Account Opening Form. Open an Account with Chryson today Benefit from a personalised and professional service

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1 Account Opening Form Open an Account with Chryson today Benefit from a personalised and professional service Any investment in CFDs carries a high risk of loss compared to many traditional instruments such as equities or bonds. Our services will not be suitable for many members of the public. You should not apply for this account unless you are confident that you know and understand the features and risks of a discretionary CFD management account and are satisfied that this service is suitable for you in light of your circumstances. Our service involves a high degree of gearing or leverage. The money that we manage for you will be used as deposit on margined transactions and this can work for or against you. A small price movement can result in either substantial losses or gains. PLEASE NOTE: IT IS POSSIBLE THAT YOU MAY LOSE MORE MONEY THAN YOU HAVE PLACED ON DEPOSIT WITH US.

2 Chryson Account Opening Form Please write in block capitals. All fields must be completed, or marked with "none" or "not applicable". 1. Your Personal Details Surname: Forename: Title: Date of Birth: Place of Birth: Nationality: National Insurance Number: Address: Mr. / Mrs. / Miss / Other: dd/mm/yy: Mr. / Mrs. / Miss / Other: dd/mm/yy: Postcode: Home Telephone: Mobile Telephone: Address: Passport Number: Occupation / Retirement Date: Employer Name: Independent Financial Advisor Name: Number of Dependants: Client Qualifications: (Please detail any qualifications achieved) Higher education or professional qualification or mark none if none. Incl. STD: Incl. STD: IF NOT A CORPORATE OR BUSINESS ACCOUNT PLEASE PROCEED TO SECTION 3.

3 2. Corporate Account Details For a corporate account, persons who are authorised signatories, should complete section 1, and both should both sign section 12 of this application. Business Name: Business Registration No. Business VAT No. Business Address and Telephone Number: Current Business Status (Please tick as appropriate) Sole Trader: Partnership: Limited Liability Partership: Limited Company: Postcode: Public Limited Company: Are there any beneficial interest holders? (If Yes, please list all interest holders in the Company, e.g. shareholding, partnership, other beneficial interest in trust, where the interest held in 25% or higher) Yes: No: For each interest holder named above please provide either of the following: If applicable, the interest holder s regulator s registration number or evidence of the Interest holder s listed status on an approved or recognised stock exchange, OR If a company or LLP, a copy of Certificate of Incorporation AND copies of the Memorandum and Articles of Association or LLP Deed, OR If a limited partnership, a copy of the Certificate of Registration AND copy of the limited partnership deed 3. Bank Details This section is required in order to credit your account. Bank / Building Society: Account Name: Address: Sort Code: Account No. Postcode:

4 Chryson Account Opening Form Please write in block capitals. All fields must be completed, or marked with "none" or "not applicable". 4. Financial Details We wish to provide the highest quality of service to you and need information about your personal & financial circumstances to do this. Annual Income (Net Salary): Other Regular Net Annual Income: Main Source of Regular Income: (e.g. employment, pension, investments) Monthly Outgoings Mortgage: Loans: Household bills: School Fees: Other: Approximate Value of Your Main Property: Outstanding Mortgage of Your Main Property: Approximate Value of any Other Properties: Outstanding Mortgage of Other Properties: 5. Current Investments You can also provide more details of your current portfolio in Section Four. PLEASE NOTE: MUST BE COMPLETED IN FULL TO PROCEED. Bank / Building Society Deposits: National Savings: Investment Trusts: OEICs: Equities: Bonds: Pension Funds: Derivative Instruments: Other: (Please specify) Total Investments:

5 6. Current Liabilities You can also provide more details of your current portfolio in Section Four. PLEASE NOTE: MUST BE COMPLETED IN FULL TO PROCEED. Total Value of Credit Card Debt > 1 month: Total Value of Personal Loans or Overdrafts: Total Value of Other Liabilities (HMRC etc): Total Liabilities: 7. Investment Objectives and Attitude to Risk These products are high risk and use leverage/gearing (see Section 9.3). The risk category is also set out in section 9.4. These products give the potential for an above average return to capital invested but also carry the risk of substantial loss, potentially in excess of your initial deposit. These products are not suitable for any investor who is seeking to preserve capital or to minimise their exposure to capital loss. Other products offer lower risk such as bank accounts which carry a low risk of capital loss where they may be covered by a deposit compensation scheme such as FSCS. Details of that scheme can be found at These generally give below inflation returns. British government bonds are low risk and equities are exposed to market risk. A diversified portfolio of holdings managed over time may produce returns but with the risk of some capital loss. Please confirm that the purpose of your application for an account with Chryson is speculative, and note contingent liability products involve accepting a higher degree of risk for potentially higher returns.this product is not suitable for those investors whose primary objective is capital preservation. Acceptable Level of Risk: Please confirm that you are willing to accept the highest level of risk by investing in this product, you can lose more than your initial investment. This product is only suitable for individuals who are willing to accept high levels of risk. Risk Level High: I confirm that I am willing to invest through a managed CFDs account. I also confirm that I am only investing money that I can afford to lose. I understand that this is a high risk speculative product, and that I might lose some or all of the funds invested, and that there is a possibility that I might lose more than the amount invested. (Please tick one box only) Yes: No: 8a Understanding & Experience Please tick which of these applies to you, for each products Experience of holding and understand this type of investment NO experience of holding but understand this type of investment Experience of holding but DO NOT understand this type of investment NO experience of holding and DO NOT understand this type of investment Shares: CFDs: Spread Betting: FX: Futures: Options: 8b Established Experience Knowledge, experience and understanding of financial markets. Number of times trades in last 3 years Average value of a trade Please Insert: (1) If you have traded without advice (2) If you have traded after receiving advice (3) If trading was undertaken by a discretionary manager Shares: CFDs: Spread Betting: FX: Futures: Options:

6 Chryson Account Opening Form Please write in block capitals. All fields must be completed, or marked with "none" or "not applicable". 9. Initial Investment / Gearing Total initial Funds: Number of times your Capital can be Geared: Please note: Where not completed we shall assume 5 times. Please note: Where not completed we shall assume 5 times. 1. Investment objective The primary objective is the increase of capital of the portfolio by speculating on financial instruments (CFDs) with a significantly higher level of risk. You should only invest with money you can afford to lose. It is also possible that you could lose more money than you have invested. 2. Strategy Chryson strategy is modelled on a mix of both the fundamental and technical analysis of the underlying instruments, where a macro view of the economy dictates the speculation of the direction and trend in the market. The trading is facilitated by using Contracts For Differences (CFDs). Trading CFDs offers a flexible alternative to traditional investing in the assets, allowing participation in the price movement of the underlying for only a fraction of the capital outlay required to trade equities directly. CFDs may be used to speculate on an upward or downward price movements. CFDs are highly geared products and therefore, the Chryson program restricts the selection of CFDs for trading only in underlying companies that are blue chip, have a high volume of daily trades backed by good fundamentals such as high market capitalisation. Trading may also take place on indices. These are measurements of overall market movements and are not based on an individual equity. Indices to be used are set out in Section Gearing Chryson will use gearing in order to increase returns or reduce risk. However, your exposure through gearing should not at any time be more than the number of times specified within the application. Chryson trading is done on margin. The margin on all open positions must be maintained as collateral to cover losses (if any) in order keep the position open. Under the discretionary terms of this arrangement, margin payments will be made automatically on your behalf out of the funds available in your account. Under exceptional circumstances it is possible that your liabilities might not be covered by margin payments or closing of the position in time to avoid additional liabilities to you in excess of the funds managed by Chryson. In such circumstances, you will be required to deposit additional funds to meet such losses, which could potentially be as high as 10 times the amount invested. 4. Risk factor In line with speculative dealing on highly geared instruments, profits are not guaranteed and it is possible to make substantial losses in the capital invested. The Chryson program is suited for clients who have a wider portfolio and should only represent a small part of an overall investment strategy. Before you invest, please make sure that you fully understand the risks involved. 5. On-line Access Clients can have access to their accounts online for live account reports. 6. Redemption and liability There is no restriction or penalty on redemption so you may instruct us in writing to redeem your account at any time. The redeemable value will be at the realised value of the portfolio less any charges subject to the execution(s) following the receipt of notice. However, it is recommended that the funds are invested for a minimum of 12 months in order to benefit from the strategy. 7. Charges There are no management or performance fees. A fee is charged on the opening and closing of a transaction by the CFD provider e.g. Saxo Capital Markets Ltd, this is currently 0.2% each trade. Note that this commission applies to the total (i.e. geared up) value of the position rather than to the amount deposited as margin. Chryson operates a commission sharing scheme with its introducing brokers, e.g Saxo Capital Markets Ltd. Additional funding charges may be made by the CFD provider which relate to interest charged on open positions. Such are covered by the Terms of Business arrangements between you and that provider. Please refer to the Disclosure of Inducement section below. 8. Disclosure of Inducement Where relevant, Chryson receives a share of the charges made by CFD provider Chryson operates commission sharing arrangements with introducing brokers. We view that this commission sharing will not in any way impair our duty to act in your best interest. Chryson will pay a percentage out of the above charge to the introducing broker. The amount paid by you (as referred to above) is not altered by this arrangement. 10. Money Laundering Requirements To comply with Money Laundering Regulations, Individual Clients and corporate clients are required to send the following documentation. 1. Individual Account A valid and signed copy of passport Proof of residency, e.g. driver s licence, national ID card or social security card containing the clients registered address or a bank or utility bill (e.g. gas, water, electricity, land line phone, oil, internet or cable TV connections issued to client within the previous 6 months. *(If the Articles of Association do not clearly state the shareholders who own more than 25% of the company, we will also require, documentation from Companies House or an Extract Board Minute to verify this.) NOTE - copies can be provided where these have been certified by an FCA regulated Financial Advisor 2. Corporate Account A copy of the certificate of incorporation Articles of association appropriately signed* Copies of passports belonging to the authorised signatories who own more than 25% of the company

7 11.Consent To Discretionary Trading and Mandate in Contingent Liability Transactions I/we confirm that Chryson and any of its associates have my/our consent to undertake transactions in contingent liability transactions on my/our behalf on a discretionary basis. This mandates trading on FTSE stocks and indices. Other indices may form part of the trading of your account including DAX, CAC, STOXX. The consent to trading and the associated Limited Power of Attorney shall remain in effect until Chryson Limited receives and confirms that it has received a revocation by you, the client. Any transaction commenced or entered into prior to the receipt of any revocation will be valid. Revocation should be addressed to The Directors of Chryson Limited, 27 Park Circus, Glasgow G3 6AP. Please initial to confirm you fully understand and agree with the above statement. 12. Acknowledgement & Signature To meet our statutory obligations, we are required to verify your identity. On receipt of your application we will arrange an electronic check on your details. If we are unable to fully verify your details we may ask you to provide supporting documentation. Prior to signing this Application Form it is essential that you have read and fully understood the Chryson Terms of Business issued to you. These terms describe your service levels and your relationship with Chryson. They contain important information with which you should familiarise yourself. If any part of the Terms of Business are unclear to you do not sign this Application and please contact Chryson or seek advice from a financial professional. I/We, the undersigned, understand that Chryson will rely on this information in opening my/our account and represent that such information is correct and complete. I/We hereby agree to notify Chryson promptly in writing if there is any material change. I/We have read and understand the Terms and conditions, including the relevant risk warnings within. I/We agree that Chryson may contact me by telephone or in person to discuss my future investment requirements. I/We consent to the release of information concerning trading to my Independent Financial Advisor. I/We have read and understand the order execution policy and consent to discretion and trading in contingent liability transactions. I/We have read, understood and hereby agree to the commission sharing scheme, and fully understand the risks involved with CFD trading in the Chryson Program. Name: (Please Print) Date: Signature: 13. Deposits Once you have your client reference you can send your payment electronically as follows, quoting your client reference and ID. GBP SWIFT: CITIGB2LXXX IBAN: GB62CITI Sort Code: Account No.: Any investment in CFDs carries a high risk of loss compared to many traditional instruments such as equities or bonds. Our services will not be suitable for many members of the public. You should not apply for this account unless you are confident that you know and understand the features and risks of a discretionary CFD management account and are satisfied that this service is suitable for you in light of your circumstances. Our service involves a high degree of gearing or leverage. The money that we manage for you will be used as deposit on margined transactions and this can work for or against you. A small price movement can result in either substantial losses or gains. PLEASE NOTE: IT IS POSSIBLE THAT YOU MAY LOSE MORE MONEY THAN YOU HAVE PLACED ON DEPOSIT WITH US.

8 Chryson Ltd, 27 Park Circus, Glasgow, G3 6AP Telephone: Fax: Registered Office: The Ca d oro, 45 Gordon Street, Glasgow G1 3PE. Registered in Scotland No. SC Chryson Ltd is authorised and regulated by the Financial Conduct Authority. Chryson v092014

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