SOURCING FINANCIAL SOLUTIONS FOR CAPITAL INVESTMENTS

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1 SOURCING FINANCIAL SOLUTIONS FOR CAPITAL INVESTMENTS

2 OUR ADVICE AND EXPERTISE CAN YIELD EXCEPTIONAL RESULTS OVER TIME

3 Sourcing financial solutions for the investment success of each and every one of our clients is of paramount importance to Source Capital Group. Whether we are raising all-important capital for a small cap company or executing a wealth management plan for the high net worth individual, Source Capital offers sound financial advice from experienced professionals who serve the client s needs first. Source Capital Group, Inc. was founded in 1992 on the belief that the best investment advice should be independent, unbiased and tailor-made for the individual client s needs. Source Capital began as a boutique investment banking firm specializing in small to mediumsized transactions. We have grown to include businesses in general securities, emerging market securities, distressed and high yield debt securities, in addition to our investment banking activity. Our mission is to provide excellent service and independent advice. We are not merely transaction-driven. We strive to maintain long-lasting client relationships built on trust and integrity. This philosophy has allowed us to achieve strong growth, and ever deepening client loyalty. Your success, and ultimately our success, is based on our seasoned professionals ability to offer sound, independent investment advice to help investors and clients alike achieve their financial goals. INTRODUCING OUR SENIOR MANAGEMENT YOUR PARTNERS IN ACHIEVING FINANCIAL SUCCESS David W. Harris, President We care about our clients and want to provide them with the best service possible in the most ethical manner. Bruce Ryan, Vice Chairman Source Capital s mission is to create long-term value and relationships with each of our clients. Russ Newton, Chief Financial Officer The consultative, personal approach and attentiveness clients receive from a small firm like Source Capital yields results. ACTIVELY MANAGED PRIVATE EQUITY INVESTMENTS PAGE 2

4 INVESTMENT BANKING GROUP The Investment Banking Group at Source Capital offers a wealth of Wall Street experience. Our seasoned professionals specialize in the underserved small cap sector, and work with select early stage companies as well. We have funded both public and private companies. We offer equity and debt financing to help further the growth of companies that are often overlooked by the larger investment banking firms. Structured finance vehicles have also been used to achieve the needs of larger companies, while creating specific advantages that enhance their balance sheets. Source Capital began as an independent firm specializing in small to medium-sized investment banking transactions. Since 1992, we have grown into a full-service financial institution, while adhering to the highest standards of quality and integrity. We have helped companies source capital in a variety of industries, including energy, oil and gas, telecommunications, technology, biotech, consumer goods, and others. We have access to the same financing solutions as the bigger investment banks and our professionals all have extensive investment banking backgrounds. Our attentiveness and out-of-the-box creative thinking will help you determine your financial goals, helping to yield the results you expect and the financial partnership you desire for the long term. We are passionate about what we do. We pride ourselves on understanding both the fundamentals and spirit of your business, and how to help you achieve your goals. We work as a team to provide expert advice and tailored solutions, putting your needs first. We are relationship driven and service oriented to move quickly on your deal, and are always accessible to you with an attention to detail hard to find. Source Capital also provides after-market support. We can help distribute your company s stock to investors across the United States through our various offices and our retail network of retail brokers. Enerlume was introduced to Source Capital at a critical inflexion point of change in our Company's History. The level of detail that Source offered as our Bankers, as well as ancillary services and introductions to Industry partners was invaluable. We look forward to our continued relationship with Source Capital in this next stage of Enerlume's growth as not only have they provided capital but also human capital and potential sales channel. David Murphy CEO of Enerlume Energy Corporation* ACTIVELY MANAGED PRIVATE EQUITY INVESTMENTS PAGE 3

5 GENERATING THE POWER FOR YOUR INVESTMENT GOALS Source Capital provided the platform for us to grow.(source) took us public, provided bridge financing and funded all of our financial needs for a highly capital intensive business. The Banking team gave us the attention that no large bank could have. Rocky Emery CEO and Chairman of Rock Energy * *This testimonial is no guarantee of future performance or success and may not be representative of the experience of other clients

6 CRAFTING TRADITIONAL AND INNOVATIVE PRODUCTS FOR ALL YOUR FINANCING NEEDS

7 INVESTOR SERVICES The core value of Investor Services at Source Capital is to offer sound, independent advice to help investors achieve their overall, long-term financial goals. Whether it is an early retirement plan, or saving for upward-spiraling college costs, we offer comprehensive wealth management planning tailored to each investor s needs. Our financial advisors are responsible for choosing the best investment strategy to meet your individual objectives. Beginning with our initial discussions, we will examine your current financial status, determine your goals, identify your risk tolerance and your overall financial objectives. We can then create a customized wealth management plan, matching products to your needs, to help you achieve your financial goals and dreams. As part of our commitment to provide you with quality service, we have formed a strategic business alliance with one of the nation s leading brokerage clearing institutions, First Clearing Corporation. This relationship brings the dual benefits of a firm offering a long heritage in the full-service brokerage business and the strength of its affiliation with Wachovia Bank, one of the largest banking companies in America. Obviously the performance was more than satisfactory, but the service, attention to detail and customized planning really set Source Capital apart from my previous experiences. Source Capital Group has a unique focus on the individual's needs where they are really recommending what is best for me. Alexander Fraser Private Client* ACTIVELY MANAGED PRIVATE EQUITY INVESTMENTS PAGE 6

8 INVESTOR SERVICES (CONT.) Through our strategic alliance with First Clearing Corporation, we offer you an extensive array of high quality financial services at competitive prices. This allows us to source solutions for your unique financial needs and to provide you with the information and resources to invest with confidence in today s fast-moving securities markets. We can also provide you with both traditional and innovative financial products. Source Capital has no proprietary products, or allocations of products that our advisors are required to sell. We offer our brokers access to virtually all investment vehicles currently available, and they determine those products that will best meet your financial objectives. Source Capital and its employees have always been very accommodating to the specific needs of my family. They have assisted us with not only investing, but also Life and Long Term Care insurance services. Kathleen Zill Private Client * ACTIVELY MANAGED PRIVATE EQUITY INVESTMENTS PAGE 7

9 FINANCIAL STRATEGIES FOR RIPENING INVESTMENT PLANS

10 INVESTOR SERVICES Source Capital offers wealth management plans and investments in the following areas: PORTFOLIO MANAGEMENT Personalized Asset Allocation Fee-based Private Investment Management Commission-based Trades Tax-Advantaged Investment Strategies Individual Stocks, Bonds or Mutual Funds FIXED INCOME High Yield Research and Trading Individualized Income Portfolio Construction Bond Laddering Corporate Bonds, CDs, Treasuries, Municipals Preferred Stocks, Agency Issues, Zero Coupons Income Based Derivative Strategies ESTATE PLANNING Charitable Gifting Estate Tax Reduction Asset Protection and Distributions RETIREMENT PLANNING Traditional and Roth IRAs Rollover Services Lump Sum Distribution Analysis Pension Option Alternatives Cash Flow Analysis COLLEGE EDUCATION PLANNING 529 Plans Reduction in your Expected Family Contribution (EFC) Strategies that May Reduce the Amount You Pay for College INDIVIDUAL INSURANCE Long Term Care Whole Life Term Life Universal Life, Guaranteed and Variable Life Insurance Trust Services Second to Die BUSINESS NEEDS Business Continuation Services Stock Redemption Buy/Sell Coverage Key Person Insurance Group Insurance Retirement Plans LENDING SERVICES Source Capital Mortgage At Source Capital Mortgage, we work with a variety of lending institutions to help you choose the best option based on your specific needs and situation. Our seasoned professionals will work closely with you to ensure the process is expedient and seamlessly executed. Whether you are looking to refinance or are buying a new home, we have the solution for you. Our professionals will advise you on the best terms for your most important financial asset. Business Lending Products Our experienced lending specialists can hep you source SBA 7a and 504 Loans for business acquisitions, expansion, working capital, etc. In addition, we can assist with professional and medical practice financing, commercial real estate financing and other specialty financing such as: accounts receivable, purchase order financing, franchise financing, and other specialty business loans. ACTIVELY MANAGED PRIVATE EQUITY INVESTMENTS PAGE 9

11 CREATING POTENTIAL VALUE WITH OUR INVESTOR SERVICES

12 Source Capital Group, Inc. 276 Post Road West Westport, CT Phone: (203) Fax: (203) Regional Offices Located In: Arizona California Connecticut Florida Hawaii Kentucky Massachusetts New York Rhode Island 2008 Source Capital Group, Inc. Member FINRA and SIPC. There are risks associated with all investments and there is no guarantee the products, strategies or financial solutions discussed here will be successful. All testimonials contained in this document may not be representative of the experience of other clients and in no way a guarantee of future performance or success.

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