Dr Pierre de Gioia-Carabellese Iuris Doctor, Ph.D, LL.M, PGCAP, Avvocato, Solicitor & Notary Public Lecturer in Business Law

Transcription

1 Dr Pierre de Gioia-Carabellese Iuris Doctor, Ph.D, LL.M, PGCAP, Avvocato, Solicitor & Notary Public Lecturer in Business Law School of Management & Languages; Dept. of Business Management Phone: +44 (0) Address: MB 1.36, Heriot-Watt University Edinburgh EH14 4AS United Kingdom

2 Other publications (prior to r.e.f. 2014): See for recent publications Articles Il fallimento law journal (Bankruptcy law) (together with A. Cesaroni) L amministrazione straordinaria della grande impresa commerciale insolvente: prime riflessioni ( Insolvency Procedure of Commercial big enterprises; a Previous Analysis ) 1999, no. 9 September, 969,978. Normativa secondaria di Consob, Bankitalia e Ministero del tesoro di attuazione del D.Lgs. n. 58/98 in materia di crisi ( Regulation of Consob, Bank of Italy and Treasury Minister implementing Legislative Decree no. 58/1998 in the topic of the Insolvency ) 1998, no. 10 October, 1017,1023. Prime osservazioni sul regime della crisi alla luce del T.U. in materia di intermediazione finanziaria ( Previous Comments on the Crisis Regime in the light of the Consolidated Act on Financial Intermediation ) 1998, no. 5 May, 456,464. Quando l inadempimento non costituisce presupposto oggettivo del fallimento ( When the Non-performance does not represent Objective Requisite of the Insolvency ) 1997, no. 12 December, 1234,1236. (together with C.M. Ruggeri) Autonomia delle masse sociali e personali ( Principle of Autonomy of a Unlimited Partnership and Personal Pool of the Partners ) 1997, no. 5 May, 463,467. Il fallimento. Casi e Questioni law journal (Bankruptcy law. Cases and materials) Società - Atti compiuti dal socio - Azione revocatoria fallimentare - Legittimazione del curatore ( Companies - Transactions entered into by a Share-holder - Claw-back Action - Trustee s Standing ) 1998, no. 2, Section 13, Case 4, 1,8. Società Società con soci a responsabilità illimitata Autonomia dele masse sociali e personali ( Companies Limited Liability Partnership Autonomy of Partnership and Personal Pools ) 1997, n. 3, Section 13, Case 3, 1,12. Mondo Bancario law journal (Banking law) Revocatoria fallimentare e sorte delle Securities Option ( Claw-back Rules and Consequences on Securities Options ) 1998, no 3, May/June, 71,75; 2

3 La convenzione anatocistica nel mirino della Corte Suprema di Cassazione; qualche breve riflessione intorno ad una recente sentenza e al nuovo contesto normative ( Compound interests in the mirror of the Supreme Court; Brief Analysis in respect of a Recent Court Decision and of the new Legislative Framework ) 1999, no 6, November- December, 57,63. Lo spin-off: esperienza bancaria e normative civilistica ( Spin-off Transactions: Banking Practice and Civil Law Regulation ) 2000, no 2, March-April, 55,62; Fusione eterogenea di banche di credito cooperativo e opposizione dei creditori: una recente decisione di merito ( Merger by Amalgamation of Cooperative Banks and Creditors Claims: a Recent Court Decision ) 2000, no 3, May-June, 63,67. I Contratti Law journal (Contract law) Opa e irrevocabilità dell impegno dell offerente ( Take-over and Irrevocability of the Offeror s Undertaking ) 2000, May, no. 5, 497,503; Anatocismo nei rapporti fra banca e cliente: la deliberazione del CICR ( Compound Interests in the Bank-Consumer Relationships: a Recent Bank of Italy Regulation (CICR regulation 9 February 2000) ) 2000, April, no. 4, 411,417. Le Società. Casi e Questioni law Journal (Company law. Cases and Materials) Take-over and Latest Amendments of Consob Regulation no (2000) Le Società Law Journal (Company Law) Opa concorrente: spunti di riflessione civilistici e regolamentari ( Competing Take-over: a Civil Law and Regulatory Analysis ) 2005, no. 11 November, 1355,1363. Responsabilità per violazione di opa obbligatoria: epistemologia e fenomenologia di un passaggio a nord-over ( Liability for Breach of Mandatory Take-over: Epistemology and phenomenology of a North-Western Drive ) 2005, no. 9 September, 1137,1148. Opposizione dei soci di minoranza ad opa residuale ( Counterclaim of the Minority Share-holders against a Residual Take-over ) 2001, no. 8 August, 959,962. Tribunale Milano 20 marzo 2000 La responsabilità in caso di violazione dell opa obbligatoria ( Milan Tribunal, 20 th March 2000 Liability in case of Breach of Mandatory Take-over ) 2000, no. 11 November, 1357,1368. Le c.d. casse peote alla luce della delibera CICR 9 febbraio 2000 ( The so called Casse Peote (Non-recognised Intermediaries) in the light of the CICR Regulation 9 February 2000 ) 2000, no. 6 June, 757,761. 3

4 Tribunale Treviso 27 dicembre 1999 (ord) Opposizione alla fusione e garanzie patrimoniali ( Treviso Tribunal, 27 th December 1999 (Court decision) Opposition to Merger and Assets Guaranties ) 2000, no. 4 April, 446,448. Codice di autodisciplina elaborato dal Comitato per la corporate Governance delle società quotate, ottobre 1999 Il Codice di autodisciplina delle società quotate ( The Self-regulatory Code of the Listed Companies ) 2000, no. 1 January, 107,119. D.M. 24 maggio 1999, n. 228 I criteri di uniformazione dei fondi comuni di investimento ( Treasury Minister Decree, 24 th May 1999, no. 228 Legal Criteria of Homogenisation of the Investment Collective Funds ) 1999, no. 10 October, 1249,1258. La deliberazione Consob n /98 ( Consob Regulation no /98 Dematerialised securities ) 1999, no. 4 April, 484,488. L. 20 maggio 1997, n. 133 Nuove forme societarie per l impresa artigiana ( 20 th May 1997, no. 133 Act New Company Frameworks for the Craft Enterprise ) 1997, no. 8 August, 971,977. Il Nuovo Diritto Law Journal (Law) Attività bancaria e di investimento fuori sede, tied agents e consulenza finanziaria nella nuova direttiva sui servizi di investimento su strumenti finanziari: prime riflessioni e spunti critici ( Banking Activity and Investment Activity Performed on Door-to-Door Basis, Tied Agents, and Financial Advisory in the context of the New Investment Services Directive; First Analysis and Critical Approach ) no. 2/3, February/March 2006, 131,146. Aggregazioni da concerto e responsabilità in caso di violazione dell OPA obbligatoria, fra esigenze di tutela della casalinga di Voghera ed egemonia dei furbetti der quartierino ( Actions in Concerts and Civil Liability in case of Breach of a Mandatory Take-over ) no. 1, January 2006, 20,38. La rivista dei curatori fallimentari Law Journal (Bankruptcy) Liquidazione coatta amministrativa delle imprese di investimento e degli enti creditizi ( Administrative Compulsory Liquidation of Investment Firms and Banking Entities ) 1997, July/September, 57,61. Doctrinal treatises Comments sub artt. 43/50 of Legislative Decree no. 58 of 1998 (OICR Collective Investment Funds and SICAV) in F Alpa e P Zatti (ed), Commentario breve al codice civile leggi complementari ( Doctrinal Treatise on Italian Ancillary Acts ) Vol. II (CEDAM, Padova 2000). 4

5 Comments sub artt. 59, 60 and 72 ( Indemnity Systems in favour of Investors; Financial Market Insolvencies ) in Commentario al testo unico delle disposizioni in materia di intermediazione finanziaria ( Doctrinal Treatise on Consolidated Laws on Financial Intermediation ), edited by Proff. F Alpa and F Capriglione (CEDAM, Padova 1998) 563, , ,700. Contributions to Edited Books Le offerte pubbliche di acquisto obbligatorie di strumenti finanziari ( Mandatory Takeovers of Financial Instruments ) in M Passalacqua (ed), Interessi pubblici e integrazione di imprese (Public Interests and Integration of Enterprises ), (University of Pisa Publishing, Collana Jura Oeconomica, Pisa 2005) 38,108 (IT\ICCU\BVE\ ). La cartolarizzazione nella recente pratica finanziaria ( The Securitisation Transactions in the Recent Financial Practice ) in Law Chronicle of Doctoral Theses in the Law of Bank (Siena University, Siena University Press 2002). (together with R. Tedeschi) I mercati regolamentati di strumenti finanziari ( Regulated Markets on Financial Instruments ) in F Belli, CG Corvese and F Mazzini (eds), Argomenti di diritto degli intermediari e dei mercati finanziari ( Topics of Law of Financial Intermediaries and of Financial Markets ) (Giappichelli Publishing, Turin 2000) 273,307. Monograph L attività fuori sede da parte di banche e imprese. L intermediazione finanziaria e assicurativa aggiornata al ddl n. 7/2007 ( The Door-to-door Activity of Banks, Financial Intermediaries and Investments Firms ) (Halley Publishing, Matelica April 2007) 1,173 (ISBN ). Conferences Approximately 30 conferences, as speaker, held in London, Milan and Rome, for ITA, Paradigma, Istituto Studi Bancari and Euromoney; speeches usually focus on Banking Law and Commercial Law matters. E.g., as to ITA, in Milan: Instrument of Control, Neutralisation and Diversification of the Risk, 26/27 June 2001; Structured Finance and Innovative Profiles of the Financial Instruments, 17/18 January 2002; Acquisitions and Mergers from the Beginning to the End Procedures, Contracts, Tax and Company Implications, 15, 16 and 17 April 2002; The New Discipline of the Investment Services, 6/7 July 2004; Administrative Liability, Interdictory Measures and Control Structures, 20 October 2005; New Encumbrances in the Banking-Enterprise Relationships in the Field of the Credit and Guarantee, 27/28 October 2004; Liability and Auditing in the Pursuance of the Services of Banking and Financial Consultancy, 8/9 February 2005; 5

6 Administrative Liability, Interdictory Measures and Control Framework. Legislative Decree no 231/2001. New Duties Introduced by Law no 311/2004 (Finance Act 2005), 8/9 March 2005; Management, Contracts and Liabilities of the Company Groups, 5/6 April 2005; Global Distribution of Banking, Financial and Insurance Products: Legal Persons, Rules and Liabilities, 6 and 7 April 2005; The New Italian Rules in the Asset Management, 6, 7 and 8 June 2005; The New Legislative Framework in the Field of the Market Abuse, 4, 5 and 6 July 2005; Company Agreements, 27 September 2005; Major Issues concerning M&A Transactions, 28 September 2005; The New Code of the Insurance, 5 and 6 October 2005; Novelties and Legal Issues in the Field of the Financial Salesmen, 13/14 October 2005; The new discipline of the OICR in Italy, 8/9 November 2005; The New Discipline of the Pledge and of the Financial Guarantees, 15/16 November 2005; The New Discipline of the Tele-Marketing relating to Banking, Financial and Insurance Services, 30 November/1 December 2005; Issue, Offering and Placement of financial Instruments in Italy, 19/20 December