultural Futures Exchange of Thailand hereby issues the following Notification: Clause 1. The following shall be repealed: 1.1 Notification of the Agricultural Futures Exchange of Thailand No. TorGorKhor 5/2548 re: Trading Platform Officers, dated 17 November 2005; 1.2 Notification of the Agricultural Futures Exchange of Thailand No. TorGorKhor 7/2548 re: Trading Platform Officers (No. 2), dated 21 December 2005; and 1.3 Notification of the Agricultural Futures Exchange of Thailand No. TorGorKhor 6/2549 re: Trading Platform Officers (No. 3), dated 23 June Clause 2. In this Notification: rules and regulations mean any rules, regulations, notifications, orders, resolutions and circulars issued by the Agricultural Futures Trading Commission, the Office of the Agricultural Futures Trading Commission, the Board or the Exchange; Board means the Board of Director of the Agricultural Futures Exchange of Thailand; Exchange means the Agricultural Futures Exchange of Thailand; Act means the Agricultural Futures Trading Act B.E (1999) and its subsequent amendments; trading platform means a system which is used for futures trading as procured by the Exchange and which comprises the J-Trader system, the System and Risk Administration (SARA) system and the Back Office system; trading platform officers means (1) trading operators; (2) SARA operators; and (3) Back Office operators; trading operator means a person who is appointed by a member and registered with the Exchange to perform order entry related functions on the J-Trader system; SARA operator means a person who is appointed by a member and registered with the Exchange to perform risk administration related functions on the SARA system; 1
2 Back Office operator means a person who is appointed by a member and registered with the Exchange to perform functions on the Back Office system at the level of Back Office Manager (BOM); customers means the buyers or sellers who engage in futures trading on the Exchange through futures brokers or futures agents and member means a futures broker or futures agent who is permitted by the Exchange to conduct futures trading on the Exchange. Chapter 1 Qualifications of Trading Platform Officers Clause 3. A person to be nominated by a member for registration with the Exchange as a trading platform officer shall possess the qualifications and be free of the disqualifications as follows: 3.1 possess the following qualifications: be of legal age; have graduated with at least a bachelor s degree or its equivalent or, in the case of a person having graduated with a degree lower than a bachelor s degree but not lower than a Higher Vocational Certificate (HVC), have no less than one (1) year of work experiences in fields related to trading in futures contracts, futures commodities, or securities; *3.1.3 have a valid certificate issued by the Exchange, as follows: when applying for registration of a trading operator, such person must have a certificate showing that he/she has completed a training in knowledge of trading platform operations under the trading operator course, unless such person possesses the qualifications under clause 18; when applying for registration of a SARA operator or Back Office operator, such person must have a certificate showing that he/she has passed a test of knowledge in trading platform operations under a training course organized for the type of trading platform officer that the member wishes to register; (*Clause was amended by Notification of the Agricultural Futures Exchange of Thailand re: Trading Platform Officers (No. 3), dated 28 September 2012.) registration; and be a full-time, permanent employee of the member applying for the in case of having been a trading platform officer of another member, have proven that he/she has been duly released from such duties, without any offense or damage; 3.2 be free of the following disqualifications: been bankrupt; be an incompetent or a quasi-incompetent person, or be or have ever ever have been convicted by a final judgment to imprisonment for an offense related to forgery and counterfeiting, commerce, or properties; ever have had his/her registration or any license issued under the law on futures trading, securities and exchange or other relevant laws withdrawn for any offense pursuant 2
3 to such laws, including ever have had his/her registration or any license issued under similar foreign laws withdrawn, unless an exception is granted by the Exchange; and activities ever have been dismissed, discharged, or laid off due to dishonest Trading platform officers who are registered with the Exchange under this Notification shall maintain the qualifications and be free of the disqualifications under this clause throughout the period during which they are trading platform officers. Chapter 2 Application for Registration as Trading Platform Officers Clause 4. To apply to register a person as a trading platform officer, a member shall submit an application together with the supporting documents and evidence, in the form prescribed by the Exchange, and pay the registration fee of Baht 500 (five hundred baht) per person per system. (This rate is VAT exclusive.) *Clause 5. Unless otherwise permitted by the Exchange, the number of trading platform officers of a member shall be as follows: 5.1 no less than two (2) trading operators; 5.2 no less than one (1) SARA operator; 5.3 no less than one (1) Back Office operator. A member may not apply for registration of any person as a trading platform officer on more than one system, and the trading platform officer may not perform functions on systems other than the system on which he or she is registered with the Exchange. The provisions in this clause shall not apply to futures traders. (* Clause 5 was amended by Notification of the Agricultural Futures Exchange of Thailand re: Trading Platform Officers (No. 2), dated 21 May 2012.) Clause 6. When the Exchange examines the evidence relating to the qualifications of the person nominated by the member and is satisfied that such evidence is accurate and complete, the Exchange shall register such person as a trading operator, SARA operator or Back Office operator as requested by the member and issue to such person a user login and password for performing functions on each system for or on behalf of such member. Clause 7. In case of a change in the information of any trading platform officer of any member, such member shall notify the Exchange of the change, in the form prescribed by the Exchange, within fifteen (15) business days from the day following the date of such change. Chapter 3 Rights and Duties of Trading Platform Officers Clause 8. Trading platform officers shall have the following duties: 8.1 to comply with the Act and rules and regulations in the same manner as the members who have a duty to comply therewith, to the extent exercisable by such officer; and 3
4 8.2 to perform or refrain from any acts as prescribed by the Exchange. Clause 9. Trading platform officers shall not undertake the following acts: 9.1 use information of the customers or the futures trading data obtained through the performance of his/her duties to procure benefits for himself/herself or for other persons; 9.2 act in a manner that damages, may damage, or will evidently lead to damage to the Exchange; 9.3 disclose his/her user login and password to other persons; and clause cooperate or assist other persons in the violation of or non-compliance with Clause 10. In addition to the provisions under clause 9, trading operators may not undertake the following acts: 10.1 enter bids or offers which are not in conformity with the provisions of the Exchange, or which are known or should be known to be a possible offense under the Act or the rules and regulations; and 10.2 enter bids or offers for his or her own benefit or for the benefit of other persons through customers accounts. Chapter 4 Penalties and Disclosure of Penalties Clause 11. Members shall cause their trading platform officers to strictly comply with this Notification, and other relevant rules and regulations. In the event that a member s trading platform officers violates the rules and regulations, such member shall be liable for the actions of the trading platform officers if the member fails to prove that it has exercised sufficient care in supervising its trading platform officers. In addition, if any trading platform officer violates or omits to perform his/her duties in accordance with the regulations of the Exchange, or gives false statements or acts in any manner which may cause damage to the trading platform, or participates in such acts, the Exchange may impose any one or combination of the following penalties on such trading platform officer: 11.1 warning; 11.2 probation; 11.3 temporary suspension from performance of duties; and 11.4 withdrawal of registration. The penalties and disclosure of the penalties under the first paragraph shall be in accordance with the Exchange s rules and regulations concerning the consideration of offenses and penalties. Clause 12. The Exchange may disclose the penalties imposed on the trading platform officer to the member who requested the registration or other members, in writing, or as the Exchange deems appropriate. 4
5 In disclosing the penalties under the preceding paragraph, the Exchange may or may not provide the name of the trading platform officer subject to penalties, a description of the offense and the penalties, and the name of the member who requested the appointment of such trading platform officer. Chapter 5 Termination of Trading Platform Officer Status Clause 13. The trading platform officer status of any trading platform officer may be terminated in any of the following cases: 13.1 death; 13.2 discharge from performance of functions on a member s trading platform; 13.3 termination of employment by a member; 13.4 withdrawal of registration; or 13.5 lack of qualifications or possession of disqualifications under clause 3. Termination of the trading platform officer status of any trading platform officer by reason of lack of qualifications under clause 3.1 shall not prejudice the right of such trading platform officer to be reconsidered by the Exchange for registration as a trading platform officer. Clause 14. Members may request the Exchange to withdraw the registration of their trading platform officers by submitting an application for withdrawal of registration in the form prescribed by the Exchange. In cases where a member discharges a trading platform officer from the performance of functions on the member s trading platform or terminates the employment of such trading platform officer, the member shall notify the Exchange of such event in the form prescribed by the Exchange within five (5) business days from the day following the date of discharging such trading platform officer from the performance of functions on the member s trading platform or date of termination of the trading platform officer s employment, as the case may be. The withdrawal of the trading platform officer s registration under this clause shall not prejudice the right of such officer to be reconsidered by the Exchange for registration as a trading platform officer, and such trading platform officer shall not be considered by the Exchange as possessing the disqualification under clause Clause 15. The Exchange shall notify the member who requested the registration of the termination of trading platform officer status, in writing, and may notify other members of the same in a manner which the Exchange deems appropriate. Chapter 6 Transitional Provisions Clause 16. Employees of members who were registered with the Exchange as trading platform officers prior to the effective date of this Notification shall be deemed as being registered under this Notification on the effective date hereof and may continue to perform functions on the trading platform under the criteria prescribed herein. 5
6 Clause 17. Persons who were entitled to be registered as trading platform officers on a temporary basis and employees of members who were permitted by the Exchange to continue to temporarily perform functions on the trading platform under clause 7 of Notification of the Agricultural Futures Exchange of Thailand No. TorGorKhor 5/2548 re: Trading Platform Officers, dated 17 November 2005, as amended by Notification of the Agricultural Futures Exchange of Thailand No. TorGorKhor 6/2549 re: Trading Platform Officers (No. 3), dated 23 June 2006, shall continue with the performance of their functions on the trading platform on a temporary basis, provided that within three (3) months from the effective date hereof such persons shall obtain the valid certificate from the Exchange showing that they have passed a test of knowledge in trading platform operation under a training course organized by the Exchange; otherwise, they shall be deemed to lack the qualification under clause and their trading platform officer status shall be terminated under clause 13 of this Notification. *Clause 18. Persons who passed the test of knowledge under the trading operator course before 1 October 2012 and received a certificate confirming their successful completion of the test of knowledge under such course shall be deemed qualified to be registered as trading platform officers under clause (*Clause 18 was add by Notification of the Agricultural Futures Exchange of Thailand re: Trading Platform Officers (No. 3), dated 28 September ) This Notification shall come into force on the day following the date of its publication. Notified on this 4th day of March (Signed) Nitus Patrayotin (Mr. Nitus Patrayotin) President The Agricultural Futures Exchange of Thailand.. DISCLAIMER: This English translation is being provided for informational purposes only and represents a desire by the Exchange to promote better understanding of the Exchange by non-resident participants. While care has been taken to ensure that the translation is accurate and complete, AFET accepts no liability or responsibility for any loss or damages, including trading losses, that may be incurred from any inaccuracy or omission in the English translation. In the event of discrepancies between the English version and the original Thai version, the Thai version shall prevail. Any dispute that may arise within or without a court of law with regard to the meaning of the words, provisions and stipulations of the rules, regulations and agreements shall be resolved in accordance with the Thai texts. 6
(UNOFFICIAL TRANSLATION) ------------------
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither undertake any
More information(UNOFFICIAL TRANSLATION)
Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The Stock Exchange of Thailand cannot undertake any responsibility
More informationAgricultural Futures Trading Act B.E. 2542
(Translation) Agricultural Futures Trading Act B.E. 2542 Disclaimer This publication is intended only for the convenience of the reader of Thailand s futures materials. The AFTC, the Office of the AFTC,
More informationRoyal Decree No. 66/2014. To Promulgate the Consumer Protection Law
Royal Decree No. 66/2014 To Promulgate the Consumer Protection Law The first edition 2015 Royal Decree No. 66/2014 To Promulgate the Consumer Protection Law 4 We, Qaboos Bin Saed The Sultan of Oman. After
More informationFinancial Institution Business Act B.E. 2551
Page 1 of 61 Unofficial Translation This translation is for the convenience of those unfamiliar with the Thai language. Please refer to the Thai text for the official version -------------------------------------------------------------------------------
More informationEnglish Translation of Finance Companies Control Law
English Translation of Finance Companies Control Law Article 1 Introductory Chapter Definitions The following terms and phrases wherever mentioned in this Law shall have the meanings assigned thereto unless
More information(UNOFFICIAL TRANSLATION)
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility
More informationAGREEMENT OF ADHERENCE TO THE OPERATION RULES OF THE ELECTRIC POWER PRODUCTION MARKET
AGREEMENT OF ADHERENCE TO THE OPERATION RULES OF THE ELECTRIC POWER PRODUCTION MARKET THIS AGREEMENT IS MADE AND ENTERED INTO BY AND BETWEEN THE COMPAÑÍA OPERADORA DEL MERCADO ESPAÑOL DE ELECTRICDAD, S.A.
More informationRESTATED CERTIFICATE OF INCORPORATION CTC MEDIA, INC. (Pursuant to Section 242 and 245 of the General Corporation Law of the State of Delaware)
RESTATED CERTIFICATE OF INCORPORATION OF CTC MEDIA, INC (Pursuant to Section 242 and 245 of the General Corporation Law of the State of Delaware) CTC Media, Inc., a corporation organized and existing under
More information-Translation- REGULATIONS OF THE STOCK EXCHANGE OF THAILAND Re: Trading of Securities through Online System B.E. 2554
REGULATIONS OF THE STOCK EXCHANGE OF THAILAND Re: Trading of Securities through Online System B.E. 2554 By virtue of the second paragraph (8) and (9) of Section 170 of the Securities and Exchange Act B.E.
More informationDECISION NO (94/R) OF 2005 CONCERNING THE LISTING OF DEBT SECURITIES
DECISION NO (94/R) OF 2005 CONCERNING THE LISTING OF DEBT SECURITIES The Chairman of the Board of Directors of the Stocks and Commodities Authority has, After pursuing the provisions of Federal Law No.
More informationINSURANCE BUSINESS REGULATION AND PROMOTION COMMITTEE ACT, B.E. 2550 (2007)
Unofficial translation INSURANCE BUSINESS REGULATION AND PROMOTION COMMITTEE ACT, B.E. 2550 (2007) BHUMIBOL ADULYADEJ, REX. Given on the 28 th Day of August B.E. 2550; Being the 62 nd Year of the Present
More informationContents. Procedures. Chapter 400 Trading. Page. 401 Trading Through the Trading System... 400-1
Contents Procedures Chapter 400 Trading Thailand Futures Exchange Pcl. 400 Page 401 Trading Through the Trading System... 400-1 401.01 Standards of the Member s Computer System Used in the Trading... 400-1
More informationSecurities and Exchange Act B.E. 2535
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) BHUMIBOL ADULYADEJ, REX., Given on the 12 th day of March B.E. 2535; Being the 47 th Year of the Present Reign. His Majesty King Bhumibol
More informationBUSINESS TERMS AND CONDITIONS FOR PROVISION OF ELECTRONIC BANKING SERVICES FOR INDIVIDUALS
BUSINESS TERMS AND CONDITIONS FOR PROVISION OF ELECTRONIC BANKING SERVICES FOR INDIVIDUALS UniCredit Bank Czech Republic and Slovakia, a.s., Želetavská 1525/1, 140 92 Prague 4 Michle, Company Registration
More informationCODE OF LAW PRACTICE Royal Decree No. (M/38) 28 Rajab 1422 [ 15-October 2001] Umm al-qura No. (3867) 17- Sha ban 1422-2 November 2001
CODE OF LAW PRACTICE Royal Decree No. (M/38) 28 Rajab 1422 [ 15-October 2001] Umm al-qura No. (3867) 17- Sha ban 1422-2 November 2001 PART ONE DEFINITION OF THE PRACTICE OF LAW AND ITS REQUIREMENTS Article
More informationCHAPTER 468 SOCIAL WORK PROFESSION ACT
SOCIAL WORK PROFESSION [CAP. 468. 1 CHAPTER 468 SOCIAL WORK PROFESSION ACT To make provision for the regulation of the social work profession and to provide for matters connected therewith or ancillary
More informationCLSA SECURITIES (THAILAND) LIMITED - FUTURES/OPTIONS TRADING SERVICES ANNEX
CLSA SECURITIES (THAILAND) LIMITED - FUTURES/OPTIONS TRADING SERVICES ANNEX 1. Definitions and Interpretation 1.1 Subject to Clauses 1.2 and 1.3 below, in this CLSA Securities (Thailand) Limited Futures/Options
More informationREVISED GUIDELINES ON PROPERTY VALUATIONS
Republic of the Philippines Department of Finance SECURITIES AND EXCHANGE COMMISSION SEC Building, EDSA, Greenhills, Mandaluyong City SEC MEMORANDUM CIRCULAR NO. Series of 2013 REVISED GUIDELINES ON PROPERTY
More informationDISCLAIMER. Any fact, assessment, analysis, forecasts, opinion and other information (collectively Information ) released by:
DISCLAIMER General This website can be accessed worldwide however the information on the website is related to Saxo Capital Markets CY Limited and is not specific to any other country. All clients will
More informationMuirhead Aerospace SERVICE LEVEL AGREEMENT SUPPLY OF RECRUITMENT AND TEMPORARY SERVICES
Muirhead Aerospace SERVICE LEVEL AGREEMENT SUPPLY OF RECRUITMENT AND TEMPORARY SERVICES Policy - Agency Service Level Agreement Page 1 of 7 INDEX 1. Scope... 3 2. Expectations... 3 3. Interpretation...
More informationAct on the Supervision of Credit Institutions, Insurance Companies and Securities Trading etc. (Financial Supervision Act)
KREDITTILSYNET Norway Translation updated August 2003 Translated by Government Authorised Translator Peter Thomas This translation is for information purposes only. Legal authenticity remains with the
More informationConsolidated Insurance Mediation Act 1
Consolidated Insurance Mediation Act 1 Act no. 930 of 18 September 2008 This is an Act to consolidate the Insurance Meditation Act, cf. Consolidated Act no. 401 of 25 April 2007, as amended by section
More information[This translation is provided for guidance. The governing text is the Arabic text.] Form of Consultancy Engineering Services Contract (Design)
[This translation is provided for guidance. The governing text is the Arabic text.] Form of Consultancy Engineering Services Contract (Design) Section One Contract - Basic Document It has been agreed in
More information(Informal Translation) Chapter One. General Provisions. 1- The deposit of securities with the Company or with any licensed entity;
CAPITAL MARKET AUTHORITY (Informal Translation) Central Securities Depository and Registry Law No. 93 of 2000 Chapter One General Provisions Article 1 In this Law, the Company means a company licensed
More informationInsurance Authority Board of Directors Resolution No. 15 of 2013. Concerning Insurance Brokerage Regulations
UNITED ARAB EMIRATES INSURANCE AUTHORITY CHAIRMAN Insurance Authority Board of Directors Resolution No. 15 of 2013 Concerning Insurance Brokerage Regulations The Chairman of the Insurance Authority, Having
More informationCredit Information Business Act B.E. 2545
- Unofficial English Translation Credit Information Business Act B.E. 2545 BHUMIBOL ADULYADEJ,.REX., Given on the 13 th day of November B.E. 2545; Being the 57 th Year of the Present Reign. By Royal Command
More information[This translation is provided for guidance. The governing text is the Arabic text.] Form of Consultancy Engineering Services Contract (Supervision)
[This translation is provided for guidance. The governing text is the Arabic text.] Form of Consultancy Engineering Services Contract (Supervision) Section One Contract - Basic Document It has been agreed
More informationTERMS AND CONDITIONS FOR THE SERVICES OFFERED BY THE COMPANY
Introduction TERMS AND CONDITIONS FOR THE SERVICES OFFERED BY THE COMPANY These terms and conditions govern the relationship between you (the "Client") and Horizon Investment Services Limited, a company
More informationThese terms and conditions were last updated on 30 September 2015.
Game Rules The website www.mafiacontrol.com (hereinafter referred to as Website ) allows you to manage a text-based online multi-player mafia game (the Game ), and to also play Games managed by others.
More informationSmartphone Authentication Service Terms and Conditions
Smartphone Authentication Service Terms and Conditions Article 1 (Definitions) For the purpose of these Terms and Conditions, the following terms shall have the meanings set forth below. (1) Smartphone
More informationAuditors Act SFS 2001:883 Revisorslag (2001:883)
1(10) Auditors Act SFS 2001:883 Revisorslag (2001:883) issued on 29 November 2001. By order of the Riksdag 1 the following is prescribed. General provisions Section 1. This Act regulates 1. The Supervisory
More informationMeasures on Administration of Health Insurance
Measures on Administration of Health Insurance 健 康 保 险 管 理 办 法 No.8 [2006] Reviewed and adopted at the Chairmen Meeting of the China Insurance Regulatory Commission on June 12, 2006, Measures on Administration
More informationNarcotic Addict Rehabilitation Act, B.E. 2534 (1991) This act was replaced by Narcotics Addict Rehabilitation Act, B.E. 2545 (2002) Translation
Narcotic Addict Rehabilitation Act, B.E. 2534 (1991) This act was replaced by Narcotics Addict Rehabilitation Act, B.E. 2545 (2002) Translation BUMIBOL ADULYADEJ, REX. Given on the 20th Day of November
More informationAl Mubarak Credit Card Term and condition
Al Mubarak Credit Card Term and condition Arab National Bank ( Bank ) will issue the Al Mubarak Credit Card ( Card ), subject to the following Terms and Conditions: 1. Standard Definitions: A. Card: The
More informationStandard Conditions of Contract of VJ Engineering Limited (the Company)
1 DEFINITIONS AND GENERAL 1.1 The following expressions shall have the following meanings in these terms and conditions the Company means VJ Engineering Limited. the Customer means the person(s), corporation
More informationMemorandum of Principle and Rationale of [Draft] National Cybersecurity Act B.E. Principle To legislate on the maintenance of national Cybersecurity.
Memorandum of Principle and Rationale of [Draft] National Cybersecurity Act B.E. Principle To legislate on the maintenance of national Cybersecurity. Rationale The use of Information Technology (IT) in
More information(Act No. 66 of May 23, 1986) Chapter I General Provisions
Act on Special Measures concerning the Handling of Legal Services by Foreign Lawyers (The amendment act comes into effect as from March 1, 2016 (Act No. 69 of 2014 comes into effect as from April 1, 2016)
More informationTERMS OF BUSINESS FOR THE INTRODUCTION OF PERMANENT OR CONTRACT STAFF TO BE DIRECTLY EMPLOYED BY THE CLIENT
TERMS OF BUSINESS FOR THE INTRODUCTION OF PERMANENT OR CONTRACT STAFF TO BE DIRECTLY EMPLOYED BY THE CLIENT 1 DEFINITIONS 1.1 In these Terms of Business the following definitions apply: Applicant Client
More informationGRTGAZ NETWORK TRANSMISSION CONTRACT
Page 1 of 9 GRTGAZ NETWORK TRANSMISSION CONTRACT APPENDIX A3 STANDARD EVIDENCE AGREEMENT English translation for information. Disclaimer The present translation is not binding and is provided by GRTgaz
More informationTHE OFFICIAL GAZETTE 10 TH JUNE, 2010 LEGAL SUPPLEMENT A
THE OFFICIAL GAZETTE 10 TH JUNE, 2010 LEGAL SUPPLEMENT A GUYANA ACT No. 9 of 2010 CREDIT REPORTING ACT 2010 ARRANGEMENT OF SECTIONS SECTION PART I PRELIMINARY 1. Short title and commencement. 2. Interpretation.
More informationBAHRAIN STOCK EXCHANGE LAW
BAHRAIN STOCK EXCHANGE LAW INDEX CHAPTER 1 Establishment and Objectives of the Exchange CHAPTER 2 Exchange Administration CHAPTER 3 Membership of the Exchange CHAPTER 4 Admission to Listing and Trading
More informationSpecial Conditions / Expenses
RETURN TO: Head Office: 5 th Floor Edgbaston House, 3 Duchess Place Birmingham B16 8NN T: 0121 452 2041 F: 08703305942 Client Address: Site Address: Charge Rates (Ex VAT): Skill: Start Date: Special Conditions
More informationGENERAL TERMS OF MONEY TRANSFER SERVICE Swipe.lv
GENERAL TERMS OF MONEY TRANSFER SERVICE Swipe.lv Approved at the meeting of the Board of the JSC Rietumu Banka, 10.07.2015, Minutes No. 41 1. BASIC TERMS 1.1. Bank the joint stock company Rietumu Banka,
More informationCorporate Governance Regulations
Corporate Governance Regulations Contents Part 1: Preliminary Provisions Article 1: Preamble... Article 2: Definitions... Part 2: Rights of Shareholders and the General Assembly Article 3: General Rights
More informationAct 5 Foreign Exchange Act 2004
ACTS SUPPLEMENT No. 3 3rd December, 2004. ACTS SUPPLEMENT to The Uganda Gazette No. 64 Volume XCVII dated 3rd December, 2004. Printed by UPPC, Entebbe, by Order of the Government. Act 5 Foreign Exchange
More informationSpecial Terms and Conditions for HGC Business email Services
Special Terms and Conditions for HGC Business email Services 1. Description a. The Services are the HGC Business email Services, which is more particularly defined in the Order Form. The Services are provided
More informationWorkers Compensation Amendment (Miscellaneous Provisions) Regulation 2006
No 656 New South Wales Workers Compensation Amendment (Miscellaneous Provisions) Regulation under the Workers Compensation Act 1987 and Workplace Injury Management and Workers Compensation Act 1998 Her
More informationRegulation of Investment Advising, Investment Marketing and Investment Portfolio Management Law, 1995 1. Chapter A: Interpretation
The following translation is intended solely for the convenience of the reader. This translation has no legal status and although every effort has been made to ensure its accuracy, the ISA does not assume
More informationFOR INFORMATION PURPOSES ONLY
On December 23, 2013, the debtor Metropolitní spořitelní družstvo v likvidaci, having its registered office at Balbínova 404/22, Prague 2, Postal Code 120 00, Identification Number: 255 71 150, registered
More informationPART 12 STRIKE OFF AND RESTORATION. Chapter 1. Strike off of company
PART 12 STRIKE OFF AND RESTORATION Chapter 1 Strike off of company 726. When Registrar may strike company off register. 727. Grounds for involuntary strike off 728. Registrar s notice to company of intention
More informationFutures Trading Act (Republic of Korea)
Futures Trading Act (Republic of Korea) By Ministry of Legislation INTRODUCTION Details of Enactment and Amendment Enactment: This Act was enacted on December 29, 1995, as Act No. 5041, in order to contribute
More informationTHE BANKS AND TRUST COMPANIES REGULATION ACT (CHAPTER 316) THE BANKS AND TRUST COMPANIES (PRIVATE TRUST COMPANIES) REGULATIONS, 2007
THE BANKS AND TRUST COMPANIES REGULATION ACT (CHAPTER 316) THE BANKS AND TRUST COMPANIES (PRIVATE TRUST COMPANIES) REGULATIONS, 2007 The Governor of the Central Bank of The Bahamas in exercise of the powers
More informationAct on the Supervision of Financial Institutions etc. (Financial Supervision Act)
FINANSTILSYNET Norway Translation update January 2013 This translation is for information purposes only. Legal authenticity remains with the official Norwegian version as published in Norsk Lovtidend.
More informationRoyal Decree on the Establishment the International Institute for Trade and Development (Public Organization), B.E.2544 (2001)
Royal Decree on the Establishment the International Institute for Trade and Development (Public Organization), B.E.2544 (2001) BHUMIBHOL ADULYADEJ REX. Given on the 24th day of May B.E. 2544 Being the
More informationAct on the Contractor s Obligations and Liability when Work is Contracted Out (1233/2006) (as amended by several Acts, including 678/2015)
Unofficial Translation Ministry of Employment and the Economy, Finland September 2015 Section 1. Objectives of the Act Act on the Contractor s Obligations and Liability when Work is Contracted Out (1233/2006)
More informationCHAPTER I. GENERAL PROVISIONS
Disclaimer: The following English version of the Trade Insurance Act is for reference purposes only. The Korean language version shall be binding and enforceable on all parties at all times. In no event
More informationREGULATION OF INVESTMENT COUNSELING, INVESTMENT MARKETING AND PORTFOLIO MANAGEMENT LAW 5757-1997
Disclaimer: The Following is an unofficial translation, and not necessarily an updated one. The binding version is the official Hebrew text. Readers are consequently advised to consult qualified professional
More informationPLEASE NOTE. For more information concerning the history of this Act, please see the Table of Public Acts.
PLEASE NOTE This document, prepared by the Legislative Counsel Office, is an office consolidation of this Act, current to December 2, 2015. It is intended for information and reference purposes only. This
More informationDAMAGES FOR THE INJURED PERSON AND COMPENSATION AND EXPENSE FOR THE ACCUSED IN THE CRIMINAL CASE ACT, B.E. 2544 (2001)
Unofficial translation DAMAGES FOR THE INJURED PERSON AND COMPENSATION AND EXPENSE FOR THE ACCUSED IN THE CRIMINAL CASE ACT, B.E. 2544 (2001) BHUMIBOL ADULYADEJ, REX., Given on the 31 st Day of October
More informationRegulation of Investment Advice, Investment Marketing 1 and Investment Portfolio Management Law, 5755-1995. Chapter 1: Interpretation
The translation is intended solely for the convenience of the reader. This translation has no legal status and although every effort has been made to ensure its accuracy, the Authority does not assume
More informationThis English translation of the Act on Regulation of the Transmission of Specified
This English translation of the Act on Regulation of the Transmission of Specified Electronic Mail ( Act No. 26 of April 17, 2002) has been prepared in compliance with the Standard Bilingual Dictionary
More informationON CIRCULATION OF CREDIT INFORMATION AND ACTIVITIES OF CREDIT BUREAUS THE REPUBLIC OF ARMENIA LAW
THE REPUBLIC OF ARMENIA LAW ON CIRCULATION OF CREDIT INFORMATION AND ACTIVITIES OF CREDIT BUREAUS Adopted October 22, 2008 Article 1. Subject of Law CHAPTER 1 GENERAL PROVISIONS 1. This law regulates terms
More informationMerchants and Trade - Act No 28/2001 on electronic signatures
This is an official translation. The original Icelandic text published in the Law Gazette is the authoritative text. Merchants and Trade - Act No 28/2001 on electronic signatures Chapter I Objectives and
More informationIn force as of 15 March 2005 based on decision by the President of NIB ARBITRATION REGULATIONS
In force as of 15 March 2005 based on decision by the President of NIB ARBITRATION REGULATIONS Contents I. SCOPE OF APPLICATION... 4 1 Purpose of these Regulations... 4 2 Applicability to different staff
More informationTrading Rules of the Georgian Stock Exchange
A p p r o v e d : by the General Meeting of JSC Georgian Stock Exchange Minutes # 4, September 26, 1999 Changes and amendments are made: by the Supervisory Board of JSC Georgian Stock Exchange Minutes
More informationAgreement to Appoint Securities Brokerage for Trading of Securities
Agreement to Appoint Securities Brokerage for Trading of Securities Executed at This Agreement is made by and between TISCO Securities Company Limited addressed 4 th floor, TISCO Tower, 48/8 North Sathorn
More informationMotor Accidents Compensation Amendment (Claims and Dispute Resolution) Act 2007 No 95
New South Wales Motor Accidents Compensation Amendment (Claims and Dispute Contents Page 1 Name of Act 2 2 Commencement 2 3 Amendment of Motor Accidents Compensation Act 1999 No 41 2 4 Amendment of other
More informationDASHBOARD CONFIGURATION SOFTWARE
DASHBOARD CONFIGURATION SOFTWARE RECITALS: The Contractor has designed and a web site for Client, and has agreed to maintain the said web site upon the terms and conditions hereinafter contained.] NOW
More informationEDUCATION [CAP. 327. 13
EDUCATION [CAP. 327. 13 within two months from the date on which the decision refusing the application was notified to the applicant or from the date of the lapse of the period of three months mentioned
More informationBERMUDA 1943 : 39 MOTOR CAR INSURANCE (THIRD-PARTY RISKS) ACT 1943
Laws of Bermuda BERMUDA 1943 : 39 MOTOR CAR INSURANCE (THIRD-PARTY RISKS) ACT 1943 ARRANGEMENT OF SECTIONS 1 Interpretation 2 Minister may authorize insurers 3 Owner of motor car must hold insurance 4
More informationCHAPTER 7.08 MOTOR VEHICLES INSURANCE (THIRD-PARTY RISKS) ACT MOTOR VEHICLES INSURANCE
CHAPTER 7.08 MOTOR VEHICLES INSURANCE (THIRD-PARTY RISKS) ACT and Subsidiary Legislation Revised Edition showing the law as at 1 January 2002 This is a revised edition of the law, prepared by the Law Revision
More informationABA MODEL RULE FOR THE LICENSING AND PRACTICE OF FOREIGN LEGAL CONSULTANTS
ABA MODEL RULE FOR THE LICENSING AND PRACTICE OF FOREIGN LEGAL CONSULTANTS 1. General Regulation as to Licensing In its discretion, the [name of court] may license to practice in this United States jurisdiction
More informationCHAPTER TWO General Principles
:: Regarding Board Recognition and Trading of Financial Intermediary Warrants... Page 1/10 2.13.2. COMMUNIQUÉ ON THE PRINCIPLES REGARDING THE BOARD REGISTRATION AND TRADING OF COVERED WARRANTS (Series:
More informationEscrow Agreement INSTRUCTIONS STOCKHOLM CHAMBER OF COMMERCE ESCROW MODEL AGREEMENT 2014
SCC Escrow Account No... (For SCC to fill in) Escrow Agreement INSTRUCTIONS STOCKHOLM CHAMBER OF COMMERCE ESCROW MODEL AGREEMENT 2014 This is a model agreement, which means that the parties should adapt
More informationELECTRONIC TRANSACTIONS ACT B.E. 2544 (2001)
ELECTRONIC TRANSACTIONS ACT B.E. 2544 (2001) ------------------------- BHUMIBOL ADULYADEJ, REX. Given on the 2 nd day of December B.E. 2544 Being the 56 th year of the Present Reign His Majesty King Bhumibol
More informationCHAPTER 332B DEBT SETTLEMENT SERVICES
1 MINNESOTA STATUTES 2015 332B.02 CHAPTER 332B DEBT SETTLEMENT SERVICES 332B.02 DEFINITIONS. 332B.03 REQUIREMENT OF REGISTRATION. 332B.04 REGISTRATION. 332B.05 DENIAL, SUSPENSION, REVOCATION, OR NONRENEWAL
More informationTHE CERTIFIED PUBLIC ACCOUNTANTS LAW (As amended, last amendment being on July 26, 2005)
THE CERTIFIED PUBLIC ACCOUNTANTS LAW (As amended, last amendment being on July 26, 2005) CHAPTER I CHAPTER II CHAPTER III CHAPTER IV CHAPTER V CHAPTER V-II CHAPTER VI GENERAL PROVISIONS CPA EXAMINATION
More informationBANK OF MONTREAL SHAREHOLDER DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN
BANK OF MONTREAL SHAREHOLDER DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN This Offering Circular covers common shares of Bank of Montreal (the Bank ) which may be purchased on the open market through
More informationAMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DR PEPPER SNAPPLE GROUP, INC.
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DR PEPPER SNAPPLE GROUP, INC. Pursuant to Sections 242 and 245 of the Delaware General Corporation Law, a corporation organized and existing under the
More informationREPUBLIC OF BULGARIA NATIONAL ASSEMBLY SECURITIES, STOCK EXCHANGES AND INVESTMENT COMPANIES ACT
REPUBLIC OF BULGARIA NATIONAL ASSEMBLY SECURITIES, STOCK EXCHANGES AND INVESTMENT COMPANIES ACT Promulgated State Gazette No. 63/14.07.1995 Amended SG No. 68 & 85/1996 TITLE ONE GENERAL PROVISIONS Chapter
More informationCapital Market Authority
Capital Market Authority Sultanate of Oman "THE CAPITAL MARKET LAW " 1 ROYAL DECREE NO. 80/98 ESTABLISHING THE CAPITAL MARKET LAW We, QABOOS BIN SAID, Sultan of Oman, after perusal of Royal Decree No.
More informationLIFE INSURANCE ACT B.E. 2535 (1992)
LIFE INSURANCE ACT B.E. 2535 (1992) TRANSLATION (For official purpose only Thai texts will be relevant) LIFE INSURANCE ACT B.E. 2535 (1992) BHUMIBOL ADULYADEJ. REX., Given on the 4 th day of April, B.E.
More informationNC General Statutes - Chapter 78C Article 3 1
Article 3. Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives. 78C-16. Registration and notice filing requirement. (a) It is unlawful for any person
More informationA law to make provision for the citizenship of the Republic and for matters connected therewith
A law to make provision for the citizenship of the Republic and for matters connected therewith The House of Representatives enacts as follows: PART I. PRELIMINARY 1. This Law may be cited as the Republic
More informationTitle: Mr Mrs Ms Others... Family Name (in block letters):... First Names (in block letters):... NIC No:...Nationality:...
Business Credit Card Application Form (Nominee) Nominee Details Title: Mr Mrs Ms Others... Family Name (in block letters):... First Names (in block letters):... Embossing name on card (in block letters
More informationSecurities Exchange Certificate Transaction Law (2013, Pyidaungsu Hluttaw Law No. 20) The 9 th Waning of Waso 1375. M.E (30 th July 2013)
Securities Exchange Certificate Transaction Law (2013, Pyidaungsu Hluttaw Law No. 20) The 9 th Waning of Waso 1375. M.E (30 th July 2013) The Pyidaungsu Hluttaw hereby enacts this Law. Chapter 1 Title
More informationThe Credit Reporting Act
1 CREDIT REPORTING c. C-43.2 The Credit Reporting Act being Chapter C-43.2 of The Statutes of Saskatchewan, 2004 (effective March 1, 2005). NOTE: This consolidation is not official. Amendments have been
More information20 April 2006. To Manager All Commercial Banks*
Unofficial Translation by the courtesy of The Foreign Banks' Association This translation is for the convenience of those unfamiliar with the Thai language. Please refer to the Thai text for the official
More informationMotor Vehicles Insurance (CAP. 288 1 (Third-Party Risks)
Motor Vehicles Insurance (CAP. 288 1 CHAPTER 288 THE MOTOR VEHICLES INSURANCE (THIRD-PARTY RISKS) ACT Arrangement of Sections Section 1. Short title. 2. Interpretation. 3. Users of motor vehicles to be
More informationFormat of Board Resolution to be submitted by the Company along with the SBI FAST (CMP Internet Portal) Registration Form
FAST 5 Format of Board Resolution to be submitted by the Company along with the SBI FAST (CMP Internet Portal) Registration Form Resolved that: The Company do avail the SBI FAST (CMP Internet Portal) services
More informationBELIZE LIMITED LIABILITY PARTNERSHIP ACT CHAPTER 258 REVISED EDITION 2003 SHOWING THE SUBSTANTIVE LAWS AS AT 31ST MAY, 2003
BELIZE LIMITED LIABILITY PARTNERSHIP ACT CHAPTER 258 REVISED EDITION 2003 SHOWING THE SUBSTANTIVE LAWS AS AT 31ST MAY, 2003 This is a revised edition of the Substantive Laws, prepared by the Law Revision
More informationChapter I. 1. Purpose. 2. Your Representations. 3. Cancellations. 4. Mandatory Administrative Proceeding. dotversicherung-registry GmbH
Chapter I.versicherung Eligibility Requirements Dispute Resolution Policy (ERDRP) 1. This policy has been adopted by all accredited Domain Name Registrars for Domain Names ending in.versicherung. 2. The
More informationTerms and Conditions For Mobile Phone Service. Pre-Paid Type. Between The Service Provider And Subscribers
Terms and Conditions For Mobile Phone Service Pre-Paid Type Between The Service Provider And Subscribers 1. General 1.1 This Terms and Conditions for Mobile Phone Service ( Terms and Conditions ) is binding
More informationNB: Unofficial translation, legally binding only in Finnish and Swedish
NB: Unofficial translation, legally binding only in Finnish and Swedish Ministry of Employment and the Economy, Finland Act on Authorised Industrial Property Attorneys (22/2014) In accordance with a decision
More informationRegulations and Procedures for the International Registry
Doc 9864 Regulations and Procedures for the International Registry Fourth Edition 2010 International Civil Aviation Organization Doc 9864 Regulations and Procedures for the International Registry Fourth
More informationGUIDELINES FOR THE ADMINISTRATION OF INSURANCE AGENTS - 2010
GUIDELINES FOR THE ADMINISTRATION OF INSURANCE AGENTS - 2010 PART I - PRELIMINARY Purpose and Authorisation 1. These Guidelines are intended to provide the framework and procedure for the licencing and
More informationTHIRD SUPPLEMENT TO THE GIBRALTAR GAZETTE No. 4,167 of 7th May, 2015
THIRD SUPPLEMENT TO THE GIBRALTAR GAZETTE No. 4,167 of 7th May, 2015 B. 13/15 Clause PRIVATE TRUST COMPANIES BILL 2015 1. Short title and commencement. 2. Interpretation. 3. Registration of Private Trust
More informationRules of Alternative Trading System organised by the BondSpot S.A.
Rules of Alternative Trading System organised by the BondSpot S.A. The Rules adopted by the Management Board by Resolution No. 103/2009 dated 4 November 2009, as amended by the Management Board: by Resolution
More informationKINGDOM OF SAUDI ARABIA. Capital Market Authority CREDIT RATING AGENCIES REGULATIONS
KINGDOM OF SAUDI ARABIA Capital Market Authority CREDIT RATING AGENCIES REGULATIONS English Translation of the Official Arabic Text Issued by the Board of the Capital Market Authority Pursuant to its Resolution
More information