Online Appendix: Are Universities Becoming More Unequal?

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1 Online Appendix: Are Universities Becoming More Unequal? Yan Lau Harvey S. Rosen July 2015 Economics Department, Reed College, Portland, Oregon [ Department of Economics, Princeton University, Princeton, New Jersey [

2 Figure A1: Income by Quartile for Public Carnegie Classifications Per FTE Student (Public Research) Total (Public Research) Per FTE Student (Public Masters) Total (Public Masters) Per FTE Student (Public Associates) Total (Public Associates) Note: Income is defined as the sum of tuition, government grants, private gifts and investment income, and other sources. See the text for details. All dollar amounts are expressed in 2010 dollars; the CPI for Urban Consumers is used to account for changes in the price level. 1

3 Figure A2: Income by Quartile for Private Carnegie Classifications Per FTE Student (Private Research) Total (Private Research) Per FTE Student (Private Masters) Total (Private Masters) Per FTE Student (Private Bachelors) Total (Private Bachelors) Note: Income is defined as the sum of tuition, government grants, private gifts and investment income, and other sources. See the text for details. All dollar amounts are expressed in 2010 dollars; the CPI for Urban Consumers is used to account for changes in the price level. 2

4 Figure A3: Expenditure by Quartile for Public Carnegie Classifications Per FTE Student (Public Research) Total (Public Research) Per FTE Student (Public Masters) Total (Public Masters) Per FTE Student (Public Associates) Total (Public Associates) Note: Expenditures are the sum of spending on instruction, research, academic support, student services, and other items. Further details are provided in the text. All dollar amounts are expressed in 2010 dollars; the CPI for Urban Consumers is used to account for changes in the price level. 3

5 Figure A4: Expenditure by Quartile for Private Carnegie Classifications Per FTE Student (Private Research) Total (Private Research) Per FTE Student (Private Masters) Total (Private Masters) Per FTE Student (Private Bachelors) Total (Private Bachelors) Note: Expenditures are the sum of spending on instruction, research, academic support, student services, and other items. Further details are provided in the text. All dollar amounts are expressed in 2010 dollars; the CPI for Urban Consumers is used to account for changes in the price level. 4

6 Figure A5: Endowment by Quartile for Public Carnegie Classifications Per FTE Student (Public Research) Total (Public Research) Per FTE Student (Public Masters) Total (Public Masters) Per FTE Student (Public Associates*) Total (Public Associates*) Note: *The quartiles for public associates institutions are imprecise because of low sample size. Each year, only around 16 institutions participated in the NACUBO endowment survey, from which the endowment data is obtained. All dollar amounts are expressed in 2010 dollars; the CPI for Urban Consumers is used to account for changes in the price level. 5

7 Figure A6: Endowment by Quartile for Private Carnegie Classifications Per FTE Student (Private Research) Total (Private Research) Per FTE Student (Private Masters) Total (Private Masters) Per FTE Student (Private Bachelors) Total (Private Bachelors) Note: All dollar amounts are expressed in 2010 dollars; the CPI for Urban Consumers is used to account for changes in the price level. 6

8 Figure A7: Income s for Public Carnegie Classifications Per FTE Student (Public Research) Total (Public Research) Per FTE Student (Public Masters) Total (Public Masters) Per FTE Student (Public Associates) Total (Public Associates) 7

9 Figure A8: Income s for Private Carnegie Classifications Per FTE Student (Private Research) Total (Private Research) Per FTE Student (Private Masters) Total (Private Masters) Per FTE Student (Private Bachelors) Total (Private Bachelors) Note: The Gini coefficients among private research and private bachelors institutions for 2009 experienced significant increases because of negative incomes. Gini coefficients can exceed one when some observations have negative incomes. In the graphs, we have capped Gini coefficient values at 1. 8

10 Figure A9: Expenditure s for Public Carnegie Classifications Per FTE Student (Public Research) Total (Public Research) Per FTE Student (Public Masters) Total (Public Masters) Per FTE Student (Public Associates) Total (Public Associates) 9

11 Figure A10: Expenditure s for Private Carnegie Classifications Per FTE Student (Private Research) Total (Private Research) Per FTE Student (Private Masters) Total (Private Masters) Per FTE Student (Private Bachelors) Total (Private Bachelors) 10

12 Figure A11: Endowment s for Public Carnegie Classifications Per FTE Student (Public Research) Total (Public Research) Per FTE Student (Public Masters) Total (Public Masters) Per FTE Student (Public Associates*) Total (Public Associates*) Note: *The Gini coefficients for public associates institutions are imprecise because of low sample size. Each year, only around 16 institutions participated in the NACUBO endowment survey, from which the endowment data is obtained. 11

13 Figure A12: Endowment s for Private Carnegie Classifications Per FTE Student (Private Research) Total (Private Research) Per FTE Student (Private Masters) Total (Private Masters) Per FTE Student (Private Bachelors) Total (Private Bachelors) 12

14 Figure A13: Income, Expenditure and Endowment by Quartile among Research Universities (a) Income by Quartile Per FTE Student (Research Pub & Pri) Total (Research Pub & Pri) (b) Expenditure by Quartile Per FTE Student (Research Pub & Pri) Total (Research Pub & Pri) (c) Endowment by Quartile Per FTE Student (Research Pub & Pri) Total (Research Pub & Pri) Note: Averages for research universities both public and private as defined by Carnegie Classification. All dollar amounts are expressed in 2010 dollars; the CPI for Urban Consumers is used to account for changes in the price level. 13

15 Figure A14: Income, Expenditure and Endowment s among Research Universities (a) Income Gini Per FTE Student (Research Pub & Pri) Total (Research Pub & Pri) (b) Expenditure Gini Per FTE Student (Research Pub & Pri) Total (Research Pub & Pri) (c) Endowment Gini Per FTE Student (Research Pub & Pri) Total (Research Pub & Pri) 14

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